Duos Technologies (NASDAQ: DUOT) director receives 2,988 stock compensation shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

MAVROMMATIS NED reported acquisition or exercise transactions in this Form 4 filing.

Duos Technologies Group director Ned Mavrommatis received a stock award of 2,988 common shares as compensation. The shares were granted as director compensation at an implied value of $6.6942 per share. Following this grant, one reported direct holding line shows 53,884 common shares owned.

The award was issued under Duos Technologies Group’s 2021 Equity Incentive Plan, as amended. It was subject to a one-year cliff vesting schedule, with all 2,988 shares vesting on April 1, 2026, meaning the director gained full ownership of the award on that date.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider MAVROMMATIS NED

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value	2,988	$6.6942	$20K
holding	Common Stock, $0.001 par value	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 53,884 shares (Direct)

Footnotes (1)

These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. These shares were granted to Mr. Mavrommatis pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and were subject to a one-year cliff vesting period. All of the shares vested on April 1, 2026.

Key Figures

Compensation shares granted: 2,988 shares Grant value per share: $6.6942 per share Direct shares after grant (line item): 53,884 shares +3 more

6 metrics

Compensation shares granted 2,988 shares Director stock award dated March 31, 2026

Grant value per share $6.6942 per share Implied value of compensation share grant

Direct shares after grant (line item) 53,884 shares Non-derivative common stock directly owned after award

Additional direct holding entry 10,000 shares Separate non-derivative common stock holding line

Vesting structure 1-year cliff vesting Applies to 2,988-share compensation grant

Vesting date April 1, 2026 All compensation shares fully vested on this date

Key Terms

compensation shares, 2021 Equity Incentive Plan, cliff vesting period

3 terms

compensation shares financial

"These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director"

2021 Equity Incentive Plan financial

"These shares were granted to Mr. Mavrommatis pursuant to the Issuer's 2021 Equity Incentive Plan, as amended"

cliff vesting period financial

"were subject to a one-year cliff vesting period. All of the shares vested on April 1, 2026"

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 05:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MAVROMMATIS NED

(Last)

(First)

(Middle)

7660 CENTURION PARKWAY

SUITE 100

(Street)

JACKSONVILLE

FLORIDA

32256

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	03/31/2026		A⁽¹⁾		2,988	A	$6.6942	53,884	D
Common Stock, $0.001 par value								10,000⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

2. These shares were granted to Mr. Mavrommatis pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and were subject to a one-year cliff vesting period. All of the shares vested on April 1, 2026.

	/s/ Ned Mavrommatis	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DUOS TECHNOLOGIES GROUP (DUOT) report for Ned Mavrommatis?

DUOS Technologies Group reported that director Ned Mavrommatis received an award of 2,988 shares of common stock as compensation for his board service, under the company’s 2021 Equity Incentive Plan, as amended, with the grant dated March 31, 2026.

How many DUOT shares were granted to director Ned Mavrommatis and at what value?

Ned Mavrommatis was granted 2,988 shares of DUOS Technologies Group common stock, valued at $6.6942 per share. This grant was reported as compensation shares for his service as a director, rather than an open-market purchase or sale.

What is the vesting schedule for Ned Mavrommatis’s 2,988 DUOT compensation shares?

The 2,988 compensation shares were subject to a one-year cliff vesting period. All of the shares vested on April 1, 2026, meaning the director became fully vested and gained complete ownership of the entire award on that date.

Under which plan were Ned Mavrommatis’s DUOT shares granted?

The 2,988 DUOS Technologies Group shares were granted to Ned Mavrommatis under the company’s 2021 Equity Incentive Plan, as amended. This plan governs equity-based compensation awards to eligible participants, including directors of the company.

How many DUOT shares does Ned Mavrommatis hold after the reported grant?

After the reported grant, one direct ownership line for Ned Mavrommatis shows 53,884 DUOS Technologies Group common shares held. This figure reflects his direct non-derivative holdings reported in connection with the compensation share award.

Was the DUOT transaction by Ned Mavrommatis a market buy or a compensation award?

The DUOT transaction was a compensation award, not a market buy. The Form 4 notes the 2,988 common shares were issued to Ned Mavrommatis as compensation for his services as a director, distinguishing it from open-market purchases or sales.