STOCK TITAN

Herzfeld Credit Income (NASDAQ: HERZ) insider adds 3610 shares in open-market buy

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Herzfeld Credit Income Fund, Inc. insider Thomas J. Herzfeld, described as Chairman of the Advisor, reported an open-market purchase of 3610 shares of common stock at $16.0141 per share. After this transaction, he directly holds 197248 shares, indicating a routine increase in his personal stake.

Positive

  • None.

Negative

  • None.
Insider HERZFELD THOMAS J
Role Insider
Bought 3,610 shs ($58K)
Type Security Shares Price Value
Purchase Common stock 3,610 $16.0141 $58K
Holdings After Transaction: Common stock — 197,248 shares (Direct)
Shares purchased 3610 shares Open-market purchase of common stock
Purchase price $16.0141 per share Price paid in the reported transaction
Shares held after 197248 shares Direct holdings following the transaction
Net buy shares 3610 shares Net change in common stock position from this filing
open-market purchase financial
"reported an open-market purchase of 3610 shares of common stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
common stock financial
"reported an open-market purchase of 3610 shares of common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"What did Thomas J. Herzfeld report in this Form 4 for HERZ?"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
directly holds financial
"After this transaction, he directly holds 197248 shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did Thomas J. Herzfeld report in this Form 4 for HERZ?

Thomas J. Herzfeld reported an open-market purchase of 3610 shares of Herzfeld Credit Income Fund, Inc. common stock at $16.0141 per share. Following the transaction, his directly held position increased to 197248 shares, reflecting a modest addition to his holdings.

Was the HERZ insider transaction a buy or sell?

The HERZ insider transaction was a buy. Thomas J. Herzfeld executed an open-market purchase of 3610 shares of common stock at $16.0141 per share, increasing his directly owned position to 197248 shares after the transaction was completed.

How many HERZ shares does Thomas J. Herzfeld hold after this trade?

After this reported trade, Thomas J. Herzfeld directly holds 197248 shares of Herzfeld Credit Income Fund, Inc. common stock. This figure reflects his position immediately following the open-market purchase of 3610 shares at a price of $16.0141 per share.

At what price did the HERZ insider purchase shares?

The HERZ insider purchased shares at $16.0141 per share. Thomas J. Herzfeld acquired 3610 shares of Herzfeld Credit Income Fund, Inc. common stock in an open-market transaction, bringing his total directly held position to 197248 shares after the transaction.

Does this HERZ Form 4 show any derivative security activity?

This Form 4 does not show any derivative security activity. The filing records only a single non-derivative open-market purchase of 3610 common shares at $16.0141 per share, leaving no remaining derivative positions listed in the derivative summary section.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HERZFELD THOMAS J

(Last)(First)(Middle)
HERZFELD CREDIT INCOME FUND, INC.
119 WASHINGTON AVENUE, SUITE 504

(Street)
MIAMI BEACH FLORIDA 33139

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Herzfeld Credit Income Fund, Inc [ HERZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Chairman of the Advisor
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock04/15/2026P3,610A$16.0141197,248D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Thomas J. Herzfeld04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)