Welcome to our dedicated page for DAVE SEC filings (Ticker: DAVE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dave Inc. filings document the regulatory record for a Nasdaq-listed neobank with Class A common stock and redeemable warrants. Recent 8-K reports furnish operating and financial results, preliminary results, guidance-related exhibits, securities registered on Nasdaq, and material events tied to the company’s fintech model, including ExtraCash activity, credit performance metrics, CashAI underwriting, member trends, and Dave Debit Card spend.
The filing record also covers capital structure and governance. Disclosures include a completed Rule 144A offering of 0% Convertible Senior Notes due 2031, capped call transactions, share repurchase activity, warrant terms, definitive proxy materials, director and Audit Committee changes, executive employment-agreement amendments, equity-compensation matters, and executive-pay tables.
Dave Inc. director Yadin Rozov reported a charitable transfer of shares. An entity described as a family foundation made a bona fide gift of 2,200 shares of Class A Common Stock, with no sale proceeds. Following these transactions, Rozov directly holds 75,834 Class A shares.
Dave Inc. director Preston Dan reported open-market sales of Class A Common Stock. He sold a total of 550 shares over two days, including 275 shares on June 4, 2026 at $247.65 per share and 275 shares on June 5, 2026 at $259.83 per share. After these transactions, he directly holds 5,191 shares. The filing notes that at least one of the sales was executed under a Rule 10b5-1 trading plan adopted on December 10, 2025, indicating the trades were pre-arranged.
Dave Inc. executive Kyle Beilman, the company’s CFO, COO and Secretary, sold 4,122 shares of Class A common stock in open-market transactions. The sales occurred on June 2, 2026 at weighted average prices around $275–$277 per share.
According to the disclosure, the shares were sold to satisfy tax obligations arising from the settlement of vested restricted stock units, meaning the transactions were tied to compensation-related vesting rather than a discretionary reduction of his equity stake.
Dave Inc. Chief Executive Officer Jason Wilk reported open-market sales of Class A Common Stock primarily to cover taxes on vested equity. On 2026-06-02, he sold a total of 8,474 shares in several transactions at reported prices including $275.01, $276.55, and within a weighted average range of $277.30 to $277.63. The filing explains these sales were made to satisfy tax obligations arising from the settlement of vested restricted stock units. After the transactions, Wilk holds 308,344 shares directly and an additional 47,882 shares indirectly through a trust.
POPE MICHAEL W reported acquisition or exercise transactions in this Form 4 filing.
Dave Inc. director Michael W. Pope received an equity award of 637 shares of Class A common stock in the form of restricted stock units. These RSUs were granted as part of the company’s Amended and Restated 2021 Equity Incentive Plan for annual director compensation. The award will vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting, as long as he continues serving on the board. After this grant, he directly holds 6,468 shares of Class A common stock.
Khajehnouri Nima reported acquisition or exercise transactions in this Form 4 filing.
Dave Inc. director Nima Khajehnouri received a grant of 637 shares of Class A common stock in the form of restricted stock units under the company’s 2021 equity incentive plan. These RSUs will vest fully on June 2, 2027 or on the next annual shareholder meeting, whichever comes first.
Rozov Yadin reported acquisition or exercise transactions in this Form 4 filing.
Dave Inc. director Yadin Rozov reported a stock-based compensation grant and his current holdings. He received 637 shares of Class A Common Stock underlying a restricted stock unit award at $0.00 per share, increasing his direct holdings to 75,834 shares. An additional 2,200 shares are held indirectly through a family foundation. The RSUs vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting, contingent on his continued board service.
Preston Dan reported acquisition or exercise transactions in this Form 4 filing.
Dave Inc. director Preston Dan reported an equity compensation grant of Class A Common Stock. He received 637 shares underlying a restricted stock unit (RSU) award granted in connection with annual director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan.
The RSU vests in full on the earlier of June 2, 2027, or the date of Dave Inc.’s next annual shareholder meeting, as long as he continues serving on the Board through that date. After this award, Dan holds a total of 5,741 shares of Class A Common Stock directly.
Carroll Brendan reported acquisition or exercise transactions in this Form 4 filing.
Dave Inc. director Brendan Carroll received an equity award of 637 shares of Class A Common Stock in the form of restricted stock units granted at a price of $0.00 per share under the company’s Amended and Restated 2021 Equity Incentive Plan.
The RSUs will vest in full on the earlier of June 2, 2027 or the date of Dave’s next annual shareholder meeting, as long as Carroll continues serving on the board through that date. After this award, he directly holds 2,271 shares of Class A Common Stock.