Welcome to our dedicated page for Hamilton Lane SEC filings (Ticker: HLNE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hamilton Lane Incorporated (Nasdaq: HLNE) files a range of documents with the U.S. Securities and Exchange Commission in connection with its role as a public company and private markets investment manager. This page provides access to those SEC filings, along with AI-powered tools that help explain the contents and highlight key points for investors.
Among the filings available are current reports on Form 8-K, where Hamilton Lane discloses material events such as quarterly financial results, amendments to loan agreements, registered offerings of Class A common stock, annual meeting voting outcomes and significant corporate actions. These filings give insight into the company’s financial reporting, capital structure changes and financing arrangements.
Investors can also review proxy materials on Schedule 14A, which describe the annual meeting agenda, director elections, advisory votes on executive compensation, auditor ratification and elements of the company’s governance framework. The proxy statement includes information on board structure, committees, related-party arrangements and equity compensation plans.
Through this page, users can locate Hamilton Lane’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available), which provide detailed discussions of the firm’s private markets investment management business, risk factors and financial statements. In addition, Form 4 and other ownership-related filings can be consulted to monitor insider transactions and equity holdings of directors and officers.
The platform supplements these documents with AI-generated summaries and highlights, helping readers quickly understand the purpose of each filing, the main items disclosed and how they relate to Hamilton Lane’s operations in private markets. Real-time updates from the SEC’s EDGAR system ensure that new filings appear promptly, while structured access makes it easier to navigate the company’s regulatory history.
The Vanguard Group filed Amendment No. 9 to a Schedule 13G/A reporting 0 shares (0%) of Hamilton Lane Inc common stock. The filing states that, following an internal realignment on January 12, 2026, certain subsidiaries or business divisions will report beneficial ownership separately in reliance on SEC Release No. 34-39538. The amendment is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Hamilton Lane Inc. Chief Operating Officer Andrea Anigati Kramer delivered 1,212 shares of Class A common stock at $96.85 per share to the company to pay withholding taxes due on vesting of previously granted restricted stock awards. This is a tax-withholding disposition, not an open‑market sale.
After this transaction, she holds 64,549 Class A shares directly. She also has performance stock awards, each representing a contingent right to one Class A share, with performance periods ending on September 16, 2029, September 16, 2030, and September 16, 2031. Additional indirect interests include Class B and Class C units exchangeable one‑for‑one into Class A shares and Class A shares held through an IRA trust and HL Management Investors, LLC.
Hamilton Lane Co-CEO Erik R. Hirsch reported a compensation-related share disposition tied to tax obligations. On March 14, 2026, 6,912 shares of Class A common stock were delivered to the company at $96.85 per share to cover withholding taxes on vested restricted stock awards, rather than sold on the open market.
After this tax-withholding event, Hirsch directly holds 63,582 Class A shares. He also has performance stock representing up to 544,000 Class A shares that vest only if the stock reaches specified price targets before September 16, 2031. In addition, Class B units representing 809,781 underlying Class A shares are held on his behalf by HL Management Investors, LLC and may be exchanged one-for-one for Class A shares or cash, with corresponding Class B common stock carrying ten votes per share but minimal economic value.
Hamilton Lane Inc. Chief Financial Officer Jeffrey Brian Armbrister reported routine equity compensation activity. On March 14, 2026, 590 shares of Class A common stock were delivered back to Hamilton Lane at $96.85 per share to cover withholding taxes due on previously vested restricted stock awards. After this tax-withholding disposition, he directly held 10,849 shares of Class A common stock.
Armbrister also reported holdings of performance stock that each represent a contingent right to receive one share of Class A common stock. These awards vest only if Hamilton Lane’s Class A stock reaches specified price or total shareholder return targets, with performance periods ending on September 16, 2029, September 16, 2030, and September 16, 2031. The filing shows underlying performance stock positions tied to 4,348, 13,044, and 2,033 potential Class A shares, all held directly.
Hamilton Lane Inc. Chief Accounting Officer Carl Drew Thomas reported routine share movements tied to compensation and tax withholding. He acquired 46 shares of Class A common stock on December 31, 2025 through the company’s Employee Share Purchase Plan, a transaction exempt under Rule 16b-3(d). On March 14, 2026, 85 shares of Class A common were delivered back to the company to cover withholding taxes due upon the vesting of previously granted restricted stock awards, reducing his direct holdings to 1,178 shares. He also holds performance stock representing a contingent right to receive 1,356 shares of Class A common stock, which will vest only if the stock achieves a specified total shareholder return growth rate over a performance period ending on September 16, 2030.
Hamilton Lane Inc. General Counsel & Secretary Lydia Gavalis reported a routine tax-related share disposition. She delivered 549 shares of Class A common stock to the company at $96.85 per share to cover withholding taxes on previously vested restricted stock awards. After this transaction, she directly holds 32,889 Class A shares.
She also holds performance stock awards that each represent a contingent right to one share of Class A common stock. One grant covers 1,356 underlying shares with a performance period ending on September 16, 2030, tied to a specified growth rate of total shareholder return. Another covers 6,522 underlying shares with a performance period ending on September 16, 2029, tied to achieving a specified share price.
Hamilton Lane Inc. director David J. Berkman reported an indirect open-market purchase of Class A Common Stock. A family trust named The 2006 Berkman Trust for David J. Berkman Family bought 10,000 shares at $101 per share, resulting in indirect ownership of 10,000 shares. Separately, Berkman is shown with 25,000 shares of Class A Common Stock held directly after the reported transactions.
Hamilton Lane Inc. director and Co-CEO Erik R. Hirsch purchased 9,225 shares of Class A common stock in an open-market transaction at a weighted average price of $107.1285 per share on February 20, 2026. Following this purchase, he directly holds 70,494 Class A shares, which include unvested restricted stock granted under the 2017 Equity Incentive Plan. He also has 544,000 shares of performance stock, each representing a contingent right to one Class A share that vests only if the stock reaches specified price targets before September 16, 2031.
Separately, 809,781 Class B Units of Hamilton Lane Advisors, L.L.C. are held on his behalf by HL Management Investors, LLC; each unit is exchangeable on a one-for-one basis for Class A common stock or, at the issuer’s election, cash, and has no expiration date. A corresponding 809,781 shares of Class B common stock, which carry ten votes per share but limited economic value, remain outstanding in connection with these units.
Hamilton Lane Inc. Co-CEO Juan Delgado-Moreira bought additional shares of the company’s stock. On Class A common stock, he made two open-market purchases totaling 9,225 shares at weighted average prices of $107.1024 and $107.5798 per share, increasing his direct holdings to 1,338,047 Class A shares. He also holds 544,000 shares of performance stock, each representing a contingent right to one Class A share that vests only if the stock reaches specified price targets before the performance period ends on September 16, 2031.
Hamilton Lane Inc. COO Andrea Anigati Kramer reported an open-market purchase of 2,325 shares of Class A common stock at a weighted average price of $107.5318 per share on February 20, 2026, acquired through the company’s Employee Share Purchase Plan. After this trade, her directly held Class A common stock increased to 65,761 shares. She also previously received two equity awards of 46 Class A shares each on September 30, 2025 and December 31, 2025. The filing notes additional holdings of performance stock that may convert into Class A shares if total shareholder return or share-price targets are met, with performance periods ending in 2029, 2030, and 2031, as well as Class B and Class C units that are exchangeable on a one-for-one basis into Class A common stock or cash pursuant to an exchange agreement.