Welcome to our dedicated page for Duos Technologies Group SEC filings (Ticker: DUOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Duos Technologies Group, Inc. filings document governance, capital structure, material agreements, executive compensation, and operating results for a Nasdaq-listed technology infrastructure company. Proxy materials cover annual meeting matters and board oversight, while Form 8-K reports disclose leadership changes, employment and equity compensation arrangements, and other governance events.
The company’s filings also record public offering activity, shelf registration and prospectus supplement disclosures, common stock financing, preliminary financial results, and material agreements tied to Duos Edge AI and high-density GPU infrastructure. These documents frame the company’s reporting around edge data centers, AI infrastructure, machine-vision technology, and related risk and financing matters.
Duos Technologies Group, Inc. disclosed that USD.AI has provided $98.1 million of asset-based financing to Duos Edge AI – GPUaaS, LLC, a bankruptcy-remote subsidiary formed to deploy NVIDIA B300 GPUs. The three-year debt facility will be secured by the GPUs and related equipment, with the parent company pledging its equity in the subsidiary but not being liable on the debt except for specified “bad boy” events. The transaction is expected to close after delivery and installation of the GPUs, which is anticipated within about 30 days.
Duos Technologies Group, Inc. interim CFO Adrian Graham Goldfarb filed an initial Form 3 reporting his ownership of common stock. The filing lists several direct holdings entries, including shares granted under the company’s 2021 Equity Incentive Plan, which are subject to a three-year cliff vesting schedule with all shares vesting on January 1, 2028, and additional shares held through the Employee Stock Purchase Plan.
Duos Technologies Group, Inc. reported a leadership change in its finance team. Effective June 8, 2026, Leah Brown stepped down from the role of Chief Financial Officer and returned to her prior position as Senior Vice President of Accounting.
On the same date, long-time company executive Adrian Goldfarb was appointed Interim Chief Financial Officer. Goldfarb has previously served as Duos’ CFO for multiple periods, helped manage its Nasdaq listing in 2020, and currently leads its rail industry subsidiary. He will head a search committee, with the company expecting to appoint a permanent CFO within 60 to 90 days.
Duos Technologies Group, Inc. reported the results of its 2026 annual meeting of stockholders. As of the April 2, 2026 record date, the company had 29,295,609 shares of common stock, 999 shares of Series D Convertible Preferred Stock, and 12,500 shares of Series E Convertible Preferred Stock outstanding, and a quorum was present.
Stockholders elected five directors for one-year terms, including Charles P. Ferry with 17,287,342 votes for and Brian J. James with 17,359,835 votes for. They also elected Chief Executive Officer Frank D. Recker as a director, with 13,959,958 votes for. Stockholders ratified the appointment of Salberg & Company, P.A. as independent certified public accounting firm for the fiscal year ending December 31, 2026, with 23,023,580 votes for, 59,973 against, and 320,502 abstentions.
Duos Technologies Group, Inc. reported that substantially all assets of New APR Energy, LLC, in which it indirectly held a 5% non-voting ownership interest through Sawgrass APR Holdings, LLC, were sold to a third party as of May 26, 2026. In connection with this sale, Duos received net proceeds of approximately $50.4 million. An additional approximately $9.9 million was placed in escrow for the company’s pro rata share of any indemnity or similar obligations under the asset purchase agreement, with any remaining funds to be released to Duos after 12 months.
Duos Technologies Group, Inc. elected its Chief Executive Officer, Douglas Recker, to the Board of Directors effective May 14, 2026. He became CEO on April 1, 2026 and has served as President since September 2025.
Recker has over 30 years of telecommunications and data center experience, including leading Duos Edge AI, Inc. since July 2024 and founding prior edge computing and data center businesses. The company states he has no disclosable family relationships or related-party transactions with Duos or its subsidiaries.
Duos Technologies Group reported Q1 2026 revenue of $2.72 million, down 45% from $4.95 million a year earlier, as legacy rail and Duos Energy asset management work ramped down. Despite lower revenue, gross margin rose to $1.61 million on reduced costs, while net loss widened to $3.49 million.
The company ended the quarter with $33.03 million in cash, boosted by a March equity raise of about $65 million, and later received a $15 million customer prepayment with another $3 million pending. Bookings totaled roughly $43.5 million for 2026 and management reaffirmed its goal for full-year revenue to exceed $50 million, with most expected in the second half.
Growth is centered on AI-focused edge data centers, a new Technology Solutions unit, and a GPU-as-a-Service contract with Hydra Host that contemplates deployment of 2,304 NVIDIA GPUs and is described as representing about $176 million in total revenue over 36 months, with roughly $50 million in anticipated revenue and high projected margins for Duos.
DUOS Technologies Group, Inc. reports that Shay Capital LLC and Shay Capital Holdings LLC each beneficially own 1,474,116 shares of Common Stock, representing 5.0% of the class as of 05/08/2026. The filing lists the Filers' principal business address as 280 Park Avenue, New York and identifies Sole Voting Power and Sole Dispositive Power of 1,474,116 shares for each filer.
Duos Technologies Group reported first-quarter 2026 revenue of $2.7 million, down from $5.0 million a year earlier, as related-party consulting revenue under its asset management agreement declined with a reduced scope of services.
The company posted a net loss of $3.5 million, wider than the $2.1 million loss in the prior-year quarter, driven largely by higher general and administrative expenses tied to its expansion into edge data centers, energy consulting, and technology solutions.
Liquidity strengthened significantly: cash rose to $33.0 million as of March 31, 2026, supported by a February 2026 public equity offering with gross proceeds of about $65 million and prior ATM and equity raises. Total assets nearly doubled to $122.9 million, reflecting deposits on equipment and growing digital infrastructure investments, while stockholders’ equity increased to $106.9 million. Management concludes it has sufficient capital and access to funding to operate for at least twelve months and continues to focus on building recurring revenue from hosting, technology solutions, and long-term service agreements.
DUOS Technologies Group, Inc. reports a Schedule 13G disclosure showing 1,906,659 shares of Common Stock beneficially owned, representing 6.45% of the class.
The filing states the Reporting Persons exercise shared voting and dispositive power over these shares and cites March 31, 2026 for the 29,542,860 shares outstanding figure drawn from the Form 10-K dated March 31, 2026. The position is held via Alyeska Master Fund, L.P.; Anand Parekh is identified as CEO of the investment manager and disclaims beneficial ownership.