Hanmi Financial (HAFC) CBO awarded 3,159-share stock grant, now holds 44,832

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Banking Officer receives equity grant. Chief Banking Officer Anthony I. Kim acquired 3,159 shares of Hanmi Financial common stock on a grant or award basis at a price of $0.0000 per share. Following this equity award, he directly holds 44,832 common shares.

According to the footnote, this common stock grant was issued under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026, tying compensation to longer-term service and company performance.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Kim Anthony I.

Role Chief Banking Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,159	$0.00	--

Holdings After Transaction: Common Stock — 44,832 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Anthony I.

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Banking Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		A		3,159(1)	A	$0	44,832	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

	/s/ Anthony Kim	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Hanmi Financial (HAFC) disclose about Anthony I. Kim’s recent stock grant?

Hanmi Financial reported that Chief Banking Officer Anthony I. Kim received a grant of 3,159 shares of common stock at $0.0000 per share. The award increases his direct holdings to 44,832 shares and forms part of his equity-based compensation.

How many Hanmi Financial (HAFC) shares does Anthony I. Kim hold after this Form 4 transaction?

After the reported grant, Anthony I. Kim directly holds 44,832 shares of Hanmi Financial common stock. This total reflects the addition of 3,159 shares awarded under the company’s 2021 Equity Compensation Plan, as disclosed in the Form 4 filing.

What is the nature of the 3,159-share transaction reported for Hanmi Financial (HAFC)?

The 3,159-share transaction is an acquisition through a grant or award, not an open-market purchase. It is classified with transaction code “A,” indicating a compensation-related equity grant rather than a buy or sell decision in the market.

Under which plan was Anthony I. Kim’s Hanmi Financial (HAFC) stock grant issued?

The stock grant was issued under Hanmi Financial’s 2021 Equity Compensation Plan. The footnote explains that the common stock award of 3,159 shares vests over three years from the grant date of March 13, 2026, aligning with the plan’s vesting terms.

How does the Hanmi Financial (HAFC) stock grant to Anthony I. Kim vest over time?

The disclosed grant of 3,159 common shares is scheduled to vest over three years from the grant date of March 13, 2026. This means the award becomes fully earned gradually over that period, subject to the equity plan’s conditions.

Was Anthony I. Kim’s Hanmi Financial (HAFC) stock grant a direct or indirect holding?

The Form 4 indicates the holdings are direct, labeled with ownership code “D.” This means the 3,159 granted shares, and the resulting 44,832 total shares, are held directly by Anthony I. Kim rather than through an intermediary entity.