Baiju Bhatt Trust sells HOOD shares under 10b5-1 (HOOD)

Rhea-AI Filing Summary

Baiju Prafulkumar Bhatt Living Trust reported planned sales of Common shares under Rule 144/Section 144 notice provisions, with multiple 10b5-1 executed sales listed. The filing lists executed 10b5-1 sales on and three specific prior sale dates with share counts and gross proceeds.

The record shows 10b5-1 sales on and earlier transactions on (67,422 shares, $4,808,530.30), (65,694 shares, $4,749,978.39), and (57,261 shares, $4,946,062.03) attributed to the Baiju Prafulkumar Bhatt Living Trust.

Key Figures

Sale - 03/20/2026: 67,422 shares Proceeds - 03/20/2026: $4,808,530.30 Sale - 02/23/2026: 65,694 shares +3 more

6 metrics

Sale - 03/20/2026 67,422 shares dated 03/20/2026 with listed proceeds

Proceeds - 03/20/2026 $4,808,530.30 gross proceeds listed for 67,422 shares

Sale - 02/23/2026 65,694 shares dated 02/23/2026

Proceeds - 02/23/2026 $4,749,978.39 gross proceeds listed for 65,694 shares

Sale - 04/16/2026 57,261 shares dated 04/16/2026

Proceeds - 04/16/2026 $4,946,062.03 gross proceeds listed for 57,261 shares

Key Terms

10b5-1, Rule 144, Founders Shares

3 terms

10b5-1 regulatory

"10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Founders Shares financial

"Common | 10/04/2018 | Founders Shares"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	67442	5001498.72	791184698	05/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/04/2018	Founders Shares	Issuer			67442	10/04/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	04/16/2026	57261	4946062.03
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	03/20/2026	67422	4808530.30
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	02/23/2026	65694	4749978.39

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HOOD Form 144 filing disclose about recent sales?

The filing discloses 10b5-1 sales by the Baiju Prafulkumar Bhatt Living Trust. It lists executed sales of 67,422; 65,694; and 57,261 shares with gross proceeds of $4,808,530.30; $4,749,978.39; and $4,946,062.03 respectively.

Who is the selling party named in the Form 144 for HOOD?

The selling party is the Baiju Prafulkumar Bhatt Living Trust. The filing associates that trust with multiple 10b5-1 sales and provides an address in Menlo Park, CA.

What method governed the sales listed in the Form 144 for HOOD?

The filing states the sales were executed pursuant to 10b5-1 arrangements. Each listed transaction is described as a 10b5-1 sale, indicating pre-arranged plan executions as recorded in the filing.

Which dates and volumes are reported in the excerpted Form 144 for HOOD?

The excerpt shows sales on and earlier transactions dated (67,422 shares), (65,694 shares), and (57,261 shares). Each row pairs a date with the share count and gross proceeds.

Does the Form 144 excerpt state who receives the proceeds?

The excerpt attributes the transactions to the trust and lists gross proceeds per sale. It does not specify a recipient beyond the named trust; further cash‑flow details are not included in the provided excerpt.