Welcome to our dedicated page for Gcm Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The GCM Grosvenor Inc. (GCMG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a Nasdaq-listed alternative asset management solutions provider. These filings offer detailed insight into how GCM Grosvenor reports its operations across private equity, infrastructure, real estate, credit, ESG-related strategies, and absolute return investment strategies.
Through its Form 8-K filings, GCM Grosvenor reports material events such as quarterly and year-to-date financial results, dividend declarations, changes to share repurchase authorizations, and Investor Day presentations. Earnings-related 8-Ks reference press releases and presentations that discuss GAAP and non-GAAP financial measures, giving readers context on how management evaluates performance.
Other 8-K filings describe capital markets activities, including an Equity Distribution Agreement that allows the company to offer and sell shares of its Class A common stock in an at-the-market offering under an effective shelf registration statement on Form S-3. These disclosures outline potential uses of proceeds, such as general working capital, general corporate purposes, and financing investments, and summarize key terms of the agreement.
Filings also confirm GCM Grosvenor’s trading status and security listings, noting that its Class A common stock trades on The Nasdaq Stock Market LLC under the symbol GCMG and its warrants under GCMGW. Certain 8-Ks address corporate governance and leadership matters, including the resignation of an officer and related transition arrangements.
On Stock Titan, these SEC documents are complemented by AI-powered features that help interpret complex filings. Users can quickly see which filings relate to earnings (such as 10-Q and 10-K when available), capital raising, dividends, or governance changes, and can review summarized highlights instead of parsing every line. Real-time updates from EDGAR ensure that new GCMG filings, including Form 4 insider transaction reports when filed, appear promptly so investors can monitor ownership changes, capital structure developments, and ongoing disclosure from this global alternatives manager.
GCM Grosvenor Inc. Schedule 13G/A reports that Sumitomo Mitsui Trust Group, Inc. (and its subsidiary SUMITOMO MITSUI TRUST BANK Ltd.) beneficially own 3,752,965 shares of Class A common stock, representing 6.2% of the class. The filing states shared voting and dispositive power over those 3,752,965 shares. The filing is signed by Hideaki Takamiya on 04/30/2026.
GCM Grosvenor Inc reported an institutional beneficial ownership filing. Vanguard Capital Management reports beneficially owning 3,057,926 shares of Common Stock, representing 5.02% of the class. The filing shows sole dispositive power over 3,057,926 shares and sole voting power over 401,722 shares. The filing is signed by Vanguard's Head of Global Fund Administration.
GCM Grosvenor Inc. is asking stockholders to vote at its fully virtual 2026 annual meeting on June 9, 2026. Investors are being asked to elect seven directors for one-year terms and ratify the appointment of Ernst & Young LLP as independent auditor for 2026.
Holders of Class A and Class C common stock as of April 10, 2026 vote together as a single class, with Class C carrying higher voting power per share. The company highlights its controlled-company status, board structure, audit committee independence and a pay program tying bonuses, equity awards and carried interest to 2025 performance, including GAAP net income of $45.4 million and record AUM of $90.9 billion.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity involving restricted stock units. On April 15, 2026 she exercised 7,976 restricted stock units, each convertible into one share of Class A Common Stock, and received the same number of shares.
To cover tax withholding obligations from the vesting and settlement of RSUs on April 15, 2026, 9,474 shares of Class A Common Stock were withheld by the company at a value of $10.88 per share, which the disclosure notes was not an open-market sale. After these transactions, she directly holds 68,506 shares of Class A Common Stock.
GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.
The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.
Cornelli Francesca reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Francesca Cornelli reported an equity compensation grant. She received 7,526 shares of Class A Common Stock, valued at $9.80 per share, under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation. The award is fully vested on the grant date, and her direct holdings increase to 46,235 Class A shares.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.
Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.
The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received a grant of 7,526 Restricted Stock Units, each representing one share of Class A Common Stock, valued at $9.80 per unit. The award was made under the company’s Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election.
The RSUs are fully vested on the grant date. Shares will be delivered upon the earliest of his separation from service, a change in control event, or his death or disability. Following this award, he holds 117,857 shares or units directly.