Welcome to our dedicated page for Hamilton Lane SEC filings (Ticker: HLNE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hamilton Lane Incorporated filings document the public-company records of a Delaware private markets investment manager and its operating subsidiary, Hamilton Lane Advisors, L.L.C. Recent Form 8-K disclosures cover operating and financial results, stock repurchase program activity, amendments to term-loan arrangements, registered Class A common stock offerings, and other material events affecting capital structure and financing.
Proxy and meeting-related filings describe board elections, advisory compensation votes, auditor ratification, dual-class voting mechanics for Class A and Class B common stock, executive compensation, and corporate governance matters.
Hamilton Lane Inc. Executive Co-Chairman Hartley R. Rogers reported open-market purchases of the company’s Class A common stock. On June 11, 2026, he bought a total of 38,290 Class A shares in two transactions at weighted average prices of about $77.86 and $78.73 per share, within disclosed intraday ranges. Following these trades, he also continues to have a substantial indirect interest through Class B Units exchangeable on a one-for-one basis into Class A common stock, representing 6,510,922 underlying shares. Some of these indirect holdings are owned through LLCs and family trusts, where he disclaims beneficial ownership except for his pecuniary interest, and the Class B common stock carries ten votes per share but minimal economic value.
Hamilton Lane Inc. Chief Operating Officer Andrea Anigati Kramer made an open-market purchase of 1,283 shares of Class A common stock at $77.46 per share. Following this buy on June 11, 2026, she directly holds 87,350 Class A shares.
She also holds 135,970 shares of Class B common stock, which carry ten votes per share but minimal economic value. In addition, she has indirect interests in Class B and Class C Units of Hamilton Lane Advisors, L.L.C. and several tranches of performance stock, each generally convertible on a one-for-one basis into Class A shares if specified price or total shareholder return conditions are met through performance periods ending between 2029 and 2031.
Hamilton Lane Inc. director David J. Berkman reported an open-market purchase of Class A Common Stock. On June 11, 2026, an entity described as The 2006 Berkman Trust for David J. Berkman Family bought 15,000 shares at a weighted average price of $76.27 per share in multiple trades between $75.99 and $76.40. Following the transaction, the filing shows 25,000 shares of Class A Common Stock held indirectly by the trust and a separate line indicating 25,000 shares held directly.
Hamilton Lane Inc. Chief Operating Officer Andrea Anigati Kramer reported new equity awards and updated holdings. She received 3,543 shares of Class A common stock as restricted stock under the 2017 Equity Incentive Plan, which vest in four equal annual installments starting on May 29, 2027. She also acquired 62 Class A shares through the Employee Share Purchase Plan, a transaction exempt under Rule 16b-3(d), bringing her direct Class A holdings to 86,067 shares. In addition, she reports indirect interests in Class B and Class C units of Hamilton Lane Advisors, L.L.C. that are exchangeable one-for-one into Class A shares, and multiple tranches of performance stock that each represent a contingent right to receive Class A shares if specified stock-price or total shareholder return conditions are met through performance periods ending between 2029 and 2031.
Carl Drew Thomas reported acquisition or exercise transactions in this Form 4 filing.
Hamilton Lane Inc.’s Chief Accounting Officer Carl Drew Thomas received a grant of 675 shares of Class A common stock as restricted stock under the company’s 2017 Equity Incentive Plan. The award vests in four equal annual installments starting on May 29, 2027, functioning as stock-based compensation rather than a market purchase.
After this grant and a correction of a prior overstatement by seven shares, Thomas directly beneficially owns 1,846 Class A shares, including unvested restricted stock. He also holds performance stock representing a contingent right to receive 1,356 Class A shares, which may vest based on total shareholder return performance through the period ending September 16, 2030.
Armbrister Jeffrey Brian reported acquisition or exercise transactions in this Form 4 filing.
Hamilton Lane Inc. Chief Financial Officer Jeffrey Brian Armbrister reported an equity compensation grant and updated holdings. He received 2,109 shares of Class A common stock as restricted stock under the 2017 Equity Incentive Plan, vesting in four equal annual installments starting on May 29, 2027.
Following this award, he directly holds 12,958 Class A shares, including unvested restricted stock. He also holds performance stock awards that each represent a contingent right to receive one Class A share, with underlying amounts of 2,033, 13,044 and 4,348 shares tied to stock price or total shareholder return goals over performance periods ending between September 16, 2029 and September 16, 2031.
Gavalis Lydia reported acquisition or exercise transactions in this Form 4 filing.
Hamilton Lane Inc. reported that General Counsel & Secretary Lydia Gavalis received an award of 1,139 Class A common shares as restricted stock under the company’s 2017 Equity Incentive Plan. The award vests in four equal annual installments starting on May 29, 2027.
Following this grant, Gavalis directly holds 34,028 Class A shares, which include unvested restricted stock. She also holds performance stock awards that each represent a contingent right to receive Class A shares if performance goals are met, covering 6,522 underlying shares with a performance period ending on September 16, 2030 and 1,356 underlying shares with a performance period ending on September 16, 2029.
Delgado-Moreira Juan reported acquisition or exercise transactions in this Form 4 filing.
Hamilton Lane Inc. reported that Co-Chief Executive Officer Juan Delgado-Moreira received an equity compensation award of 38,087 shares of Class A common stock at no cost under the company’s 2017 Equity Incentive Plan. According to the footnotes, this consists of 8,087 restricted shares as part of his 2026 annual bonus and 30,000 restricted shares as part of a previously announced annual share award. These restricted shares vest in four equal annual installments starting on May 29, 2027. After this award, he directly holds 1,376,134 Class A shares, including unvested restricted stock. The filing also notes 544,000 shares of performance stock outstanding, each representing a contingent right to one Class A share, with vesting tied to the stock reaching specified price levels before the performance period ends on September 16, 2031.
Hirsch Erik R. reported acquisition or exercise transactions in this Form 4 filing.
Hamilton Lane Inc. Co-CEO Erik R. Hirsch reported a stock award, not an open-market trade. He received 42,145 shares of Class A common stock as a grant under the company’s 2017 Equity Incentive Plan, bringing his direct Class A holdings to 105,727 shares.
The award consists of 12,145 restricted shares tied to his 2026 annual bonus and 30,000 restricted shares from a previously announced annual share award. These restricted shares vest in four equal annual installments starting on May 29, 2027. Hirsch also holds Class B common stock with ten votes per share but minimal economic value, as well as performance stock and Class B units that each correspond one-for-one to Class A shares, giving additional contingent or indirect exposure.
Hamilton Lane Incorporated insiders and related entities filed Amendment No. 15 to their Schedule 13D for the company’s Class A Common Stock. HLA Investments, LLC, HRHLA, LLC and Hartley R. Rogers may be deemed to beneficially own 15,351,034 shares, or 27.6% of the class, based on 43,697,364 shares outstanding as of May 19, 2026. The filing also reports a series of open‑market purchases, including Mr. Rogers buying 55,000 shares at a weighted average price of $90.05 on May 26, 2026 (plus an additional 55,000 shares through an LLC at the same price), as well as purchases by executives Erik Hirsch, Juan Delgado‑Moreira, Andrea Anigati Kramer and Mario L. Giannini at prices generally around $107–$131 per share, all funded with their available cash. The amendment updates the list of reporting persons, clarifies voting and dispositive powers across various entities and trusts, and adds new powers of attorney and a joint filing agreement.