Welcome to our dedicated page for Estee Lauder Companies SEC filings (Ticker: EL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Estée Lauder Companies Inc. (NYSE: EL) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information on its operations as a global manufacturer, marketer, and seller of skin care, makeup, fragrance, and hair care products. These SEC filings cover topics such as financial performance, restructuring initiatives, governance matters, executive compensation and capital structure.
On this page, investors can review current reports on Form 8‑K, which the company uses to disclose material events. Recent 8‑K and 8‑K/A filings describe the Profit Recovery and Growth Plan (PRGP) and the associated Restructuring Program, including expected ranges of restructuring and other charges, and specific initiatives in areas like value chain optimization, enabling function re‑invention, and enterprise business services transformation. Other 8‑K filings report quarterly and full-year financial results, changes in regional reporting structures, and updates on stock option award agreements and related compensation policies.
The company’s definitive proxy statement on Schedule 14A (DEF 14A) provides extensive detail on board composition, director elections, committee structures, executive compensation programs, and stockholder proposals. It also discusses the dual‑class share structure, with Class A and Class B Common Stock carrying different voting rights, and explains how Lauder family ownership results in a high percentage of the company’s voting power.
Filings also document equity and capital markets transactions, such as secondary offerings of Class A Common Stock by trusts affiliated with descendants of Leonard A. Lauder, and the conversion of Class B shares into Class A shares. Related 8‑K filings outline underwriting agreements, use of proceeds by selling stockholders, and the registration statements used for these offerings.
Through Stock Titan, users can access these EL filings as they are made available on EDGAR and use AI-powered summaries to understand key points in lengthy documents such as 8‑K reports and proxy statements. The platform’s tools are designed to help readers quickly identify information on restructuring programs, voting results, compensation changes, and capital structure details without reading every line of the underlying filings.
The Estée Lauder Companies Inc. reported higher sales and a return to profitability for the nine months ended March 31, 2026, while absorbing significant restructuring and legal costs. Net sales rose to $11.4 billion from $10.9 billion, and net earnings improved to $298 million from a prior-year loss of $587 million, yielding diluted EPS of $0.82.
Quarterly results were softer: March-quarter net sales were $3.7 billion versus $3.6 billion and net earnings were $89 million versus $159 million, with diluted EPS of $0.24. Operating income for the nine months reached $819 million versus a loss of $395 million last year, helped by lower impairment charges, but margins were pressured by $520 million of restructuring and other charges and an $84 million securities class action settlement expense.
The company expanded its Profit Recovery and Growth Plan, now expecting $1.5–$1.7 billion in restructuring and related charges and a net reduction of roughly 9,000–10,000 positions globally. Cumulative approved charges reached $1.42 billion and cumulative recorded charges were $1.13 billion. Cash flow from operations strengthened to $1.20 billion, supporting $381 million in dividends and $70 million of share repurchases while cash and cash equivalents increased to $3.13 billion.
The Estée Lauder Companies Inc. reported fiscal 2026 third-quarter results and raised its full-year outlook. Net sales rose 5% to $3.7 billion, while organic net sales grew 2%. Adjusted operating income increased 38% to $557 million and adjusted operating margin expanded to 15.0% from 11.4%, driven by higher gross margin and PRGP savings.
Adjusted diluted EPS rose 40% to $0.91 even as reported EPS fell to $0.24, reflecting $224 million of restructuring charges and an $84 million securities class action loss contingency. For fiscal 2026, the company now targets about 3% organic net sales growth, adjusted operating margin of 10.7%–11.0% and adjusted EPS of $2.35–$2.45, and outlined a preliminary fiscal 2027 view of 3%–5% net sales growth with adjusted operating margin of 12.5%–13.0%.
Vanguard Capital Management reports beneficial ownership of 18,590,065 shares of Estee Lauder Company common stock, representing 7.51% as of 03/31/2026. The filing states Vanguard has sole dispositive power over 18,590,065 shares and sole voting power for 2,517,326 shares. The report notes holdings reflect securities held for Vanguard funds and managed accounts and identifies Vanguard affiliates that exercise dispositive or voting power.
