Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
FHI insider sale notice: This Form 144 filing reports proposed dispositions by Paul Uhlman of two equity lots and a planned restricted-stock vesting. The filing lists a sale of 72,392 Common shares on 03/12/2026 with proceeds shown as $4,070,754.18, and 11,739 Class B Common shares on 03/05/2026 with proceeds shown as $663,595.10. The record also notes restricted stock vesting under a registered plan dated 05/26/2026 and identifies Morgan Stanley Smith Barney LLC as the broker.
FHI affiliate filing a notice under Form 144 reporting proposed and recent transactions in Common Stock. The filing shows 409 shares tied to restricted stock vesting with an issuer-directed sale scheduled 05/26/2026, and a reported sale of 5,000 shares on 05/15/2026 for $275,800.
FEDERATED HERMES, INC. vice president Paul A. Uhlman reported an open-market sale of 1,021 shares of Class B Common Stock at $55.305 per share. According to the footnote, the sale was made to satisfy tax obligations from the vesting of restricted stock.
Following this tax-related transaction, Uhlman directly holds 302,966 shares of Class B Common Stock.
FEDERATED HERMES, INC. executive Peter J. Germain, EVP, CLO & Sec., reported a small sale of Class B Common Stock. He sold 409 shares at $55.31 per share. A footnote explains the sale was made to satisfy tax obligations from the vesting of restricted shares of stock, making it a routine, tax-related transaction rather than a discretionary reduction of his position.
After this sale, Germain directly holds 212,059 Class B shares, so his remaining stake is still substantial compared with the number of shares sold.
FEDERATED HERMES, INC. executive Thomas R. Donahue reported a bona fide gift of 31,200 shares of Class B Common Stock. The gift was made at a reported price of $0.00 per share and left him with 560,292 Class B shares held directly.
He also reports several indirect Class B holdings, including shares held through MaxFund Partners, L.P., personal grantor trusts, a dynasty trust, a spouse, a 401(k) plan, and Maxfund, Inc.
Federated Hermes, Inc. executive vice president and chief legal officer Peter J. Germain reported an open-market sale of 5,000 shares of Class B Common Stock at a weighted average price of $54.2954 per share. After this transaction, he directly holds 212,468 shares of Class B Common Stock.
Federated Hermes, Inc. files a Form 13F reporting its institutional holdings. The filing lists 3,984 information-table entries with a total market value of $61,485,227,501. The report consolidates filings for seven related managers and was signed on 05-11-2026.
FEDERATED HERMES, INC. Vice President Bryan M. Burke reported an open‑market sale of 4,000 shares of Class B Common Stock at $54.2016 per share. After this transaction, he holds 74,921 shares directly and 10,074 shares indirectly through the Bryan M. Burke 2024 Revocable Trust Agreement.
FEDERATED HERMES, INC. vice president Bryan M. Burke filed an amended Form 3 to correct previously reported Class B Common Stock holdings. The amendment separately identifies 10,074 shares indirectly held through the Bryan M. Burke 2024 Revocable Trust Agreement and 43,921 shares held directly. It also reduces his total reported beneficial ownership by 1,000 shares compared with the original Form 3 and a subsequent Form 4.