STOCK TITAN

Tax withholding leads Identiv (INVE) officer to dispose of 1,252 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Identiv, Inc. reported a Form 4 showing that officer Edward Kirnbauer disposed of 1,252 shares of common stock on February 27, 2026 through a tax-withholding disposition tied to vesting restricted stock units. The shares were valued at $3.15 each for this withholding transaction. After the transaction, Kirnbauer directly held 91,831 shares of common stock. A footnote states this includes 59,688 shares issuable upon restricted stock units that have not yet vested.

Positive

  • None.

Negative

  • None.
Insider KIRNBAUER EDWARD
Role See Remarks
Type Security Shares Price Value
Tax Withholding Common Stock 1,252 $3.15 $4K
Holdings After Transaction: Common Stock — 91,831 shares (Direct)
Footnotes (1)
  1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. Includes an aggregate of 59,688 shares of common stock issuable pursuant to restricted stock units that have not vested.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KIRNBAUER EDWARD

(Last) (First) (Middle)
1900-B CARNEGIE AVENUE

(Street)
SANTA ANA CA 92705

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 F 1,252(1) D $3.15 91,831(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.
2. Includes an aggregate of 59,688 shares of common stock issuable pursuant to restricted stock units that have not vested.
Remarks:
Chief Financial Officer and Secretary
/s/ Ed Kirnbauer 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Identiv (INVE) report for Edward Kirnbauer?

Identiv (INVE) reported that officer Edward Kirnbauer disposed of 1,252 shares of common stock on February 27, 2026. The filing describes this as a tax-withholding disposition related to the vesting and settlement of restricted stock units.

Was the Identiv (INVE) Form 4 transaction an open-market sale?

No. The Form 4 for Identiv (INVE) describes the 1,252-share disposition as withholding of shares to cover tax obligations on vested restricted stock units, not a discretionary open-market sale by officer Edward Kirnbauer.

How many Identiv (INVE) shares does Edward Kirnbauer hold after this Form 4 transaction?

After the reported tax-withholding disposition, officer Edward Kirnbauer directly holds 91,831 shares of Identiv (INVE) common stock. A footnote explains this total includes 59,688 shares issuable from restricted stock units that have not yet vested.

What price per share was used in the Identiv (INVE) tax-withholding disposition?

The Form 4 lists a transaction price of $3.15 per share for the 1,252 Identiv (INVE) common shares withheld. This price is used to value the shares applied toward officer Edward Kirnbauer’s associated tax withholding obligations.

What do the restricted stock unit footnotes mean in the Identiv (INVE) Form 4?

The footnotes explain that shares were withheld to cover tax obligations from vesting restricted stock units and that Kirnbauer’s holdings include 59,688 unvested RSU shares. These RSUs were granted under Identiv’s 2011 Incentive Compensation Plan.

Does the Identiv (INVE) Form 4 indicate any change in incentive plan participation?

The Form 4 confirms that the transaction stems from restricted stock units granted under Identiv’s 2011 Incentive Compensation Plan. It does not describe new grants, but clarifies tax withholding and remaining unvested RSU-based share entitlements for Edward Kirnbauer.