Welcome to our dedicated page for Herzfeld Credit Income Fund SEC filings (Ticker: HERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Herzfeld Credit Income Fund, Inc. (NASDAQ: HERZ) SEC filings page on Stock Titan provides access to the Fund’s regulatory documents as filed with the U.S. Securities and Exchange Commission. As a non-diversified, closed-end management investment company and regulated investment company, HERZ files periodic and transactional reports that describe its governance, investment policies, distribution practices, and stockholder rights.
Among the key filings for HERZ are proxy statements such as the definitive proxy statement (DEF 14A) filed in October 2025. That document outlines the Fund’s classified Board structure, director elections, quorum and voting requirements, and details of the Annual Meeting of Stockholders. It also confirms that the Fund’s common stock trades on the NASDAQ Capital Market under the ticker "HERZ" and provides information on how stockholders can obtain the Fund’s annual and semi-annual reports.
Investors can also use HERZ’s SEC filings to understand how the Fund operates under the Investment Company Act of 1940 and the Internal Revenue Code of 1986. Filings and related materials explain that the Fund seeks to qualify as a regulated investment company, describe its distribution requirements, and discuss how it may distribute or retain net capital gains. Disclosures associated with tender offers and self-tender policies, referenced in press releases, are filed with the SEC and set out the terms under which the Fund may repurchase a portion of its outstanding shares at a percentage of net asset value.
On Stock Titan, HERZ filings are complemented by AI-powered summaries that highlight the most important points in dense documents such as proxy statements, annual reports, and tender offer materials. These summaries help readers quickly identify information on topics such as Board elections, distribution policies, changes to dividend reinvestment plans, and share repurchase programs. Users can review Forms and schedules related to governance, stockholder meetings, and corporate actions, while AI-generated insights clarify complex regulatory language and point to sections that discuss risk factors, voting procedures, and the Fund’s status as a NASDAQ-listed closed-end fund.
In addition, Stock Titan’s filings interface is designed to surface updates as new HERZ documents are posted to the SEC’s EDGAR system, helping investors follow changes in policies, capital structure, or governance that are reflected in formal filings. This combination of real-time access and AI explanation allows users to navigate HERZ’s regulatory history more efficiently and to better understand how its filings relate to its investment and distribution practices.
Herzfeld Credit Income Fund advisor chairman Thomas J. Herzfeld bought additional shares of the fund. On this Form 4, he reported an open-market purchase of 2,974 shares of common stock at $15.50 per share. After the transaction, he directly owned 193,638 common shares.
Erik M. Herzfeld reports updated ownership in Herzfeld Credit Income Fund, Inc., disclosing beneficial ownership of 752,442 common shares. This represents 37.57% of the 2,002,996 shares outstanding as of February 23, 2025.
He has sole voting and dispositive power over 71,411 shares and shared power over 681,031 shares held in advisory accounts. The filing details recent open-market activity in March 2026, with advisory clients primarily buying shares in multiple transactions at prices around the mid‑$15 range, alongside small sales.
Thomas J. Herzfeld and related accounts report a significant stake in Herzfeld Credit Income Fund, Inc. They disclose beneficial ownership of 866,736 common shares, equal to 43.27% of the 2,002,996 shares outstanding as of February 23, 2025.
Herzfeld holds 190,664 shares with sole voting and dispositive power, and 676,072 shares are held with shared voting and/or dispositive power through advisory accounts. Recent open-market activity includes advisory clients buying 16,953 shares and Herzfeld personally buying 5,036 shares on March 2–3, 2026 at prices around $15.32–$15.81 per share.
Herzfeld Credit Income Fund, Inc portfolio manager Ryan M. Paylor bought common stock in two open-market purchases, acquiring 112 shares at $15.3156 per share on March 2, 2026 and 40 shares at $15.8096 per share on March 3, 2026. After these buys, he directly owns 6,081 shares.
