Welcome to our dedicated page for Gcm Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The GCM Grosvenor Inc. (GCMG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a Nasdaq-listed alternative asset management solutions provider. These filings offer detailed insight into how GCM Grosvenor reports its operations across private equity, infrastructure, real estate, credit, ESG-related strategies, and absolute return investment strategies.
Through its Form 8-K filings, GCM Grosvenor reports material events such as quarterly and year-to-date financial results, dividend declarations, changes to share repurchase authorizations, and Investor Day presentations. Earnings-related 8-Ks reference press releases and presentations that discuss GAAP and non-GAAP financial measures, giving readers context on how management evaluates performance.
Other 8-K filings describe capital markets activities, including an Equity Distribution Agreement that allows the company to offer and sell shares of its Class A common stock in an at-the-market offering under an effective shelf registration statement on Form S-3. These disclosures outline potential uses of proceeds, such as general working capital, general corporate purposes, and financing investments, and summarize key terms of the agreement.
Filings also confirm GCM Grosvenor’s trading status and security listings, noting that its Class A common stock trades on The Nasdaq Stock Market LLC under the symbol GCMG and its warrants under GCMGW. Certain 8-Ks address corporate governance and leadership matters, including the resignation of an officer and related transition arrangements.
On Stock Titan, these SEC documents are complemented by AI-powered features that help interpret complex filings. Users can quickly see which filings relate to earnings (such as 10-Q and 10-K when available), capital raising, dividends, or governance changes, and can review summarized highlights instead of parsing every line. Real-time updates from EDGAR ensure that new GCMG filings, including Form 4 insider transaction reports when filed, appear promptly so investors can monitor ownership changes, capital structure developments, and ongoing disclosure from this global alternatives manager.
Cornelli Francesca reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Francesca Cornelli reported an equity compensation grant. She received 7,526 shares of Class A Common Stock, valued at $9.80 per share, under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation. The award is fully vested on the grant date, and her direct holdings increase to 46,235 Class A shares.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.
Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.
The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received a grant of 7,526 Restricted Stock Units, each representing one share of Class A Common Stock, valued at $9.80 per unit. The award was made under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election.
The RSUs are fully vested on the grant date. Shares will be delivered upon the earliest of his separation from service, a change in control event, or his death or disability. Following this award, he holds 117,857 shares or units directly.
GCM Grosvenor Inc ownership update: The Vanguard Group filed an amendment stating it beneficially owns 0 shares of common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim, Head of Global Fund Administration, and clarifies that Vanguard-managed vehicles retain rights to dividends or proceeds where applicable.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported a charitable gift of 1,600 shares of Class A common stock. The shares were transferred at a price of $0.00 per share as a bona fide gift. Following this donation, she directly holds 70,004 shares of Class A common stock.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She exercised 13,409 RSUs for no cash cost, converting them into 13,409 shares of Class A common stock.
The filing also shows a new grant of 30,435 RSUs under the company’s Amended and Restated 2020 Incentive Award Plan, awarded on March 1, 2026. These RSUs vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, contingent on her continued service.
The earlier RSU grant made on November 15, 2025 vested in full on March 1, 2026. Shares delivered upon settlement may be paid in stock, cash, or a mix, at the company’s discretion.
Bentley Pamela L reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc.’s Chief Financial Officer, Pamela L. Bentley, reported equity award activity. On March 1, 2026, 39,845 Restricted Stock Units vested and were settled into 39,845 shares of Class A Common Stock at no cost, leaving her with 43,154 Class A shares held directly. She also received a new grant of 40,348 RSUs that will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.
On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.
Levin Jonathan Reisin reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director and president Jonathan Reisin Levin reported receiving two grants of Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of the company’s Class A common stock, subject to future vesting and settlement conditions.
The first award covers 91,305 RSUs granted on March 1, 2026, which will vest in full on August 15, 2026, if he remains in service. These RSUs may be settled in shares, cash, or a combination, at the company’s discretion under its Amended and Restated 2020 Incentive Award Plan.
The second award covers 150,000 RSUs granted on March 1, 2026, vesting in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service. Vested units from this grant will be settled in Class A common stock on the delivery dates set in the award agreement.