CFO Eric Smit sells 5,000 eGain (NASDAQ: EGAN) shares under plan

Rhea-AI Filing Summary

eGain Corp Chief Financial Officer Eric Smit reported an exercise and sale of company stock. On February 2, 2026, he exercised 5,000 employee stock options at an exercise price of $2.50 per share and received an equal number of common shares.

On the same day, he sold 5,000 shares of common stock at $10.25 per share under a Rule 10b5-1 trading plan adopted on March 8, 2024. After these transactions, he directly held 129,187 shares of common stock and 23,000 employee stock options that remain outstanding.

Insider Trade Summary

Net Seller: 5,000 shares ($51,250)

Net Sell 3 txns

Insider SMIT ERIC

Role Chief Financial Officer

Sold 5,000 shs ($51K)

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	5,000	$0.00	--
Exercise	Common Stock	5,000	$2.50	$13K
Sale	Common Stock	5,000	$10.25	$51K

Holdings After Transaction: Employee Stock Option (right to buy) — 23,000 shares (Direct); Common Stock — 134,187 shares (Direct)

Footnotes (1)

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SMIT ERIC

(Last) (First) (Middle)

1252 BORREGAS AVENUE

(Street)

SUNNYVALE CA 94089

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EGAIN Corp [ EGAN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		M		5,000	A	$2.5	134,187	D
Common Stock	02/02/2026		S(1)		5,000	D	$10.25	129,187	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$2.5	02/02/2026		M			5,000	(2)	09/19/2027	Common Stock	5,000	$0	23,000	D

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

2. The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.

	/s/ Eric Smit	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did eGain (EGAN) CFO Eric Smit report?

Eric Smit reported an option exercise and a share sale. On February 2, 2026, he exercised 5,000 employee stock options at $2.50 and sold 5,000 common shares at $10.25, all under a pre-established trading plan.

How many eGain (EGAN) shares does the CFO own after this Form 4?

After the reported transactions, the CFO holds 129,187 shares. The Form 4 shows Eric Smit directly owning 129,187 shares of eGain common stock following the 5,000-share sale disclosed for February 2, 2026.

What stock options does the eGain (EGAN) CFO still hold?

The CFO holds 23,000 employee stock options after the transaction. These options derive from a grant originally covering 112,000 shares, which became exercisable beginning September 19, 2017, and is now fully vested according to the filing footnote.

Was the eGain (EGAN) CFO sale under a Rule 10b5-1 trading plan?

Yes, the sale was executed under a Rule 10b5-1 plan. The filing notes that the February 2, 2026 sales were carried out pursuant to a trading plan Eric Smit adopted on March 8, 2024.

What prices were involved in the eGain (EGAN) CFO’s Form 4 transactions?

The option exercise price was $2.50 and the sale price was $10.25. Eric Smit exercised 5,000 options with a $2.50 exercise price, then sold 5,000 common shares on February 2, 2026 at $10.25 per share.

What does the Form 4 say about vesting of the eGain (EGAN) CFO’s options?

The options are fully vested. A footnote explains the option grant represents rights to purchase 112,000 shares, became exercisable beginning September 19, 2017, and is now fully vested, supporting the 5,000-share exercise reported.