STOCK TITAN

Drilling Tools (NASDAQ: DTI) director granted 23,438 RSUs, now holds 312,896 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Neuman Eric C reported acquisition or exercise transactions in this Form 4 filing.

Drilling Tools International Corp director Eric C. Neuman reported an equity award and updated holdings. He received a grant of 23,438 Restricted Stock Units, each representing a contingent right to one share of common stock, vesting 100% on April 29, 2027. Following the transactions, he directly holds 312,896 shares of common stock and 23,438 RSUs.

Positive

  • None.

Negative

  • None.
Insider Neuman Eric C
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 23,438 $0.00 --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 23,438 shares (Direct, null); Common Stock — 312,896 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on May 13, 2026, the one-year anniversary of the grant date.
RSU grant size 23,438 Restricted Stock Units Grant on April 29, 2026, code A (grant/award)
Post-transaction common shares 312,896 shares Common Stock directly held after transactions
RSU vesting date April 29, 2027 RSUs vest 100% on one-year anniversary of grant
RSU exercise price $0.0000 per unit Compensation award, not purchased for cash
RSUs following transaction 23,438 units Total Restricted Stock Units directly held after award
Restricted Stock Units financial
"He received a grant of 23,438 Restricted Stock Units, each representing a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
vest 100% financial
"The restricted stock units vest 100% on April 29, 2027, the one-year anniversary"
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neuman Eric C

(Last)(First)(Middle)
10370 RICHMOND AVENUE, SUITE 1000

(Street)
HOUSTON TEXAS 77042

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Drilling Tools International Corp [ DTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock312,896D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/29/2026A23,438 (1) (1)Common Stock(1)$023,438D
Restricted Stock Units(2) (2) (2)Common Stock(2)28,626D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on April 29, 2027, the one-year anniversary of the grant date.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest 100% on May 13, 2026, the one-year anniversary of the grant date.
/s/ John Niedzwiecki, as Attorney-in-fact04/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Eric C. Neuman report for DTI?

Eric C. Neuman reported receiving 23,438 Restricted Stock Units in Drilling Tools International Corp. These RSUs are a stock-based compensation award that convert into common shares if vesting conditions are met, providing additional equity exposure beyond his existing common stock holdings.

How many Drilling Tools International (DTI) shares does Eric C. Neuman hold after this filing?

After the reported transactions, Eric C. Neuman directly holds 312,896 shares of Drilling Tools International common stock. This figure reflects his post-transaction ownership and does not include the 23,438 Restricted Stock Units, which represent a separate, contingent right to future shares.

When do Eric C. Neuman’s new DTI Restricted Stock Units vest?

The newly granted 23,438 Restricted Stock Units vest 100% on April 29, 2027. According to the footnote, each unit then converts into one share of Drilling Tools International common stock, provided the vesting conditions are satisfied and the award has not been forfeited.

What does each Restricted Stock Unit represent in the DTI Form 4 filing?

Each Restricted Stock Unit represents a contingent right to receive one share of Drilling Tools International common stock. The units only convert into shares upon vesting, as described in the footnotes, which detail the vesting schedule and link the RSUs directly to the issuer’s common stock.

Was the Form 4 transaction for DTI an open-market buy or sell?

The Form 4 reflects a grant or award of 23,438 Restricted Stock Units, not an open-market buy or sell. The transaction is coded as an acquisition related to compensation, indicating stock-based awards rather than discretionary trading in Drilling Tools International shares.

Does the DTI Form 4 show any derivative position details for Eric C. Neuman?

Yes. The filing shows Restricted Stock Units as derivative securities tied to Drilling Tools International common stock. It records 23,438 RSUs following the award, with an exercise price of $0.0000, reflecting that these units are granted as compensation rather than purchased for cash.