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Funko SEC Filings

FNKO NASDAQ

Welcome to our dedicated page for Funko SEC filings (Ticker: FNKO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Funko, Inc. filings document the company’s operating results, governance and capital structure as a Nasdaq-listed issuer of Class A common stock. Form 8-K reports furnish quarterly and annual financial results, Regulation FD presentation materials, material credit-agreement amendments, executive employment arrangements, board changes and stockholder-agreement amendments.

Proxy materials cover director elections, executive compensation, equity awards and shareholder voting matters. The filings also identify Funko Acquisition Holdings, L.L.C. and domestic subsidiaries in financing arrangements, and record debt covenants, consent rights and governance provisions tied to the company’s pop culture consumer-products business.

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Funko, Inc. director Charles D. Denson exercised restricted stock units into common shares. On June 12, 2026, he converted 17,419 RSUs into an equal number of shares of Class A Common Stock at a stated price of $0.00 per share.

After this equity award conversion, Denson directly holds 196,092 shares of Class A Common Stock. Footnotes state that additional shares are held indirectly by Fielding Road LLC and Denson Investments LLC, which report holdings of 14,300 and 25,000 shares, respectively. The RSUs had fully vested on June 12, 2026, conditioned on his continued service with the company through that date.

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Funko, Inc. director Sarah Kirshbaum Levy reported an exercise of equity awards rather than an open-market trade. On June 12, 2026, 17,419 restricted stock units converted into the same number of shares of Class A Common Stock on a one-for-one basis.

Following this RSU conversion and vesting, Levy directly holds 40,892 shares of Funko Class A Common Stock. The RSUs had fully vested on June 12, 2026, subject to her continued service with the company through the vesting date.

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Funko, Inc. director Trevor A. Edwards exercised restricted stock units, converting 17,419 RSUs into an equal number of shares of Class A Common Stock. The RSUs vested in full on June 12, 2026, and carried a $0.00 exercise price.

After this transaction, Edwards directly holds 33,653 shares of Class A Common Stock. No shares were sold or disposed of in connection with this Form 4, so the filing reflects a compensation-related share delivery rather than an open-market trade.

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Funko, Inc. director Jason Harinstein settled vested restricted stock units into shares of Class A Common Stock. On June 12, 2026, he exercised RSUs covering 17,419 shares at no cash cost, increasing his direct ownership to 35,527 shares. The filing shows a compensation-related equity delivery with no open-market buying or selling.

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Funko, Inc. director Diane M. Irvine exercised previously granted restricted stock units, converting 17,419 shares of RSUs into Class A common stock on a one-for-one basis. Following this vesting and conversion, she now directly holds 41,992 shares of Funko Class A common stock.

The RSUs represented a contingent right to receive either shares or an equivalent cash payment at the company’s election and fully vested on June 12, 2026, subject to her continued service through the vesting date. This filing reflects a compensation-related equity conversion rather than an open-market stock purchase or sale.

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Funko, Inc. director and 10% owner TCG Capital Management, LP reported the exercise and settlement of restricted stock units held for its benefit. On June 12, 2026, 17,419 RSUs granted to Jesse Jacobs and 17,419 RSUs granted to Mike Kerns vested and were settled into an equal number of Class A Common shares. These awards were compensation for the directors’ board service and are held by them for the benefit of TCG Capital Management. Following the transactions, the filing shows updated indirect Class A Common Stock holdings linked to these awards, with no RSUs remaining from the reported grants.

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Funko, Inc. director Mike Kerns exercised previously granted restricted stock units into common shares as part of his board compensation. On June 12, 2026, 17,419 RSUs converted into an equal number of Class A Common Stock shares at a stated price of $0.00 per share. Following this settlement, Kerns is shown holding 30,500 shares of Class A Common Stock directly. The award was granted for his board service and is held for the benefit of TCG Capital Management, LP, with Kerns reporting beneficial ownership only to the extent of his pecuniary interest.

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Jacobs Jesse reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. director Jesse Jacobs reported the settlement of 17,419 restricted stock units into Class A common shares. These RSUs were granted as board compensation on June 12, 2025, vested on June 12, 2026 and were settled in shares on June 15, 2026.

After the settlement, 34,486 shares of Class A Common Stock are reported as directly held. According to the disclosure, these securities are held for the benefit of TCG Capital Management, LP, which has director nomination rights, and Jacobs disclaims beneficial ownership except for his pecuniary interest.

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Funko, Inc. director Diane M. Irvine received new equity compensation awards. She was granted an option to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, and 14,368 restricted stock units. Both the option and RSUs vest on June 3, 2027, subject to her continued service with the company.

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Funko, Inc. director Charles D. Denson received new equity awards in the form of stock options and restricted stock units. He was granted options to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036. He also received 14,368 restricted stock units, each representing a right to one share of Class A Common Stock or an equivalent cash payment at the company’s election. Both the options and the RSUs vest on June 3, 2027, subject to his continued service with Funko through that date, so these awards function as long-term, service-based compensation rather than immediate share purchases or sales.

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FAQ

How many Funko (FNKO) SEC filings are available on StockTitan?

StockTitan tracks 67 SEC filings for Funko (FNKO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Funko (FNKO)?

The most recent SEC filing for Funko (FNKO) was filed on June 16, 2026.