electroCore (ECOR) CFO granted new stock and RSU awards

Rhea-AI Filing Summary

electroCore, Inc. Chief Financial Officer Lev Joshua S. reported new equity awards in the company’s common stock. On January 26, 2026, he acquired 2,889 shares at a price of $0 and a separate 25,000-share award, both held directly.

The 25,000-share award represents restricted stock units that vest in three equal 33% installments on each of the first, second, and third anniversaries of the grant date, subject to continued service. Unvested portions can also vest if he is terminated without cause or resigns for good reason within two years after a change in control, under the company’s Executive Severance Policy. His reported beneficial ownership after these transactions is 49,556 shares, including 21,667 shares tied to previously granted restricted stock units with vesting dates in 2027 and 2028.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Lev Joshua S.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,889	$0.00	--
Grant/Award	Common Stock	25,000	$0.00	--

Holdings After Transaction: Common Stock — 24,556 shares (Direct)

Footnotes (1)

1. Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy. Includes 21,667 shares of Common Stock issuable pursuant to previously issued restricted stock units: (i) 10,000 shares of which (a) 3,333 shares of Common Stock have vested and are eligible for sale, (b) 3,333 shares of Common Stock will vest on January 15, 2027, and (c) 3,334 shares of Common Stock will vest on January 15, 2028; and (ii) 11,667 shares of which (a) 6,334 have vested and are eligible for sale, and (b) 5,333 shares of Common Stock will vest on January 12, 2027; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lev Joshua S.

(Last) (First) (Middle)

200 FORGE WAY

SUITE 205

(Street)

ROCKAWAY NJ 07866

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/26/2026		A		2,889	A	$0	24,556	D
Common Stock	01/26/2026		A		25,000(1)	A	$0	49,556(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

2. Includes 21,667 shares of Common Stock issuable pursuant to previously issued restricted stock units: (i) 10,000 shares of which (a) 3,333 shares of Common Stock have vested and are eligible for sale, (b) 3,333 shares of Common Stock will vest on January 15, 2027, and (c) 3,334 shares of Common Stock will vest on January 15, 2028; and (ii) 11,667 shares of which (a) 6,334 have vested and are eligible for sale, and (b) 5,333 shares of Common Stock will vest on January 12, 2027; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

	/s/ John L. Cleary, II, attorney-in-fact	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did electroCore (ECOR) report for its CFO?

The filing shows electroCore’s Chief Financial Officer acquired two common stock awards on January 26, 2026. He received 2,889 shares at $0 and a separate 25,000-share restricted stock unit grant, both reported as directly owned following the transactions.

How many electroCore (ECOR) shares did the CFO acquire in this Form 4?

The CFO acquired 2,889 shares of electroCore common stock at $0 and a separate award covering 25,000 shares through restricted stock units. After these grants, his reported beneficial ownership increased to 49,556 shares of common stock held directly.

What is the vesting schedule for the 25,000 electroCore (ECOR) RSUs?

The 25,000 restricted stock units vest in three equal 33% installments on each of the first, second, and third anniversaries of the grant date. Vesting requires the CFO to remain in continuous service with electroCore or an affiliate through each applicable vesting date.

How do change-in-control events affect the CFO’s electroCore (ECOR) RSUs?

Unvested restricted stock units may vest if the CFO is terminated without cause or resigns for good reason within two years after a change in control. These terms are defined in electroCore’s Executive Severance Policy and apply to the reported RSU grants.

What previously issued electroCore (ECOR) RSUs are included in the CFO’s holdings?

The reported 49,556 shares include 21,667 shares issuable under earlier restricted stock units. Portions vest on January 12, 2027, January 15, 2027, and January 15, 2028, assuming continued service, with similar protection on certain terminations after a change in control.

Does this electroCore (ECOR) Form 4 show any stock sales by the CFO?

No stock sales are reported. The transactions reflect acquisitions of common stock and restricted stock units at a price of $0 per share, increasing the CFO’s beneficial ownership to 49,556 shares, all listed as directly held after the reported grants.