Dow (NYSE: DOW) HR chief has 1,763 shares withheld to cover taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Dow Inc. Chief Human Resources Officer Lisa Bryant had 1,763 shares of common stock withheld by the company on February 26, 2026 to cover tax obligations tied to previously reported equity awards. The shares were disposed of back to the issuer at $29.90 per share under the award agreement and under Rule 16b-3.
After this tax-withholding transaction, she held 33,099 common shares directly, which the footnotes state include previously reported restricted stock units. She also reported indirect holdings of 113.116 shares in a 401(k) Plan and 165.470 shares in a 401(k) Plan ESOP.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Bryant Lisa
Role
Chief Human Resources Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Disposition | Common Stock | 1,763 | $29.90 | $53K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 33,099 shares (Direct);
Common Stock — 113.116 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Total includes previously reported restricted stock units.
FAQ
What did Dow (DOW) executive Lisa Bryant report in this Form 4?
Lisa Bryant reported a tax-related disposition of 1,763 Dow common shares back to the issuer at $29.90 per share. The shares were withheld to satisfy tax withholding obligations upon settlement of previously reported equity awards under the applicable award agreement and Rule 16b-3.
Was Lisa Bryant’s Dow (DOW) Form 4 transaction an open market sale?
No, the Form 4 describes shares withheld by Dow to cover tax withholding on previously reported awards. The 1,763 common shares were disposed of back to the issuer under the award agreement, rather than being sold in an open market transaction.
How is Lisa Bryant’s indirect ownership in Dow (DOW) structured?
Lisa Bryant’s indirect Dow holdings are reported through retirement-related plans. The Form 4 lists 113.116 common shares held by a 401(k) Plan and 165.470 common shares held by a 401(k) Plan ESOP, both reported as indirect ownership interests associated with her employment benefits.