Lia Dean files proposed sales for COF (NYSE: COF) — 3 dates, $2.13M total

Rhea-AI Filing Summary

Insider notice of proposed sale by Lia Dean. The filing lists proposed sales of Common stock (Performance Shares) held through Morgan Stanley Smith Barney LLC as broker. Lia Dean reported sales of 3,284 shares on 03/02/2026 for $627,244.00, 3,284 shares on 02/04/2026 for $734,565.12, and 3,163 shares on 01/02/2026 for $772,879.05. The cover shows an exchange code of NYSE and a filing date entry of 04/01/2026.

Insights

Insider Transactions Analyst

Routine Form 144 listing multiple small insider sales across early 2026.

The excerpt lists three proposed sales by Lia Dean of common shares classified as Performance Shares, each with share counts and gross proceeds for the listed dates. Transactions are routed through Morgan Stanley Smith Barney LLC.

These are filing-level sale notices rather than company financial disclosures; the amounts suggest individual liquidity events but do not alone change company fundamentals. Subsequent filings (Form 4 or trade confirmations) would show execution status and exact net proceeds.

Key Figures

Sale on 03/02/2026: 3,284 shares for $627,244.00 Sale on 02/04/2026: 3,284 shares for $734,565.12 Sale on 01/02/2026: 3,163 shares for $772,879.05 +1 more

4 metrics

Sale on 03/02/2026 3,284 shares for $627,244.00 proposed sale listed in Form 144

Sale on 02/04/2026 3,284 shares for $734,565.12 proposed sale listed in Form 144

Sale on 01/02/2026 3,163 shares for $772,879.05 proposed sale listed in Form 144

Filing header date 04/01/2026 cover/filer information date entry

Key Terms

Form 144, Performance Shares, Morgan Stanley Smith Barney LLC

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 02/15/2024 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Morgan Stanley Smith Barney LLC financial

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1692	314052.12	621931593	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Performance Shares	ISSUER			1692	02/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LIA DEAN 1680 Capital One Drive McLean VA 22102	Common	03/02/2026	3284	627244.00
LIA DEAN 1680 Capital One Drive McLean VA 22102	Common	02/04/2026	3284	734565.12
LIA DEAN 1680 Capital One Drive McLean VA 22102	Common	01/02/2026	3163	772879.05

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What sales did Lia Dean report in the COF Form 144?

Lia Dean reported three proposed sales: 3,163 shares on 01/02/2026 for $772,879.05, 3,284 shares on 02/04/2026 for $734,565.12, and 3,284 shares on 03/02/2026 for $627,244.00. These are listed as common Performance Shares.

Through which broker were the COF shares to be sold?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza as the dealer handling the proposed sales, with NYSE indicated for the securities listing.

What type of securities are listed in this Form 144 for COF?

The securities are listed as Common stock described as Performance Shares with issuer-designated sales in the excerpt and specific sale dates in early 2026.

When was the Form 144 filing dated in the excerpt?

The excerpt includes a date entry of 04/01/2026 associated with the filer/cover information, which appears on the filing header.

Do these Form 144 entries confirm the sales executed?

No. Form 144 provides notice of proposed sales; the excerpt lists proposed sale dates and amounts but does not itself confirm execution or net proceeds after fees and tax withholding.