| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
HLA Investments, LLC ("HLAI") may be deemed to beneficially own 15,351,034 shares of Class A Common Stock of the Issuer ("Class A Common Stock") consisting of 8,128,907 Class B Units of HLA (the "Class B Units") held directly and 7,222,127 shares of Class A Common Stock for which it exercises voting control. HRHLA, LLC ("HRHLA") as the managing member of HLAI, controls HLAI and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HLAI may be deemed to beneficially own. Hartley R. Rogers as managing member of HRHLA controls HRHLA and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HRHLA may be deemed to beneficially own.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
HLAI may be deemed to beneficially own 15,351,034 shares of Class A Common Stock consisting of 8,128,907 Class B Units held directly and 7,222,127 shares of Class A Common Stock for which it exercises voting control. HRHLA as the managing member of HLAI, controls HLAI and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HLAI may be deemed to beneficially own. Hartley R. Rogers as managing member of HRHLA controls HRHLA and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HRHLA may be deemed to beneficially own.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Hartley R. Rogers may be deemed to beneficially own 15,351,034 shares of Class A Common Stock consisting of 8,128,907 Class B Units held directly by HLAI, and 7,222,127 shares of Class A Common Stock for which HLAI exercises voting control, including 55,466 shares of Class A Common Stock held directly and 55,466 shares of Class A Common Stock held directly by a limited liability company ("LLC") which is wholly owned by Hartley R. Rogers, Hartley R. Rogers' spouse and three trusts for the benefit of Hartley R. Rogers' children. Hartley R. Rogers' spouse serves as manager of the LLC and as trustee of the trusts. HRHLA as the managing member of HLAI, controls HLAI and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HLAI may be deemed to beneficially own. Hartley R. Rogers as managing member of HRHLA controls HRHLA and, accordingly, may be deemed to beneficially own the shares of Class A Common Stock that HRHLA may be deemed to beneficially own.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Hamilton Lane Advisors, Inc. ("HLA Inc.") beneficially owns 1,028,699 shares of Class A Common Stock as holder of 1,028,699 Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA").
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Mario L. Giannini beneficially owns 1,418,829 shares of Class A Common Stock, which includes the 1,028,699 B Units held directly by Hamilton Lane Advisors, Inc., an S-corporation that is wholly owned by Mr. Giannini, 283,632 Class B units directly held by HLA Investments, LLC and 105,723 shares of Class A Common Stock held directly.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Kyera Giannini beneficially owns 213,648 shares of Class A Common Stock consisting of 213,648 Class B Units held directly.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Nicole Giannini beneficially owns 213,648 shares of Class A Common Stock consisting of 213,648 Class B Units held directly.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
The Laura Sexton Trust beneficially owns 291,233 shares of Class A Common Stock as a result of 291,233 Class B Units held directly by HLAI on behalf of the Laura Sexton Trust.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
The Matthew Sexton Trust beneficially owns 291,233 shares of Class A Common Stock as a result of 291,233 Class B Units held directly by HLAI on behalf of the Matthew Sexton Trust.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
O. Griffith Sexton beneficially owns 604,732 shares of Class A Common Stock, which includes 582,466 Class B Units as sole trustee of the two Sexton family trusts, 4,852 shares of Class A Common Stock held directly and 17,414 shares of Class A Common Stock held indirectly through the O. Griffith Sexton 2016 Revocable Trust.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
French River 5 Limited directly owns 330,015 shares of Class A Common Stock and beneficially owns an additional 7 Class B Units held directly by HLAI on behalf of French River 5 Limited. French River 5 Limited is a wholly owned subsidiary of Oakville Number 2 Trust ("Oakville Trust"). Oakville Trust and Rysaffe Trust Company (C.I.) Limited, trustee ("Rysaffe"), the trustee of Oakville Trust, beneficially own all of such shares.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
French River 5 Limited directly owns 330,015 shares of Class A Common Stock and beneficially owns an additional 7 shares of Class A Common Stock as a result of its ownership interest in HLAI. French River 5 Limited is a wholly owned subsidiary of Oakville Trust. Oakville Trust and Rysaffe, the trustee of Oakville Trust, beneficially own all of such shares.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
