FHI (NYSE: FHI) files Rule 144 notice to sell 6,145 restricted shares

Rhea-AI Filing Summary

FHI filed a Form 144 to sell 6,145 shares of Common Stock on 06/16/2026. The notice lists the securities as restricted stock vesting under a registered plan and identifies Morgan Stanley Smith Barney LLC as the broker. The excerpt also shows a prior sale of 1,021 shares on 05/26/2026 for $56,466.41.

Insights

Securities Lawyer

Rule 144 notice for resale of restricted shares under a registered plan.

The filing is a procedural notice under Rule 144 that lists 6,145 shares as the amount covered and states the shares arise from restricted stock vesting under a registered plan. The broker is identified as Morgan Stanley Smith Barney LLC.

Timing and resale mechanics depend on Rule 144 conditions; the excerpt shows a prior sale of 1,021 shares on 05/26/2026. Further documents would be required to confirm transferability or volume limitations.

Equity Capital Markets Analyst

Administrative resale filing; no new capital or proceeds to the issuer are indicated.

The entry classifies the transaction as arising from services rendered and restricted stock vesting, implying the shares were issued as compensation and are being registered for resale. The excerpt lists an aggregate past-sale value of $56,466.41 for 1,021 shares.

Cash-flow treatment to the issuer or selling holder is not shown in the excerpt; market impact depends on whether and when the listed shares are actually sold.

Key Figures

Form 144 date: 06/16/2026 Shares covered by notice: 6,145 shares Shares sold in past 3 months: 1,021 shares +1 more

4 metrics

Form 144 date 06/16/2026 date listed for the 6,145-share notice

Shares covered by notice 6,145 shares restricted stock vesting under a registered plan

Shares sold in past 3 months 1,021 shares sale dated 05/26/2026 by Paul Uhlman

Aggregate past-sale value $56,466.41 value reported for the 1,021-share sale on 05/26/2026

Key Terms

Rule 144, Restricted stock, Registered plan

3 terms

Rule 144 regulatory

"Restricted Stock Vesting Under a Registered Plan"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted stock financial

"Restricted Stock Vesting Under a Registered Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Registered plan regulatory

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Available on EDGAR 06/16/2026 - 04:04 PM Accepted by SEC EDGAR 06/16/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6145	360524.08	75904000	06/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/16/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			6145	06/16/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PAUL UHLMAN 1001 Liberty Avenue Pittsburgh PA 15222	Common	05/26/2026	1021	56466.41

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does FHI's Form 144 filing disclose?

It discloses a notice to sell 6,145 shares of Common Stock under Rule 144 on 06/16/2026. The filing states the shares arise from restricted stock vesting under a registered plan and names the broker.

Who is identified as the broker in the FHI Form 144?

The broker is listed as Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor. The excerpt pairs the broker with the listed sale transaction dated 06/16/2026.

Does the filing show any recent sales by insiders for FHI?

Yes; the excerpt shows a prior sale of 1,021 shares on 05/26/2026 with an aggregate value of $56,466.41. That sale is reported separately from the 6,145-share notice.

Are proceeds to the issuer specified in the excerpt?

No; the excerpt does not state who receives proceeds. It classifies the shares as from vesting/compensation but does not disclose cash-flow treatment or use of proceeds.

What does 'restricted stock vesting under a registered plan' mean in this context?

It indicates the shares were granted as compensation and became vested under a plan registered with securities authorities. The filing registers those vested shares for potential resale under Rule 144.