Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Hanmi Financial Corporation (NASDAQ: HAFC) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools to help interpret the information. Hanmi Financial is the parent company of Hanmi Bank, a commercial bank focused on real estate, commercial, SBA and trade finance lending to small and middle market businesses.
In Hanmi’s annual reports on Form 10-K and quarterly reports on Form 10-Q, investors can review details on net interest income, net interest margin, loan and deposit balances, credit loss expense, allowance for credit losses, capital ratios and risk management practices. These reports also contain extensive risk factor discussions covering capital and liquidity, economic conditions, competition for loans and deposits, interest rate and real estate risks, regulatory changes, cyber security, SBA lending and more.
Current reports on Form 8-K document material events such as quarterly earnings releases, dividend declarations, investor presentations and board appointments. For example, Hanmi has filed 8-Ks to announce cash dividends on its common stock, report financial results for specific quarters, furnish investor slide presentations, and disclose the appointment of new directors to the boards of Hanmi Financial and Hanmi Bank.
Investors interested in capital management and shareholder returns can use these filings to follow disclosures on tangible common equity, capital ratios, share repurchases and the ability of Hanmi Bank to make distributions to Hanmi Financial, which is subject to regulatory and financial constraints.
Stock Titan’s platform enhances these documents with AI-generated summaries that highlight key points from lengthy 10-K and 10-Q reports, explain complex risk factor language in simpler terms and surface notable items from 8-K filings. Real-time updates from EDGAR, combined with structured access to exhibits and risk disclosures, help users quickly understand how new filings may affect their view of HAFC.
Hanmi Financial Corp President & CEO Bonita Lee reported a routine tax-related share disposition. On April 1, 2026, 3,769 shares of common stock were withheld at $26.60 per share to cover tax obligations, not sold on the open market. After this withholding, she directly holds 202,555 common shares and indirectly holds 1,000 shares through her spouse.
HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported a tax-withholding disposition of company stock. On this Form 4, 916 shares of common stock were withheld on April 1, 2026 at $26.60 per share to cover tax obligations, leaving him with 77,410 directly held shares.
Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a routine tax-related stock transaction. On April 1, 2026, 148 shares of common stock were disposed of at $26.60 per share to satisfy tax obligations on equity compensation. After this tax-withholding disposition, he directly owned 2,765 common shares.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a small tax-related share disposition. On April 1, 2026, 563 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non-market transaction. After this withholding, Kim directly held 46,948 shares of Hanmi Financial common stock.
HANMI FINANCIAL CORP Chief Credit Officer reports routine tax withholding in stock. On April 1, 2026, Matthew Fuhr had 492 shares of common stock withheld at $26.60 per share to cover tax obligations. After this non-market disposition, he directly holds 37,302 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Risk Officer, Michael Du, reported a small tax-related share disposition. On this Form 4, 360 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non‑market “tax-withholding disposition” rather than an open‑market sale. After this transaction, he directly holds 15,249 shares of Hanmi Financial common stock.
Hanmi Financial’s Chief Risk Officer Michael Du reported routine equity compensation activity involving restricted stock vesting and related tax withholding.
On March 26, 2026, 2,367 shares of common stock were acquired as a grant or award, reflecting the vesting of performance-based restricted stock for a three-year period that paid out at 120% of target. In connection with this vesting, 932 shares were disposed of through tax-withholding transactions at $26.33 per share, a non-market mechanism to cover tax obligations rather than open-market sales.
After these transactions, Du directly owned 15,609 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, reported compensation-related stock activity. On March 26, 2026, 7,623 shares of Common Stock vested from a restricted stock grant after performance criteria for the three-year period ended March 10, 2026 were met at 120% of payout.
To cover tax obligations, a total of 2,612 shares were disposed of via tax-withholding transactions at $26.33 per share, a non-market mechanism. Following these transactions, Santarosa directly owned 80,385 shares of Hanmi Financial Corp common stock.
Hanmi Financial Corp Chief Credit Officer Matthew Fuhr reported compensation-related stock activity. On March 26, 2026, 3,697 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at 120% of payout, following an original grant of 3,081 shares on March 10, 2023.
To cover tax obligations, 297 and 1,193 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than open-market sales. After these transactions, Fuhr directly holds 37,794 shares of Hanmi Financial common stock.
Hanmi Financial Corp President & CEO Bonita Lee reported compensation-related stock transactions, not open-market trades. On March 26, 2026, she received a grant/award of 22,260 shares of common stock that vested after performance criteria were met for a three-year period ending March 10, 2026.
To cover tax obligations on this vesting, 12,909 shares were disposed of through tax-withholding transactions at $26.33 per share. After these entries, her direct holdings increased to 206,324 common shares, with an additional 1,000 shares held indirectly by her spouse.