Ernesto Garateix (HRTG) files Form 144 for 867-share sale via Morgan Stanley

Rhea-AI Filing Summary

Ernesto J. Garateix and related holders report a proposed sale of 867 shares of Common stock via a Form 144 notice. The filing lists prior 10b5-1 open-market dispositions on 12/22/2025, 01/20/2026, and 02/20/2026 with per-trade dollar amounts shown.

The transactions are recorded as 10b5-1 sales executed through Morgan Stanley Smith Barney LLC. The excerpt lists historical sale amounts such as $220,118.95 and $194,342.86 for 7467-share tranches and smaller 867-share tranches with amounts like $25,549.71 and $20,914.21.

Insights

Securities Compliance Counsel

Form 144 notice records proposed open-market dispositions under 10b5-1 procedures.

The filing lists a proposed sale of 867 Common shares and documents prior 10b5-1 sales on 12/22/2025, 01/20/2026, and 02/20/2026. This pattern is consistent with scheduled plan-based sales rather than ad hoc trades.

Cash‑flow treatment and intended purchaser types are not detailed in the excerpt; subsequent SEC filings would show completion or settlement details.

Equity Markets Analyst

Repeated small open-market sales appear as routine liquidity under a 10b5-1 plan.

The excerpt shows multiple 10b5-1 sales including 7467-share and 867-share tranches with associated dollar amounts, executed through Morgan Stanley Smith Barney LLC. The presence of multiple dated sales suggests a pre-arranged selling schedule.

Market impact depends on actual settlement and volume; the excerpt does not state timing of completion or remaining holdings.

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Accepted by SEC EDGAR 03/20/2026 - 04:41 PM Learn about SEC filing dates

FAQ

What does the HRTG Form 144 disclose about the sale?

The filing discloses a proposed sale of 867 shares of Common stock. It records prior 10b5-1 open-market sales on 12/22/2025, 01/20/2026, and 02/20/2026, each with listed dollar amounts.

Who executed the trades listed in the Form 144 excerpt?

Trades were recorded through Morgan Stanley Smith Barney LLC as broker. The excerpt identifies the broker-dealer address and shows sales labeled as 10b5-1 transactions for Ernesto J. Garateix and Ernesto Garateix & Yvette Garateix.

What dollar amounts are shown for recent 10b5-1 sales?

The excerpt lists amounts including $220,118.95 and $194,342.86 for 7467-share tranches, and smaller 867-share tranches showing $25,549.71 and $20,914.21 on specific dates.

Does the Form 144 state whether proceeds go to the issuer?

The excerpt does not state proceeds recipients for the proposed sale. The recorded transactions are identified as 10b5-1 open-market sales, which typically reflect selling-holder dispositions rather than issuer proceeds.

Are these sales one-time or part of a plan?

The filing labels multiple entries as 10b5-1 sales, indicating they were executed under a pre-established trading plan. Dates shown across months suggest a scheduled series of dispositions rather than isolated trades.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	867	23079.54	30720918	03/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2013	Open Market Purchase	Issuer			867	03/15/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	7467	180122.71
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	867	20914.21
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	7467	194342.86
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	867	22595.93
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	7467	220118.95
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	867	25549.71

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)