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Funko SEC Filings

FNKO NASDAQ

Funko, Inc. filings document the company’s operating results, governance and capital structure as a Nasdaq-listed issuer of Class A common stock. Form 8-K reports furnish quarterly and annual financial results, Regulation FD presentation materials, material credit-agreement amendments, executive employment arrangements, board changes and stockholder-agreement amendments.

Proxy materials cover director elections, executive compensation, equity awards and shareholder voting matters. The filings also identify Funko Acquisition Holdings, L.L.C. and domestic subsidiaries in financing arrangements, and record debt covenants, consent rights and governance provisions tied to the company’s pop culture consumer-products business.

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Funko, Inc. insider Andrew David Oddie, the company’s Chief International Officer, reported an open-market sale of Class A common stock. He sold 34,656 shares at a price of $6.00 per share on May 8, 2026 under a pre-arranged Rule 10b5-1 trading plan. After this transaction, he directly holds 34,657 shares of Class A common stock.

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Andrew Oddie filed a Form 144 reporting the proposed sale of 34,656 restricted stock units of Common Stock. The filing lists Morgan Stanley Smith Barney LLC as broker. The record also shows three dispositions in March 2026: 6,250 shares for $23,187.50; 4,844 shares for $20,001.84; and 5,744 shares for $24,977.91.

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Funko, Inc. reported Q1 2026 results showing higher sales and a smaller loss but continued leverage and risk. Net sales rose 5.3% to $200.9 million, while net loss improved to $18.1 million from $28.1 million. Gross margin expanded to 44.2% from 40.3%, helped by product mix, prior price increases and lower royalty impairments. Core Collectible revenue jumped 16.8% to $168.8 million, while Loungefly fell 23.1% to $27.2 million. U.S. sales declined 3.7% to $117.4 million, but Europe grew 25.6% to $68.1 million.

EBITDA turned positive at $4.7 million versus negative $8.1 million a year earlier, and Adjusted EBITDA improved to $11.3 million from negative $4.7 million. Cash and cash equivalents were $34.3 million as of March 31, 2026, with total debt under the Credit Agreement of $211.8 million. A Fifth Amendment to the Credit Agreement extended maturity to December 31, 2027, temporarily eased leverage and coverage covenants, and added a minimum Consolidated EBITDA test, while requiring amortization of revolving borrowings and prepayments of excess cash above $50 million. Management believes existing resources and operating cash flow will cover obligations for at least the next 12 months but acknowledges the need to refinance or otherwise strengthen the balance sheet before debt maturity.

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Funko, Inc. reported a much stronger first quarter 2026, with results beating its own guidance and showing early turnaround signs. Net sales rose to $200.9 million from $190.7 million, helped by 17% year-over-year growth in Core Collectibles and solid European demand.

Gross margin improved to 44.2% from 40.3%, the highest level in the company’s history, driven by pricing, mix, fewer discounts and renewed licensing agreements with lower minimum royalties. Adjusted EBITDA swung to a profit of $11.3 million from a loss of $4.7 million, while GAAP net loss narrowed to $18.1 million, or $0.33 per share.

Funko also reduced inventories to $76.8 million and cut total debt to $215.9 million. The company reiterated its 2026 outlook, targeting flat to 3% net sales growth versus 2025 and full-year adjusted EBITDA of $70 million to $80 million, and guided Q2 2026 net sales to $195 million–$205 million with adjusted EBITDA of $5 million–$10 million.

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Funko, Inc. is soliciting proxies for its 2026 virtual annual meeting of stockholders on June 3, 2026 at 9:00 a.m. Pacific Time. Holders of 55,835,463 Class A and 91,276 Class B shares as of April 10, 2026 may vote, with each share entitled to one vote.

Stockholders will vote on electing three Class III directors to terms ending in 2029, ratifying PricewaterhouseCoopers LLP as independent auditor for 2026, and approving on an advisory basis the compensation of named executive officers. The board recommends voting FOR all three proposals.

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Fund 1 Investments, LLC reports a significant position in Funko, Inc. Class A common stock. The fund beneficially owns 5,415,798 shares, or 9.77% of outstanding shares, based on 55,444,604 shares outstanding as of March 10, 2026. These shares were bought using fund working capital for an aggregate purchase price of approximately $42.44 million, including commissions.

The fund has sole voting and dispositive power over all 5,415,798 shares. In addition, it has cash‑settled total return swaps referencing 4,599,919 notional shares, equal to about 8.30% of the outstanding stock, providing economic exposure without voting or dispositive rights. The fund also holds multiple cash‑settled call option positions, each referencing 74,561 shares with a $5.00 exercise price and expiration dates from April 22, 2026 through May 11, 2026, further increasing its economic exposure to Funko’s shares.

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Shah Husnal reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that Chief Product Officer Husnal Shah received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, as long as Shah remains employed with Funko through each vesting date.

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Oddie Andrew David reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that Chief International Officer Andrew David Oddie received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment.

The RSUs vest in four equal annual installments on the first through fourth anniversaries of March 17, 2026, as long as he remains employed with the company on each vesting date. This is a compensation-related equity award rather than an open-market stock purchase or sale.

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Le Pendeven Yves reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that CFO Yves Le Pendeven received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, contingent on his continued employment at each vesting date.

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Funko, Inc. chief legal officer Tracy D. Daw reported an open-market sale of 12,793 shares of Class A common stock at a weighted average price of $3.647 per share on March 18, 2026, leaving 47,016 shares directly held, not counting any common units beneficially owned.

The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2025. On March 17, 2026, Daw also received a grant of 123,750 restricted stock units, each representing one share of Class A common stock or equivalent cash, vesting in four equal annual installments starting March 17, 2026, subject to continued employment.

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FAQ

How many Funko (FNKO) SEC filings are available on StockTitan?

StockTitan tracks 49 SEC filings for Funko (FNKO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Funko (FNKO)?

The most recent SEC filing for Funko (FNKO) was filed on May 12, 2026.