ICON PLC (ICLR) CFO lists RSU and stock option holdings in Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
ICON PLC Chief Financial Officer Nigel Bernard John Clerkin filed an initial ownership report showing his equity interests in the company. He directly holds 3,855 Ordinary Shares.
He also holds several equity awards: Restricted Share Units covering 10,127, 5,558, and 2,755 underlying Ordinary Shares, plus Stock Options for 9,241 underlying Ordinary Shares with an exercise price of 185.18 per share expiring on March 6, 2033. Footnotes explain that these awards vest in scheduled annual installments between 2026 and 2029, with each restricted share unit converting into one Ordinary Share upon vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Clerkin Nigel Bernard John
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Share Units | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Share Units — 10,127 shares (Direct);
Stock Options — 9,241 shares (Direct);
Ordinary Shares — 3,855 shares (Direct)
Footnotes (1)
- These restricted share units were granted on May 22, 2025 and (i) 3,375 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 3,375 restricted share units will vest on March 6, 2027, and (iii) 3,377 restricted share units will vest on March 6, 2028. Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting. These stock options were granted on March 6, 2025. Of these options, 2,310 vested in 2026, 2,310 vest in each of 2027 and 2028, and 2,311 vest in 2029, in each case on the applicable anniversary of the grant date. These restricted share units were granted on October 31, 2024 and (i) 2,778 restricted share units will vest on October 31, 2026 and (ii) 2,780 restricted share units will vest on October 31, 2027. These restricted share units were granted on March 6, 2025 and (i) 918 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 918 restricted share units will vest on March 6, 2027, and (iii) 919 restricted share units will vest on March 6, 2028.
FAQ
What does ICON PLC (ICLR) CFO Nigel Clerkin report in this Form 3?
He reports his initial equity ownership in ICON PLC, including 3,855 Ordinary Shares, several blocks of Restricted Share Units tied to Ordinary Shares, and Stock Options for 9,241 underlying shares, showing his compensation is significantly equity-based.
What equity awards does the ICON PLC (ICLR) CFO have outstanding?
He holds Restricted Share Units covering 10,127, 5,558, and 2,755 underlying Ordinary Shares, plus Stock Options for 9,241 shares. These awards vest in tranches between 2026 and 2029, aligning his incentives with long-term company performance.
When do the ICON PLC CFO’s stock options reported on Form 3 expire?
The reported Stock Options on ICON PLC Ordinary Shares, covering 9,241 underlying shares at an exercise price of 185.18 per share, are scheduled to expire on March 6, 2033, giving a multi‑year window for potential exercise.