Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Equitable Holdings Chief Operating Officer Jeffrey J. Hurd reported both option exercises and share sales of company common stock. On June 15, 2026, he sold 5,000 shares at an average price of $45.1149 and 9,358 shares at $45.1078 in open-market transactions.
On the same date, he exercised employee stock options for 9,358 shares of common stock at a strike price of $21.34 per share under the issuer’s 2018 Omnibus Incentive Plan. Following these transactions, he held approximately 74,748 common shares directly and 18,717 employee stock options. The filing notes these trades were made under a pre-arranged Rule 10b5-1 trading plan.
Equitable Holdings, Inc. reported that Chief Legal Officer and Secretary Kurt Meyers acquired 249.8200 shares of common stock on June 8, 2026 as a grant or award at no cost per share. Footnotes explain that dividend equivalents on previously awarded Restricted Stock Units and purchases under the Equitable Stock Purchase Plan contributed to this acquisition. Following the transaction, Meyers directly holds a total of 35,043.1515 shares of common stock, and the total includes RSUs.
Equitable Holdings, Inc. Chief Financial Officer Raju Robin M reported an acquisition of 405.56 shares of common stock at a price of $0.00 per share, received as dividend-equivalent Restricted Stock Units under the company’s incentive plan. Following this award, he directly holds a total of 186,180.04 shares, including RSUs.
BERNSTEIN SETH P reported acquisition or exercise transactions in this Form 4 filing.
Equitable Holdings, Inc. executive Seth P. Bernstein reported an automatic award tied to prior Restricted Stock Units, receiving 131.27 shares-equivalent at no cost as dividend equivalents under the company’s incentive plan. Following this grant, his direct holdings, including RSUs, total 55,865.8303 shares of common stock.
Equitable Holdings, Inc. reported that officer Nick Lane received an automatic stock-based award. On the transaction date, he acquired 397.5 shares of Common Stock at no cost, in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs).
These dividend equivalents vest and settle on the same terms as the underlying RSUs, each representing a contingent right to one share of common stock. After this grant, Lane directly holds a total of 124,615.7658 shares, and this total includes RSUs.
Equitable Holdings, Inc. Chief Operating Officer Jeffrey J. Hurd acquired 344.1 shares of common stock on June 8, 2026 through a grant classified as a stock award with a price of $0.00 per share. This represents dividend equivalents that accrued on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan.
The dividend equivalents vest and settle on the same terms as the underlying RSUs, and each RSU represents a contingent right to receive one share of common stock. Following this award, Hurd directly holds a total of 79,747.5032 shares, including RSUs.
Equitable Holdings, Inc. President and CEO Mark Pearson received a grant of 1,719.4200 shares of common stock on June 8, 2026. The award represents dividend equivalents on previously granted Restricted Stock Units under the company’s incentive plan and carried no cash purchase price.
Following this grant, Pearson directly holds 778,402.7178 shares of common stock, a figure that includes Restricted Stock Units and 11,011 shares acquired through the Employee Stock Purchase Plan. This is a compensation-related acquisition, not an open-market share purchase.
Equitable Holdings, Inc. Chief Accounting Officer William James Eckert IV reported two stock transactions. On June 8, 2026, he acquired 60.66 shares of common stock as a grant, including dividend equivalents on previously awarded RSUs. On June 10, 2026, he executed an open-market sale of 6,200 shares at $41.83 per share. After these transactions, he directly holds about 9,366.4556 common shares, with totals including RSUs.
J. Eckert IV submitted a Form 144 notice to sell restricted common stock. The filing lists 6,200 restricted shares tied to a 02/28/2026 vesting under a registered plan and records a prior sale of 7,300 shares on 05/15/2026 for $310,140.50.
Equitable Holdings, Inc. director L. Scott Bertram reported an open-market sale of common stock. On June 4, 2026, he sold 2,470 shares of Equitable Holdings common stock at a weighted average price of $41.0842 per share, executed in multiple trades between $41.07 and $41.09. Following this transaction, he directly holds 27,931 shares of the company’s common stock.