ICON plc (ICLR) CEO details stock option and RSU holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
ICON plc Chief Executive Officer and director Barry Edward Balfe reported his initial ownership of company equity awards. The filing shows direct holdings of stock options and restricted share units, each tied to ordinary shares of ICON.
His positions include stock options over 15,328 ordinary shares with an exercise price of 185.1800 and expiration on March 6, 2033, plus additional option grants with exercise prices of 159.3300, 231.6800, 233.8800 and 325.5100 per share. He also holds several restricted share unit awards, including 28,986, 7,699 and 3,047 units, each representing a contingent right to receive one ordinary share, along with smaller RSU grants of 1,664, 728 and 500 units that vest on specified future dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
13 transactions reported
Mixed
13 txns
Insider
Balfe Barry Edward
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Stock Options — 886 shares (Direct);
Restricted Share Units — 28,986 shares (Direct);
Ordinary Shares — 4,458 shares (Direct)
Footnotes (1)
- Fully vested. These restricted share units were granted on October 31, 2025 and vest annually in three equal installments on the applicable anniversary of the grant date. Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting. These restricted share units were granted on May 22, 2025 and (i) 3,849 restricted share units will vest on March 6, 2027 and (ii) 3,850 restricted share units will vest on March 6, 2028. These stock options were granted on March 3, 2023. Of these options, 1,119 vested in 2025 and in 2026, 1,119 will vest in 2027 and 1,123 will vest in 2028, in each case on the applicable anniversary of the grant date. These stock options were granted on March 3, 2022. Of these options, 1,135 vested in 2025 and 2026 and 1,135 will vest in 2027, in each case on the applicable anniversary of the grant date. These restricted share units were granted on March 6, 2025 and (i) 1,523 restricted share units will vest on March 6, 2027 and (ii) 1,524 restricted share units will vest on March 6, 2028. These stock options were granted on March 6, 2025. Of these options, 3,832 vested in 2026 and 3,832 will vest in 2027, 2028 and 2029, in each case on the applicable anniversary of the grant date. These stock options were granted on March 3, 2024. Of these options, 1,228 vested in 2025 and 2026, 1,228 will vest in 2027 and 1,230 will vest in 2028, in each case on the applicable anniversary of the grant date. These restricted share units were granted on August 7, 2023 and 728 restricted share units will vest on August 7, 2026. These restricted share units were granted on March 3, 2024 and 500 restricted share units will vest on March 3, 2027. These restricted share units were granted on March 3, 2024 and will vest in full on March 3, 2027.
FAQ
What does ICON (ICLR) CEO Barry Balfe’s Form 3 filing show?
It shows Barry Balfe’s initial ownership of ICON equity awards as CEO and director. The filing lists his direct holdings of stock options and restricted share units, each linked to ordinary shares, along with their exercise prices, expiration dates, and vesting schedules.
Are Barry Balfe’s ICON (ICLR) equity awards fully vested?
Only some of Barry Balfe’s awards are fully vested, as indicated for certain stock options. Many option and restricted share unit grants remain unvested, with portions scheduled to vest on future anniversaries of their grant dates through 2029 according to the described vesting schedules.