STOCK TITAN

Funko (NASDAQ: FNKO) director Diane Irvine converts 17,419 RSUs into Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Diane M. Irvine exercised previously granted restricted stock units, converting 17,419 shares of RSUs into Class A common stock on a one-for-one basis. Following this vesting and conversion, she now directly holds 41,992 shares of Funko Class A common stock.

The RSUs represented a contingent right to receive either shares or an equivalent cash payment at the company’s election and fully vested on June 12, 2026, subject to her continued service through the vesting date. This filing reflects a compensation-related equity conversion rather than an open-market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider IRVINE DIANE M
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 17,419 $0.00 --
Exercise CLASS A COMMON STOCK 17,419 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); CLASS A COMMON STOCK — 41,992 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.
RSUs converted 17,419 shares Restricted stock units converting into Class A common stock
Shares held after transaction 41,992 shares Directly held Class A common stock after RSU vesting
Transaction date June 12, 2026 Vesting and conversion date for RSUs
RSU-to-share ratio 1:1 Each RSU converts into one Class A common share
Restricted Stock Units financial
"Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment."
vested financial
"The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date."
Class A Common Stock financial
"Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
IRVINE DIANE M

(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WASHINGTON 98201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
CLASS A COMMON STOCK06/12/2026M17,419A$0(1)41,992D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/12/2026M17,419 (2) (2)CLASS A COMMON STOCK17,419$00D
Explanation of Responses:
1. Restricted stock units ("RSUs") converted into Class A Common Stock on a one-for-one basis.
2. Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have fully vested on June 12, 2026, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Diane M. Irvine06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Funko (FNKO) director Diane Irvine report?

Funko director Diane M. Irvine reported the vesting and conversion of 17,419 restricted stock units into Class A common stock. This compensation-related event increased her directly held shares without an open-market purchase or sale.

How many Funko (FNKO) shares does Diane Irvine hold after this Form 4?

After the RSU conversion, Diane M. Irvine directly holds 41,992 shares of Funko Class A common stock. This reflects her updated ownership position following the vesting of 17,419 restricted stock units on June 12, 2026.

Were any Funko (FNKO) shares bought or sold on the market in this Form 4?

No open-market buys or sells were reported. The Form 4 shows an exercise/conversion of 17,419 restricted stock units into Class A common stock, a non-cash equity compensation event rather than a discretionary market trade.

What are the terms of Diane Irvine’s Funko (FNKO) restricted stock units?

Each restricted stock unit represented a contingent right to receive one Funko Class A common share or an equivalent cash payment, at the issuer’s election. These RSUs fully vested on June 12, 2026, subject to her continued service through the vesting date.

How many RSUs did Diane Irvine convert into Funko (FNKO) common stock?

Diane M. Irvine converted 17,419 restricted stock units into an equal number of Funko Class A common shares. The RSUs vested in full on June 12, 2026, and thereafter were settled on a one-for-one share basis.