STOCK TITAN

Director Yadin Rozov receives 637-share RSU grant at Dave (NASDAQ: DAVE)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rozov Yadin reported acquisition or exercise transactions in this Form 4 filing.

Dave Inc. director Yadin Rozov reported a stock-based compensation grant and his current holdings. He received 637 shares of Class A Common Stock underlying a restricted stock unit award at $0.00 per share, increasing his direct holdings to 75,834 shares. An additional 2,200 shares are held indirectly through a family foundation. The RSUs vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting, contingent on his continued board service.

Positive

  • None.

Negative

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Insider Rozov Yadin
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 637 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 75,834 shares (Direct, null); Class A Common Stock — 2,200 shares (Indirect, By Family Foundation)
Footnotes (1)
  1. [object Object]
RSU grant size 637 shares Class A Common Stock underlying restricted stock unit award
Grant price per share $0.00 per share RSU award to director Yadin Rozov
Direct holdings after grant 75,834 shares Class A Common Stock held directly by Yadin Rozov
Indirect holdings via foundation 2,200 shares Class A Common Stock held indirectly by family foundation
RSU vesting date June 2, 2027 Or earlier, on date of next annual shareholder meeting
restricted stock unit financial
"underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Amended and Restated 2021 Equity Incentive Plan financial
"granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan in connection with annual awards"
vest in full financial
"The RSU will vest in full on the earlier of (i) June 2, 2027, and (ii) the date of the Issuer's next annual shareholder's meeting"
annual shareholder's meeting financial
"on the earlier of (i) June 2, 2027, and (ii) the date of the Issuer's next annual shareholder's meeting"
continued service financial
"subject to the Reporting Person's continued service as a member of the Board of Directors through such vesting date"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rozov Yadin

(Last)(First)(Middle)
1265 SOUTH COCHRAN AVE

(Street)
LOS ANGELES CALIFORNIA 90019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dave Inc./DE [ DAVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/02/2026A637(1)A$075,834D
Class A Common Stock2,200IBy Family Foundation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Class A Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's Amended and Restated 2021 Equity Incentive Plan in connection with annual awards to directors for service as a member of the Issuer's Board of Directors. The RSU will vest in full on the earlier of (i) June 2, 2027, and (ii) the date of the Issuer's next annual shareholder's meeting, subject to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
/s/ Joan Aristei as Attorney-in-Fact for Yadin Rozov06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Dave (DAVE) director Yadin Rozov report in this Form 4?

Director Yadin Rozov reported receiving 637 shares of Dave Class A Common Stock through a restricted stock unit award at $0.00 per share. After this grant, he holds 75,834 shares directly and 2,200 shares indirectly via a family foundation.

How many Dave (DAVE) shares did Yadin Rozov acquire in this filing?

Yadin Rozov acquired 637 shares of Class A Common Stock through a restricted stock unit grant. These shares were awarded as director compensation and carry no cash purchase price, reflecting stock-based remuneration rather than an open-market purchase.

What are Yadin Rozov’s total reported holdings of Dave (DAVE) stock?

Following the reported transactions, Yadin Rozov holds 75,834 shares of Dave Class A Common Stock directly. In addition, 2,200 shares are reported as held indirectly through a family foundation, giving visibility into both his direct and indirect equity exposure.

When do Yadin Rozov’s new Dave (DAVE) RSUs vest?

The 637 restricted stock units vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting. Vesting is conditioned on Rozov’s continued service on the Board of Directors through that vesting date.

What plan governs the restricted stock unit grant reported by Dave (DAVE)?

The restricted stock unit grant is issued under Dave’s Amended and Restated 2021 Equity Incentive Plan. This plan provides equity awards to directors, and in this instance supports annual stock-based compensation for Rozov’s service on the company’s Board of Directors.

Is the transaction in Dave (DAVE) shares an open-market purchase or compensation grant?

The 637 Dave shares are part of a restricted stock unit compensation grant with a $0.00 per share price. This reflects a stock award for board service, not an open-market purchase, and therefore does not represent cash buying activity in the market.