GCM Grosvenor (GCMG) CIO logs RSU grants, share delivery and tax withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.
On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
100,000 shares exercised/converted
Mixed
7 txns
Insider
Pollock Frederick
Role
Chief Investment Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Class A Common Stock | 39,807 | $11.70 | $466K |
| Exercise | Restricted Stock Units | 50,000 | $0.00 | -- |
| Exercise | Restricted Stock Units | 50,000 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 60,870 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 150,000 | $0.00 | -- |
| Exercise | Class A Common Stock | 50,000 | $0.00 | -- |
| Exercise | Class A Common Stock | 50,000 | $0.00 | -- |
Holdings After Transaction:
Class A Common Stock — 761,110 shares (Direct);
Restricted Stock Units — 50,000 shares (Direct)
Footnotes (1)
- Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.
FAQ
What insider transactions did GCMG Chief Investment Officer Frederick Pollock report?
Frederick Pollock reported RSU-related share deliveries, new RSU grants, and a tax-withholding disposition. He exercised vested Restricted Stock Units into Class A Common Stock and received additional RSU awards with future vesting schedules under GCM Grosvenor’s 2020 Incentive Award Plan.
What new Restricted Stock Unit grants did GCMG’s CIO receive in March 2026?
On March 1, 2026 Frederick Pollock received 60,870 RSUs vesting in full on August 15, 2026, and 150,000 RSUs vesting in three equal installments on March 1 of 2027, 2028, and 2029, subject to his continued service with GCM Grosvenor.
Were Frederick Pollock’s GCMG transactions open-market buys or sells?
The reported activity reflects RSU exercises, grants, and tax withholding, not open-market trades. The filing specifies that 39,807 withheld shares were used solely to cover tax obligations related to vested RSUs and did not constitute any open-market sale.