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Dow Inc SEC Filings

DOW NYSE

Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.

Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.

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Fitterling James R reported acquisition or exercise transactions in this Form 4 filing.

Dow Inc. Chair and CEO James R. Fitterling reported an equity award and corrected prior ownership data. He received 68,230 restricted stock units, with delivery in one installment on or about February 12, 2029, subject to continued employment. Following this award and correction, he beneficially owns 190,117 shares, including previously reported restricted stock units.

The amended filing explains that an earlier Form 4 mistakenly reported a transaction that did not occur. This amendment removes that erroneous transaction entirely and updates the total securities beneficially owned to the correct amount.

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Dow Inc Schedule 13G: Vanguard Capital Management reports beneficial ownership of 53,373,360 shares of Common Stock, representing 7.41% of the class. The filing shows sole dispositive power over 53,373,360 shares and sole voting power over 7,179,545 shares. The filing is signed by Ashley Grim on 04/29/2026.

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Dow Inc. reported a wider net loss for the quarter ended March 31, 2026 as weak volumes and large special charges weighed on results. Net sales were $9.79 billion versus $10.43 billion a year earlier, while net loss widened to $445 million and loss per share to $0.74 from $0.44.

Results included sizeable non‑operating items: a $292 million Sadara guarantee liability adjustment and $101 million of restructuring and Transform to Outperform costs, partly offset by a $40 million gain from the Nova ethylene asset matter. Despite the loss, operating cash flow improved sharply to $1.12 billion, helped by working capital movements and dividends from nonconsolidated affiliates.

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Dow Inc. reported weaker first-quarter 2026 results, with net sales of $9.8 billion, down 6% year-over-year, and a GAAP net loss of $445 million. Local prices fell 7% and volumes declined 2%, reflecting softer conditions across most operating segments.

Operating EBIT was $154 million, down $76 million, and operating EPS was a loss of $0.14 versus earnings of $0.02 a year ago, as lower prices and a larger Sadara-related equity loss weighed on results. Despite this, cash provided by operating activities from continuing operations rose sharply to $1.1 billion, supported by payment from NOVA Chemicals and working capital improvements, driving free cash flow of $621 million. Segment performance was mixed: Packaging & Specialty Plastics and Industrial Intermediates & Infrastructure saw lower sales, while Performance Materials & Coatings delivered higher operating EBIT on modest volume growth and cost reductions.

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Dow Inc. is making a planned leadership transition as Karen S. Carter is appointed Chief Executive Officer, effective July 1, 2026, succeeding Jim Fitterling, who will become Executive Chair and remain on the Board through the 2027 annual meeting. Carter, currently Chief Operating Officer, brings more than three decades of experience at Dow, including leading its largest segment and prior HR and inclusion leadership roles.

Stockholders approved all matters at the 2026 annual meeting. They backed all 12 director nominees with roughly 93–97% support and gave 91% support to executive compensation and 97% support for holding annual say‑on‑pay votes. They also approved an amendment increasing the 2019 Stock Incentive Plan share pool from 125 million to 185 million and ratified Deloitte & Touche LLP as auditor. Following the meeting, Dow declared a quarterly dividend of $0.35 per share, marking the 459th consecutive dividend since 1912.

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Dow Inc. director Richard K. Davis reported an equity award of 5,127 common shares in the form of time-vested restricted stock units. The units were acquired at a stated price of $0.00 per share as a grant or award, not an open-market purchase.

According to the filing, these restricted stock units will be settled in one installment of Dow common stock following his separation from service. After this award, Davis directly holds a total of 55,299 shares and restricted stock units, including amounts previously reported.

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BUSH WESLEY G reported acquisition or exercise transactions in this Form 4 filing.

DOW INC. director Wesley G. Bush received a grant of 5,127 shares of common stock on a compensation basis, reported at a price of $0.00 per share. These time-vested restricted stock units will be settled in one installment of Dow common shares after his separation from service.

Following this award, Bush directly holds 33,800 shares of common stock and has 17,978.08 phantom stock units, each equivalent to one Dow share and payable in cash under a compensation deferral election. He also has indirect ownership of 5,000 shares through a trust and 20,450 shares through a family LLC.

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DOW INC. director Jacqueline C. Hinman reported an acquisition of 5,127 shares of common stock on a Form 4. The award is described in a footnote as time-vested restricted stock units that will be settled in one installment of Dow common shares following her separation from service.

After this grant, she holds 33,157 shares in a direct account, a total that the filing notes includes previously reported restricted stock units. She also has 3,723 shares reported as indirect ownership held by a trust.

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Dial Debra L. reported acquisition or exercise transactions in this Form 4 filing.

Dow Inc. director Debra L. Dial reported an equity compensation award of 5,127 shares of common stock, recorded as a grant or award rather than an open-market purchase. The award consists of time-vested restricted stock units that will be settled in one installment of Dow common shares after her separation from service.

Following this grant, Dial directly holds 24,716 shares of common stock, a total that includes previously reported restricted stock units. She also reports an additional 2,700 shares held indirectly by a trust, reflecting separate indirect ownership.

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DEVARD JERRI reported acquisition or exercise transactions in this Form 4 filing.

Dow Inc. director Jerri Devard received a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. The award was at no cash cost per share and is scheduled to be settled in one installment of Dow common stock after Devard’s separation from the company. Following this grant, Devard’s directly held and previously reported restricted stock units total 21,850 units, reflecting a routine, compensation-related equity award rather than an open-market purchase.

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FAQ

How many Dow (DOW) SEC filings are available on StockTitan?

StockTitan tracks 69 SEC filings for Dow (DOW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Dow (DOW)?

The most recent SEC filing for Dow (DOW) was filed on May 1, 2026.