Compass (COMP) CAO awarded multiple RSU grants with long-term vesting

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Gustavson Timothy B. reported acquisition or exercise transactions in this Form 4 filing.

Compass, Inc. Chief Accounting Officer Timothy B. Gustavson reported multiple grants of Restricted Stock Units (RSUs) tied to the company’s Class A common stock. The awards include 36,787, 15,750, 11,898, 64,696 and 18,431 RSUs, each representing a right to receive one share upon settlement.

The RSUs vest over several years, mostly based on continued service. One grant vests 6.25% quarterly starting on June 15, 2026 and is fully vested by March 15, 2030. Other grants vest 100% on December 31, 2026, December 31, 2027, and February 22, 2027, or 50% on each of February 28, 2027 and February 28, 2028, reinforcing long-term retention incentives.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Gustavson Timothy B.

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit (RSU)	36,787	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	15,750	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	11,898	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	64,696	$0.00	--
Grant/Award	Restricted Stock Unit (RSU)	18,431	$0.00	--

Holdings After Transaction: Restricted Stock Unit (RSU) — 36,787 shares (Direct)

Footnotes (1)

Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 100% of the total shares on December 31, 2026, subject to the Reporting Person's provision of service to the Issuer through that date. The RSUs vest as to 100% of the total shares on December 31, 2027, subject to the Reporting Person's provision of service to the Issuer through that date. The RSUs vest as to 50% of the total shares on each of February 28, 2027 and February 28, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The RSUs vest as to 100% of the total shares on February 22, 2027, subject to the Reporting Person's provision of service to the Issuer through that date.

Form 4 Insider Transactions: What Each Field Means →

03/25/2026 - 04:27 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gustavson Timothy B.

(Last)

(First)

(Middle)

C/O COMPASS, INC.

110 FIFTH AVE, 4TH FLOOR

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit (RSU)	⁽¹⁾	03/23/2026		A		36,787		⁽²⁾	⁽²⁾	Class A Common Stock	36,787	$0	36,787	D
Restricted Stock Unit (RSU)	⁽¹⁾	03/23/2026		A		15,750		⁽³⁾	⁽³⁾	Class A Common Stock	15,750	$0	15,750	D
Restricted Stock Unit (RSU)	⁽¹⁾	03/23/2026		A		11,898		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	11,898	$0	11,898	D
Restricted Stock Unit (RSU)	⁽¹⁾	03/23/2026		A		64,696		⁽⁵⁾	⁽⁵⁾	Class A Common Stock	64,696	$0	64,696	D
Restricted Stock Unit (RSU)	⁽¹⁾	03/23/2026		A		18,431		⁽⁶⁾	⁽⁶⁾	Class A Common Stock	18,431	$0	18,431	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

3. The RSUs vest as to 100% of the total shares on December 31, 2026, subject to the Reporting Person's provision of service to the Issuer through that date.

4. The RSUs vest as to 100% of the total shares on December 31, 2027, subject to the Reporting Person's provision of service to the Issuer through that date.

5. The RSUs vest as to 50% of the total shares on each of February 28, 2027 and February 28, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

6. The RSUs vest as to 100% of the total shares on February 22, 2027, subject to the Reporting Person's provision of service to the Issuer through that date.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Compass (COMP) report for Timothy B. Gustavson?

Compass reported that Chief Accounting Officer Timothy B. Gustavson received several grants of Restricted Stock Units. These compensation-related awards are classified as acquisitions, not open-market purchases, and represent contingent rights to receive Class A common shares upon future vesting and settlement.

How many RSUs were granted to Compass CAO Timothy B. Gustavson?

Timothy B. Gustavson received multiple RSU grants of 36,787, 15,750, 11,898, 64,696 and 18,431 units. Each RSU corresponds to one share of Compass Class A Common Stock, subject to the specific vesting schedules and continued service requirements outlined in the award terms.

What are the main vesting terms of the new Compass (COMP) RSU grants?

One RSU grant to Gustavson vests 6.25% quarterly from June 15, 2026, reaching full vesting by March 15, 2030. Other grants vest 100% on dates including December 31, 2026, December 31, 2027, and February 22, 2027, or split 50/50 on February 28, 2027 and 2028.

Are the RSU grants to Compass’s CAO tied to continued service?

Yes. All disclosed RSU grants vest only if Timothy B. Gustavson continues providing service to Compass through the relevant vesting dates. This structure aligns his long-term compensation with ongoing employment and performance over several years, rather than providing immediate, fully vested equity.

Do the Compass (COMP) RSU grants involve any cash transaction?

The RSU grants are shown with a price per unit of $0.0000, reflecting non-cash equity compensation rather than a market purchase. They give Gustavson the right to receive Compass Class A shares upon vesting and settlement, assuming continued service through the required dates.

What type of security is underlying the Compass RSU awards to the CAO?

Each Restricted Stock Unit granted to Timothy B. Gustavson is linked to Compass Class A Common Stock. According to the disclosure, every RSU represents a contingent right to receive one share of this common stock when the unit ultimately settles after vesting conditions are satisfied.