[Form 4] GCM Grosvenor Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She exercised 13,409 RSUs for no cash cost, converting them into 13,409 shares of Class A common stock.
The filing also shows a new grant of 30,435 RSUs under the company’s Amended and Restated 2020 Incentive Award Plan, awarded on March 1, 2026. These RSUs vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, contingent on her continued service.
The earlier RSU grant made on November 15, 2025 vested in full on March 1, 2026. Shares delivered upon settlement may be paid in stock, cash, or a mix, at the company’s discretion.
Positive
- None.
Negative
- None.
Insider Trade Summary
13,409 shares exercised/converted
Mixed
3 txns
Insider
SULLIVAN KATHLEEN PATRICIA
Role
Principal Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 13,409 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 30,435 | $0.00 | -- |
| Exercise | Class A Common Stock | 13,409 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Class A Common Stock — 71,604 shares (Direct)
Footnotes (1)
- Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on November 15, 2025. The RSUs vested in full on March 1, 2026, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026. The RSUs will vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.