Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Federated Hermes, Inc. (NYSE: FHI) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Federated Hermes is a Pennsylvania-incorporated global active investment manager, and its filings document material events, financial results and significant agreements affecting the business.
Among the most relevant documents for FHI are its current reports on Form 8-K. Recent 8-K filings include earnings releases reporting quarterly financial and operating results, with details on revenue, operating expenses, nonoperating income, net income and earnings per share. These filings also describe how revenue is derived from money market, equity, fixed-income and alternative/private markets and multi-asset assets, and provide context on assets under management across these categories.
Other 8-Ks cover material definitive agreements and strategic transactions, such as the Sale and Purchase Agreement under which Federated Hermes agreed to acquire an 80% interest in FCP Fund Manager, L.P., a U.S. real estate investment manager. The related filing outlines the structure of the transaction, purchase price components, conditions to closing and governance arrangements, offering insight into how Federated Hermes is expanding its private markets and real estate capabilities.
Federated Hermes also uses 8-K filings to disclose leadership and governance changes, including executive succession at the Federated Advisory Companies and Federated Securities Corp., and changes in board roles. These filings provide formal notice of transitions in key management positions and board composition.
On Stock Titan, FHI filings are updated as they become available from EDGAR. AI-powered tools can help summarize lengthy documents such as earnings releases and transaction-related exhibits, highlighting key figures, asset mix information and major contractual terms. Users can review Forms 10-K and 10-Q for comprehensive annual and quarterly reporting, and Forms 8-K for event-driven updates, while AI-generated insights assist in understanding how developments in assets under management, revenue composition, expenses and strategic deals may shape Federated Hermes’ business profile over time.
Federated Hermes Inc filing shows The Vanguard Group reports 0 shares beneficially owned of Common Stock, representing 0% of the class. The filing states this follows an internal realignment on January 12, 2026 and disaggregation of subsidiary/business-division holdings in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim, Head of Global Fund Administration, on 03/26/2026.
Federated Hermes, Inc. is furnishing this Information Statement for its Annual Meeting to be held by teleconference on April 30, 2026. Shareholders may call 888-506-0062 (domestic) or 973-528-0011 (international) to participate.
The meeting agenda includes the election of six directors and the proposal to amend the Stock Incentive Plan to reserve an additional 5,000,000 shares of Class B Common Stock for issuance under the Plan. The Company discloses it is a controlled company: as of the record date March 2, 2026, 9,000 shares of Class A Common Stock were outstanding and held by the Voting Trust, which will vote those shares at the Annual Meeting.
FEDERATED HERMES, INC. vice president, CFO and treasurer Thomas R. Donahue reported an open-market sale of 30,000 shares of Class B common stock on March 13, 2026, at a weighted average price of $57.1029 per share across 222 individual trades.
Following this sale, Donahue directly holds 591,492 shares of Class B common stock. As of the same date, he also reports various indirect holdings, including shares held through grantor trusts, MaxFund Partners, L.P., a 401(k) plan, Maxfund, Inc., and by his spouse.
Federated Hermes, Inc. vice president Paul A. Uhlman reported open-market sales of Class B common stock. On March 12, 2026, he sold 62,105 shares at a weighted average price of $56.1507 and 10,287 shares at $56.7236, totaling 72,392 shares. The weighted average prices reflect multiple trades in ranges of $55.58–$56.56 and $56.59–$56.86. After these transactions, he directly owns 263,987 Class B shares.
Paul Uhlman reports a sale of Class B Common stock of FHI totaling 11,739 shares.
The sale is dated 03/05/2026 with an aggregate amount of $663,595.10. The filing also lists multiple restricted stock vesting grants issued by the company with specific vesting dates and share counts.
DONAHUE THOMAS R reported acquisition or exercise transactions in this Form 4 filing.
FEDERATED HERMES, INC. executive Thomas R. Donahue, VP, CFO & Treasurer, reported receiving a grant of 28,544 shares of Class B Common Stock on 2026-03-05 at no cost. After this award, his directly held Class B shares total 621,492.
The filing also reports indirect Class B holdings through several vehicles, including The Thomas R. and Frances L. Donahue Grantor Dynasty Trust, MaxFund Partners, L.P., a 401(k) plan, his spouse, The Fran L. Donahue Grantor Trust, The Thomas R. Donahue Grantor Trust, and Maxfund, Inc. A footnote notes 300 shares previously tied to a different trust are now held by The Henry J. Lombard Retirement Trust.
Federated Hermes, Inc. executive Stephen Van Meter, VP and Chief Compliance Officer, reported two transactions in Class B Common Stock. He executed an open-market sale of 448 shares at a weighted-average price of $56.5046 per share to satisfy tax obligations from the vesting of restricted stock.
On the same date, he received a grant/award of 1,448 shares at no cost. After these transactions, Van Meter directly owned 32,889 Class B shares of Federated Hermes.
FEDERATED HERMES, INC. Vice President Dolores D. Dudiak reported an equity award of 2,317 shares of Class B Common Stock on 2026-03-05. The shares were granted at a reported price of $0.00 per share as a stock-based compensation award.
After this grant, her directly held Class B Common Stock increased to 85,540 shares. This filing reflects an acquisition through a grant rather than an open-market purchase.
Federated Hermes, Inc. executive Saker Anwar Nusseibeh, CEO of Federated Hermes Limited, reported both a sale and an award of Class B common stock. On March 5, 2026, he sold 6,161 shares in open-market transactions at a weighted average price of $56.5008 per share to satisfy tax obligations arising from the vesting of restricted stock. These sales occurred across 30 trades at prices ranging from $56.32 to $56.82, leaving him with 149,617 shares immediately after the sale.
On the same date, he received a grant or award of 10,609 shares of Class B common stock at no cost, increasing his direct holdings to 160,226 shares after the award.
FEDERATED HERMES, INC. Chairman, President & CEO J. Christopher Donahue reported an acquisition of 34,904 shares of Class B common stock as a grant or award on March 5, 2026. Following this award, his directly held Class B common stock increased to 479,192 shares.