CEO of Identiv (INVE) reports 150,000-share PSU vesting and tax withholding

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Identiv, Inc. director and Chief Executive Officer Kirsten F. Newquist reported equity compensation activity involving the company’s common stock. On March 2, 2026, she acquired 150,000 shares through the vesting and settlement of performance-based restricted stock units granted under Identiv’s 2011 Incentive Compensation Plan, following certification that specified performance criteria were satisfied. On the same date, 77,532 shares were withheld to cover tax withholding obligations related to this vesting, treated as a disposition for reporting purposes rather than an open-market sale. After these transactions, Newquist directly owned 286,290 shares of Identiv common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Newquist Kirsten F.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	150,000	$0.00	--
Tax Withholding	Common Stock	77,532	$3.17	$246K

Holdings After Transaction: Common Stock — 363,822 shares (Direct)

Footnotes (1)

Represents performance-based restricted stock units ("PSUs") granted to the reporting person, each of which represents a contingent right to receive one share of common stock. On July 29, 2024, the reporting person was granted PSUs pursuant to Issuer's 2011 Incentive Compensation Plan, subject to the satisfaction of specified performance criteria. The reported amount reflects the number of PSUs earned by the reporting person on March 2, 2026 following certification by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of specified performance criteria. The PSUs fully vested on March 2, 2026. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of PSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Form 4 Insider Transactions: What Each Field Means →

03/04/2026 - 07:45 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newquist Kirsten F.

(Last)

(First)

(Middle)

1900-B CARNEGIE AVENUE

(Street)

SANTA ANA

92705

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/02/2026		A		150,000⁽¹⁾	A	$0.00	363,822	D
Common Stock	03/02/2026		F		77,532⁽²⁾	D	$3.17	286,290	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents performance-based restricted stock units ("PSUs") granted to the reporting person, each of which represents a contingent right to receive one share of common stock. On July 29, 2024, the reporting person was granted PSUs pursuant to Issuer's 2011 Incentive Compensation Plan, subject to the satisfaction of specified performance criteria. The reported amount reflects the number of PSUs earned by the reporting person on March 2, 2026 following certification by the Compensation Committee of the Issuer's Board of Directors of the satisfaction of specified performance criteria. The PSUs fully vested on March 2, 2026.

2. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of PSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan.

	/s/ Ed Kirnbauer, Attorney in Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Identiv (INVE) CEO Kirsten Newquist report?

Kirsten F. Newquist reported the vesting of 150,000 performance-based restricted stock units and a related tax-withholding disposition of 77,532 shares on March 2, 2026. These transactions reflect equity compensation and tax withholding, not an open-market purchase or sale of Identiv common stock.

How many Identiv (INVE) shares does CEO Kirsten Newquist own after this Form 4?

Following the March 2, 2026 equity compensation and tax-withholding transactions, Kirsten F. Newquist directly owns 286,290 shares of Identiv common stock. This figure reflects the 150,000 vested PSUs and the 77,532 shares withheld to satisfy tax obligations tied to that vesting event.

Was the Identiv (INVE) CEO’s Form 4 a stock sale in the open market?

The Form 4 does not show an open-market sale. It reports a tax-withholding disposition of 77,532 shares at $3.17 per share tied to PSU vesting. Those shares were withheld to cover tax liabilities, rather than sold voluntarily on the public market by the CEO.

What are the details of the 150,000 PSUs reported by Identiv (INVE) CEO?

The 150,000 units are performance-based restricted stock units granted July 29, 2024 under Identiv’s 2011 Incentive Compensation Plan. They were earned and fully vested on March 2, 2026, after the Compensation Committee certified that specified performance criteria had been satisfied for the award.

Why did Identiv (INVE) withhold 77,532 shares from the CEO’s award?

Identiv withheld 77,532 shares to satisfy tax withholding obligations associated with the vesting and settlement of the CEO’s performance-based restricted stock units. This withholding is reported as a disposition on Form 4 but represents tax payment mechanics, not a discretionary sale of common stock.

What transaction codes appear in the Identiv (INVE) CEO Form 4 and what do they mean?

The Form 4 shows code A for a grant, award, or other acquisition of 150,000 common shares via PSU vesting, and code F for a tax-withholding disposition of 77,532 shares. Together, these reflect routine equity compensation and related tax withholding for the CEO.