Genworth (NYSE: GNW) director receives 32,100 RSUs as annual retainer pay

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Genworth Financial director Steven C. Van Wyk received an equity grant as part of his board compensation. He was awarded 32,100 restricted stock units (RSUs) of Genworth Financial common stock, valued using a twenty-day average trading price of $9.0345 per share. These RSUs represent a portion of his annual retainer fee, vest on the one-year anniversary of the grant date, and convert into common shares at vesting unless he has elected to defer receipt. Following this grant, Van Wyk directly holds 77,675.883 shares of Genworth common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Van Wyk Steven C.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	32,100	$9.0345	$290K

Holdings After Transaction: Common Stock — 77,675.883 shares (Direct, null)

Footnotes (1)

Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSUs granted: 32,100 RSUs Grant valuation price: $9.0345 per share Shares after transaction: 77,675.883 shares +1 more

4 metrics

RSUs granted 32,100 RSUs Equity portion of annual director retainer

Grant valuation price $9.0345 per share Twenty-day average trading price used to determine RSUs

Shares after transaction 77,675.883 shares Common stock directly held following RSU grant

Vesting period One year RSUs vest on the one-year anniversary of grant date

Key Terms

restricted stock units (RSUs), annual retainer fee, vest, twenty-day average trading price

4 terms

restricted stock units (RSUs) financial

"Reflects award of restricted stock units (RSUs) in payment of a portion"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

annual retainer fee financial

"in payment of a portion of the reporting person's annual retainer fee"

vest financial

"The RSUs vest on the one-year anniversary of the grant date"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

twenty-day average trading price financial

"Reflects the twenty-day average trading price per share of Common Stock"

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Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 05:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Van Wyk Steven C.

(Last)

(First)

(Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN

VIRGINIA

23060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		A		32,100⁽¹⁾	A	$9.0345⁽²⁾	77,675.883	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Genworth Financial (GNW) director Steven C. Van Wyk report on this Form 4?

Steven C. Van Wyk reported receiving 32,100 restricted stock units (RSUs) of Genworth Financial common stock. The award is part of his annual retainer fee for board service and will convert into shares after the RSUs vest.

How were Steven C. Van Wyk’s Genworth (GNW) RSUs valued for this grant?

The 32,100 RSUs were determined using a twenty-day average trading price of $9.0345 per Genworth common share. This average price set the number of RSUs issued as compensation for a portion of his annual director retainer fee.

When do the RSUs granted to Genworth (GNW) director Steven C. Van Wyk vest?

The RSUs vest on the one-year anniversary of the grant date. Once vested, they convert into shares of Genworth common stock unless Van Wyk elected to defer the shares until his board service ends or to a specified future year.

How many Genworth (GNW) shares does Steven C. Van Wyk hold after this RSU award?

After the RSU award, Steven C. Van Wyk directly holds 77,675.883 shares of Genworth Financial common stock. This figure reflects his position reported following the grant transaction on the Form 4 filing.

Is Steven C. Van Wyk’s Genworth (GNW) RSU grant an open-market stock purchase?

No, the RSU grant is not an open-market purchase. It is a compensation-related award of restricted stock units issued for a portion of his annual director retainer, which will convert into Genworth common shares after vesting conditions are met.