[Form 4] GENWORTH FINANCIAL INC Insider Trading Activity

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC director Ramsey D. Smith received an equity grant of 18,264 shares of Common Stock as part of his annual retainer. The award is in the form of restricted stock units that vest on the one-year anniversary of the grant date and then convert into shares, unless he has elected to defer receipt. The grant was sized using a twenty-day average trading price of about $9.03 per share. Following this compensation-related award, he directly holds 92,655.011 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Smith Ramsey D.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	18,264	$9.0345	$165K

Holdings After Transaction: Common Stock — 92,655.011 shares (Direct, null)

Footnotes (1)

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSU-related shares granted: 18,264 shares Grant valuation price: $9.0345 per share Shares owned after grant: 92,655.011 shares +2 more

5 metrics

RSU-related shares granted 18,264 shares Restricted stock units linked to annual retainer

Grant valuation price $9.0345 per share Twenty-day average trading price used to size RSU grant

Shares owned after grant 92,655.011 shares Director’s direct holdings following the award

Vesting schedule One-year from grant date RSUs vest on one-year anniversary before converting to shares

Retainer structure Portion paid in RSUs Equity award represents part of annual director retainer fee

Key Terms

restricted stock units (RSUs), annual retainer fee, vest, convert to shares of Common Stock, +1 more

5 terms

restricted stock units (RSUs) financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

annual retainer fee financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

vest financial

"The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

convert to shares of Common Stock financial

"and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares"

twenty-day average trading price per share financial

"Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Ramsey D.

(Last) (First) (Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN VIRGINIA 23060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		A		18,264(1)	A	$9.0345(2)	92,655.011	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)