French River 5 Limited directly owns 330,015 shares of Class A Common Stock and beneficially owns an additional 7 shares of Class A Common Stock as a result of its ownership interest in HLAI. French River 5 Limited is a wholly owned subsidiary of Oakville Trust. Oakville Trust and Rysaffe, the trustee of Oakville Trust, beneficially own all of such shares.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Edward B. Whittemore beneficially owns 95,000 shares of Class A Common Stock as a result of 95,000 Class B Units held directly by HLAI on behalf of Mr. Whittemore.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Laurence F. Whittemore beneficially owns 56,880 shares of Class A Common Stock as a result of 56,880 Class B Units held directly by HLAI on behalf of Mr. Whittemore.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Michael Schmertzler beneficially owns 600,000 shares of Class A Common Stock as a result of 600,000 Class B Units held directly by HLAI on behalf of Mr. Schmertzler.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Erik R. Hirsch may be deemed to beneficially own 1,417,363 shares of Class A Common Stock consisting of 63,582 shares of Class A Common Stock held directly, 809,781 Class B Units held directly by HL Management Investors, LLC on behalf of Mr. Hirsch and 544,000 unvested shares of performance stock ("Performance Stock") over which Mr. Hirsch exercises voting authority.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Juan Delgado-Moreira may be deemed to beneficially own 1,882,047 shares of Class A Common Stock consisting of 1,338,047 shares of Class A Common Stock held directly and 544,000 unvested shares of Performance Stock over which Mr. Delgado-Moreira exercises voting authority.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Paul Yett may be deemed to beneficially own 228,500 shares of Class A Common Stock consisting of 10,024 shares of Class A Common Stock held directly, and 218,476 Class B Units held directly by HL Management Investors, LLC ("HLMI") on behalf of Mr. Yett.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Tara Devlin may be deemed to beneficially own 210,619 shares of Class A Common Stock consisting of 7,411 shares of Class A Common Stock held directly, 173,441 Class B Units held directly by HLMI on behalf of Ms. Devlin, and 29,767 Class C Units held directly by HLMI on behalf of Ms. Devlin.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Stephen R. Brennan may be deemed to beneficially own 176,388 shares of Class A Common Stock consisting of 25,628 shares of Class A Common Stock held directly, 133,368 Class B Units held directly by HLMI on behalf of Mr. Brennan, and 17,392 unvested shares of Performance Stock over which Mr. Brennan exercises voting authority.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Andrea Anigati Kramer may be deemed to beneficially own 434,323 shares of Class A Common Stock consisting of 82,524 shares of Class A Common Stock held directly, 135,970 Class B Units held directly by HLMI on behalf of Ms. Kramer, 195,317 Class C Units held directly by HLMI on behalf of Ms. Kramer, and 20,512 unvested shares of Performance Stock over which Ms. Kramer exercises voting authority.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Michael Kelly may be deemed to beneficially own 60,000 shares of Class A Common Stock consisting of 41,303 Class B Units held directly by HLMI on behalf of Mr. Kelly, and 18,697 Class C Units held directly by HLMI on behalf of Mr. Kelly.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Thomas Kerr may be deemed to beneficially own 179,670 shares of Class A Common Stock consisting of 49,190 shares of Class A Common Stock held directly, 117,436 Class B Units held directly by HLMI on behalf of Mr. Kerr, and 13,044 shares of Performance Stock.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
David Helgerson may be deemed to beneficially own 189,912 shares of Class A Common Stock consisting of 25,886 shares of Class A Common Stock held directly, 154,049 Class B Units held directly by HL Management Investors, LLC on behalf of Mr. Helgerson, and 9,997 Class C Units held directly by HL Management Investors, LLC on behalf of Mr. Helgerson.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Michael Donohue may be deemed to beneficially own 59,368 shares of Class A Common Stock consisting of 29,345 shares of Class A Common Stock held directly, 26,819 Class B Units held directly by HL Management Investors, LLC on behalf of Mr. Donohue, and 3,204 Class C Units held directly by HL Management Investors, LLC on behalf of Mr. Donohue.
| CUSIP Number(s): | 407497106 |
Comment for Type of Reporting Person:
Margaret McAllister may be deemed to beneficially own 359,006 shares of Class A Common Stock consisting of 59,006 shares of Class A Common Stock held directly and 300,000 Class B Units held directly.