Herzfeld Credit Income Fund, Inc insider Thomas J. Herzfeld reported buying additional common stock in two open-market transactions. He purchased 3,760 shares at $15.3185 per share on March 2, 2026 and 1,276 shares at $15.8086 per share on March 3, 2026, for a total of 5,036 shares. Following these purchases, his directly held position increased to 190,664 shares of the fund’s common stock.
Erik M. Herzfeld reports beneficial ownership of 730,542 shares of Herzfeld Credit Income Fund, Inc., representing 36.47% of the common stock. This is based on 2,002,996 shares outstanding as of February 23, 2025.
He has sole voting and dispositive power over 71,411 shares, and shared power over 659,131 shares held in advisory accounts. On February 18, 2026, advisory clients sold 1,835 shares at $17.3134. The issuer effected a 10‑to‑1 reverse stock split on February 6, 2026, and the amendment reflects post‑split figures, including rounding of fractional shares.
Herzfeld Credit Income Fund, Inc. received an amended Schedule 13D from Thomas J. Herzfeld, et al., updating his beneficial ownership. The filing reports beneficial ownership of 844,762 common shares, or 42.17% of the issuer’s 2,002,996 shares outstanding as of February 23, 2025.
Herzfeld has sole voting and dispositive power over 185,631 shares and shared voting and/or dispositive power over 659,131 shares held in advisory accounts. On February 18, 2026, advisory clients sold 1,835 shares in open-market transactions at $17.3134 per share.
The issuer effected a 10‑to‑1 reverse stock split effective February 6, 2026, and this amendment presents ownership on a post‑split basis, including additional shares from rounding up fractional positions. No individual advisory account holds more than 5% of the fund’s common shares.
Herzfeld Credit Income Fund, Inc. received an updated ownership report from Erik M. Herzfeld and related advisory accounts. The filing states beneficial ownership of 7,381,500 shares of common stock, equal to 37.89% of the 19,483,671 shares outstanding as of December 30, 2025.
The report explains that this amount reflects stock received in the Fund’s December 30, 2025 cash-or-stock distribution of $0.6867 per share, where roughly 20% was paid in cash and about 80% in stock, based on a share price of $2.5799. Mr. Herzfeld received 120,584 shares and advisory clients received 1,141,754 shares through that distribution.
The filing also lists numerous open-market purchases and sales by advisory clients around year-end 2025 and early 2026. It notes that effective February 6, 2026 the Fund executed a 10‑to‑1 reverse stock split, though the reported ownership figures are presented on a pre-split basis for consistency with the prior amendment.
Herzfeld Credit Income Fund, Inc. received an updated ownership report from longtime holder Thomas J. Herzfeld and related advisory accounts. They now beneficially own 8,523,628 common shares, equal to 43.75% of the 19,483,671 shares outstanding as of December 30, 2025.
The filing details a December 30, 2025 distribution of $0.6867 per share, paid about 20% in cash and 80% in stock, based on each investor’s election and an overall cash cap. Mr. Herzfeld received 313,441 shares and advisory clients 1,141,754 shares in stock. Numerous open-market buys and sells around $1.90–$2.76 per share are listed. The issuer effected a 10‑to‑1 reverse stock split effective February 6, 2026, but all amounts in this amendment are reported on a pre-split basis, and no single advisory account holds more than 5% of the fund’s common shares.
Herzfeld Credit Income Fund, Inc. reported that Chairman of the Advisor Thomas J. Herzfeld received additional common shares through a fund distribution. On December 30, 2025, the fund paid a distribution of $0.6867 per share to stockholders, which could be taken in cash or common stock, with total cash for all stockholders capped at 20% of the total payout.
Approximately 80% of this December 2025 distribution was paid in shares of common stock. The stock portion was valued using a price of $2.5799 per share, based on the volume-weighted average trading price on December 12, 15 and 16, 2025. In connection with this distribution, Mr. Herzfeld received 313,441 shares, bringing his directly held beneficial ownership to 1,856,241 common shares of the fund.