STOCK TITAN

Compass (NYSE: COMP) director Pamela Thomas-Graham exercises RSUs and receives new 27,702-unit award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Compass, Inc. director Pamela Thomas-Graham reported equity compensation-related transactions in the company’s Class A common stock. She exercised previously granted restricted stock units (RSUs) into 35,288 shares of Class A common stock, bringing her direct holdings in the stock to 186,588 shares after the transaction.

She also received a new award of 27,702 RSUs, each representing a contingent right to one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the company’s next annual stockholder meeting or May 22, 2026 and May 14, 2027, respectively, reflecting standard board compensation rather than open-market trading.

Positive

  • None.

Negative

  • None.

Insights

Routine board equity compensation with RSU exercise and new grant.

Director Pamela Thomas-Graham exercised 35,288 RSUs into Class A common shares and received a new grant of 27,702 RSUs at a price of $0.00 per unit, which is standard for stock-based compensation awards.

The transactions are compensation- and vesting-driven, not open-market buying or selling. Following the exercise, she directly holds 186,588 Class A shares and 27,702 RSUs. Vesting is tied to the earlier of future annual stockholder meetings or specific dates in 2026 and 2027, a common structure for director equity awards.

Insider Thomas-Graham Pamela
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 35,288 $0.00 --
Grant/Award Restricted Stock Unit (RSU) 27,702 $0.00 --
Exercise Class A Common Stock 35,288 $0.00 --
Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct, null); Class A Common Stock — 186,588 shares (Direct, null)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
RSUs exercised into shares 35,288 shares Class A Common Stock acquired through RSU exercise on May 14, 2026
New RSU grant 27,702 RSUs Restricted Stock Unit award on May 14, 2026
Shares held after transaction 186,588 shares Direct Class A Common Stock holdings following RSU exercise
RSU-to-share ratio 1 RSU : 1 share Each RSU converts into one Class A Common share upon settlement
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement."
annual meeting of the Company's stockholders financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026."
vest 100% financial
"The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thomas-Graham Pamela

(Last)(First)(Middle)
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/14/2026M35,288A$0(1)186,588D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)05/14/2026M35,288 (2) (2)Class A Common Stock35,288$00D
Restricted Stock Unit (RSU)(1)05/14/2026A27,702 (3) (3)Class A Common Stock27,702$027,702D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
2. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
3. The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Remarks:
/s/ Ethan Glass, as attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Compass (COMP) director Pamela Thomas-Graham report?

Pamela Thomas-Graham reported exercising 35,288 restricted stock units into Compass Class A common shares and receiving a new grant of 27,702 RSUs. These are equity compensation events, not open-market stock purchases or sales, and reflect standard director compensation practices.

How many Compass (COMP) shares does Pamela Thomas-Graham hold after this Form 4?

After the reported transactions, Pamela Thomas-Graham directly holds 186,588 shares of Compass Class A common stock. She also holds 27,702 restricted stock units, each representing a contingent right to receive one share of Class A common stock upon future settlement and vesting.

What RSU awards did Pamela Thomas-Graham receive from Compass (COMP)?

She received 27,702 restricted stock units, each equal to one Compass Class A share upon settlement. The RSUs vest 100% on the earlier of the company’s next annual stockholder meeting or specified dates in May 2026 and May 2027, subject to continued service conditions.

When do Pamela Thomas-Graham’s Compass (COMP) RSUs vest?

The disclosed RSUs vest 100% on the earlier of the next annual meeting of Compass stockholders or May 22, 2026 and May 14, 2027. This means vesting is tied to either the actual meeting date or the stated calendar dates, whichever occurs first for each award.

Were there any open-market stock purchases or sales by Pamela Thomas-Graham in this Compass (COMP) filing?

No open-market purchases or sales were reported. The Form 4 shows an exercise of 35,288 RSUs into common shares and a grant of 27,702 new RSUs, both at a transaction price of $0.00, indicating compensation-related equity activity only.