Director of Equitable Holdings (NYSE: EQH) receives 6,897-share stock grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. director Joan M. Lamntenant received a grant of 6,897 shares of fully vested common stock valued at $42.05 per share under the company’s Amended and Restated 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, she directly holds 54,788 common shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
LAMMTENNANT JOAN M
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 6,897 | $42.05 | $290K |
Holdings After Transaction:
Common Stock — 54,788 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Stock grant size: 6,897 shares
Reported share value: $42.05 per share
Post-transaction holdings: 54,788 shares
+2 more
5 metrics
Stock grant size
6,897 shares
Fully vested common stock award to director
Reported share value
$42.05 per share
Value used for the 6,897-share grant
Post-transaction holdings
54,788 shares
Director’s direct common stock ownership after grant
Transaction code
A (Grant/award acquisition)
Non-derivative acquisition exempt under Rule 16b-3
Transaction date
2026-05-20
Date of common stock grant
Key Terms
fully vested common stock, Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, Rule 16b-3, Grant, award, or other acquisition
4 terms
fully vested common stock financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan financial
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"
Rule 16b-3 regulatory
"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
FAQ
What did Equitable Holdings (EQH) director Joan M. Lamntenant report on this Form 4?
She reported receiving a grant of 6,897 fully vested shares of Equitable Holdings common stock. The grant was made under the Amended and Restated 2019 Omnibus Incentive Plan and is exempt from short-swing profit rules under Rule 16b-3.
Was the Equitable Holdings (EQH) Form 4 transaction a purchase or a compensation grant?
The Form 4 reflects a compensation grant, not an open-market purchase. Joan M. Lamntenant acquired 6,897 fully vested common shares as a grant or award under Equitable Holdings’ 2019 Omnibus Incentive Plan, with the transaction coded as a Rule 16b-3 exempt acquisition.
Under what plan was the Equitable Holdings (EQH) stock grant to Joan M. Lamntenant made?
The grant was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The filing notes the grant of fully vested common stock under this plan is exempt from certain insider trading rules pursuant to Rule 16b-3.
Does the Equitable Holdings (EQH) Form 4 mention any derivative securities for Joan M. Lamntenant?
The Form 4 data shows no derivative security transactions for Joan M. Lamntenant in this filing. All reported activity relates to a single non-derivative award of fully vested Equitable Holdings common stock under the company’s 2019 Omnibus Incentive Plan.