Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanmi Financial Corporation filings document the reporting record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under HAFC. Current reports cover results of operations and financial condition, Regulation FD investor presentations, cash dividends and share repurchase authorizations.
The company’s proxy materials describe annual meeting matters, board governance, executive compensation and equity-award disclosures. Hanmi’s filings also present risk factors tied to bank capital and liquidity, economic and credit-market conditions, competition for loans and deposits, interest-rate effects on margins and yields, and regulatory or supervisory matters affecting Hanmi Bank.
Ball Christine P reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Christine P. Ball reported an equity award of 2,298 shares of Common Stock. The shares were granted at no cash cost to her as restricted stock under the 2021 Equity Compensation Plan and are scheduled to vest on May 26, 2027. After this grant, she holds a total of 5,147 common shares directly, reflecting routine stock-based compensation rather than an open-market purchase or sale.
Chu Christie K reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Christie K. Chu reported a new stock grant and updated holdings. She received an award of 2,298 shares of common stock at a price of $0.0000 per share as a grant or award, issued as a restricted stock grant under the 2021 Equity Compensation Plan that vests on May 26, 2027. After this award, she directly holds 31,623 shares of Hanmi Financial common stock. The filing also reflects an indirect holding of 985 shares in an IRA account.
Chung Harry reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Harry Chung received a restricted stock award, increasing his direct holdings. On this Form 4, Chung was granted 2,298 shares of common stock at no purchase price under the 2021 Equity Compensation Plan. The restricted shares vest on May 26, 2027. Following this equity grant, he directly owns 39,623 shares of Hanmi Financial common stock.
Ahn John J reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director John J. Ahn received a grant of 2,298 shares of Common Stock as restricted stock. The award was issued at no cash cost per share and was granted under the company’s 2021 Equity Compensation Plan.
The restricted stock vests on May 26, 2027, meaning the shares become fully owned by Ahn on that date if vesting conditions are met. After this grant, Ahn directly holds a total of 53,623 shares of Hanmi Financial common stock.
Marasco James A reported acquisition or exercise transactions in this Form 4 filing.
HANMI FINANCIAL CORP director James A. Marasco received a grant of 2,298 shares of common stock on May 27, 2026 as a restricted stock award under the 2021 Equity Compensation Plan. The shares vest on May 26, 2027, bringing his direct holdings to 9,187 shares.
Rosenblum David L reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director David L. Rosenblum received a grant of 2,298 shares of common stock as a restricted stock award. The shares were issued at no cash cost under the company’s 2021 Equity Compensation Plan and are scheduled to vest on May 26, 2027.
Following this grant, Rosenblum directly holds a total of 38,883 shares of Hanmi Financial common stock. This award reflects equity-based compensation rather than an open-market purchase or sale.
Lee Gloria J reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Gloria J. Lee received a grant of 2,298 shares of Common Stock as restricted stock under the 2021 Equity Compensation Plan. The award was granted at no cash cost and is scheduled to vest on May 26, 2027. Following this grant, Lee directly holds 15,715 shares, reflecting a routine compensation-related increase in her ownership rather than an open-market purchase or sale.
Williams Thomas James reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Thomas James Williams received a grant of 2,298 shares of common stock as compensation. The award was issued as restricted stock under the 2021 Equity Compensation Plan and will vest on May 26, 2027. Following this grant, he directly holds 28,623 shares.
Medici Daniel John reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Daniel John Medici received a grant of 2,298 shares of restricted common stock at no cost as equity compensation. The award was issued under the 2021 Equity Compensation Plan and is scheduled to vest on May 26, 2027. After this grant, Medici directly holds 2,498 common shares.
Hanmi Financial Corporation reported several governance updates. Director Gideon Yu resigned from the boards of the Corporation and Hanmi Bank effective May 22, 2026, after serving since 2021. The company states his resignation was not due to any disagreement over operations, policies, or practices.
Yu had been nominated for reelection at the 2026 Annual Meeting but, following his resignation, did not stand and any votes for his election were disregarded. At the May 27, 2026 Annual Meeting, stockholders elected ten director nominees, each receiving about 24.4–24.9 million votes “for” and 1,517,024 broker non-votes.
Stockholders also approved the 2026 Employee Stock Purchase Plan, with one proposal receiving 24,886,127 votes for, 12,400 against, 5,448 abstentions, and 1,517,024 broker non-votes. Additional management proposals were approved with strong support, and the ESPP was filed as Exhibit 10.1.