Ronald S. Lauder reports beneficial ownership of 79,699 shares of The Estee Lauder Companies Inc. Class A Common Stock as of April 8, 2026. The filing states 6,364 shares of Class A and 6,364 shares of Class B are held indirectly as trustee of The Descendants of Ronald S. Lauder 1966 Trust, and 66,971 shares of Class A are held indirectly by The Ronald S. Lauder Foundation.
The filing disclaims beneficial ownership of the Foundation and Trust shares and notes the Reporting Person transferred 4,768,846 shares of Class B Common Stock to RSL Shares Trust u/a/d March 2, 2026. Based on 247,219,699 shares of Class A outstanding (per the issuer's 10-Q), the Reporting Person's position equals 0.0002% of Class A outstanding.
Aerin Lauder, a ten percent owner of Estee Lauder Companies Inc, reported a bona fide gift transfer of 4,768,846 shares of Class B Common Stock on April 8, 2026, held indirectly by the RSL Shares Trust. These Class B shares may be converted into Class A Common Stock on a one-for-one basis. After this transaction, she continues to report substantial Class B holdings through several trusts and directly, including 7,708,906 underlying Class A shares via the ALZ 2000 Revocable Trust and 1,675,010 underlying shares held directly. She disclaims beneficial ownership of certain trust-held shares to the extent she does not have a pecuniary interest.
Aerin Lauder filed an eighth amendment updating her beneficial ownership in The Estée Lauder Companies following internal family estate-planning moves. After transfers of Class B shares to trusts and changes in trustee roles, she beneficially owns 19,102,009 shares of Class A common stock equivalents, or 7.2% of the Class A shares outstanding as of January 29, 2026.
Because Class B shares carry ten votes each, her holdings represent about 13.7% of the company’s total voting power, assuming no conversion of Class B shares. A portion of the family’s Class B holdings, including 4,768,846 shares now in the RSL Shares Trust where she is trustee, remains pledged as collateral under a $100 million credit facility with JPMorgan Chase Bank. The amendment states the transactions were undertaken for estate planning, and she currently has no specific plans for corporate control actions.
RSL Shares Trust u/a/d March 2, 2026 filed an initial ownership report for Estée Lauder Companies Inc., showing it directly holds 4,768,846 shares of Class B Common Stock. This Class B stock is convertible into Class A Common Stock on a one-for-one basis.
The Class B shares may be converted at any time by the holder and are automatically converted into Class A shares if transferred to a non‑Permitted Transferee or after a record date when Class B falls below 10% of total common stock.
Ronald S. Lauder, a ten percent owner and Chairman, Clinique Labs, LLC at Estée Lauder Companies Inc., reported a bona fide gift of 4,768,846 shares of Class B Common Stock on April 8, 2026. These shares were transferred for no consideration to the RSL Shares Trust u/a/d March 2, 2026, which now holds them indirectly for his benefit.
Following the transfer, his directly held Class B shares reported in this filing were reduced to zero, while indirect holdings are shown as 4,768,846 shares owned by the RSL Shares Trust and 6,364 shares owned by The Descendants of RSL 1966 Trust. He is grantor of both trusts and disclaims beneficial ownership to the extent he lacks a pecuniary interest.
The Estée Lauder Companies Inc. filed an amended report giving more detail on its multi-year restructuring under the Profit Recovery and Growth Plan. The overall Restructuring Program is expected to generate total restructuring and other charges of between $1,200 million and $1,600 million (before tax).
Through March 31, 2026, initiatives approved under the program are expected to result in cumulative restructuring and other charges of about $1,367 million (before tax), largely tied to workforce reductions and other cost actions. The plan focuses on reorganizing and rightsizing operations, simplifying processes, outsourcing select services, and evolving its go-to-market and selling models to rebuild operating margins and support future growth.
The Vanguard Group filed Amendment No. 13 to a Schedule 13G/A reporting its position in Estee Lauder Companies Inc. common stock. The amendment states Amount beneficially owned: 0 shares and Percent of class: 0%, reflecting an internal realignment described in the filing.
The filing explains that on January 12, 2026 certain Vanguard subsidiaries and business divisions will report beneficial ownership separately under SEC Release No. 34-39538; Vanguard states it no longer is deemed to beneficially own the securities held by those entities. The form is signed by Ashley Grim on 03/26/2026.