Welcome to our dedicated page for Capital One Financial SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capital One Financial Corporation filings document a financial services holding company with common stock, preferred depositary shares and senior notes listed on the New York Stock Exchange. Current reports cover operating results, financial supplements, monthly charge-off and delinquency metrics, dividend actions, registration-statement exhibits and other material-event disclosures tied to its credit card, consumer banking, global payments and commercial banking activities.
Proxy and annual-meeting filings describe board elections, executive-compensation votes, auditor ratification, stockholder voting results and related governance matters. Capital-structure disclosures identify series of fixed-rate non-cumulative perpetual preferred stock represented by depositary shares, alongside common stock and senior debt securities.
Capital One Financial Corporation furnished its monthly credit-quality metrics for the month ended April 30, 2026. The report covers loans held for investment in key portfolios and highlights net charge-offs, delinquencies, and nonperforming loans.
For domestic credit cards, average loans held for investment were $253,124 million, with period-end balances of $255,320 million. Net charge-offs were $1,042 million, producing a net charge-off rate of 4.94%, while 30+ day performing delinquencies totaled $8,781 million, a 3.44% rate. Nonperforming loan data for this category is not applicable in this table.
In consumer banking auto loans, average loans held for investment were $86,246 million and period-end balances were $86,847 million. Net charge-offs were $86 million with a 1.20% net charge-off rate. 30+ day performing delinquencies were $3,488 million, a 4.02% rate, and nonperforming loans were $477 million, a 0.55% rate. The filing also explains that net charge-off and delinquency rates are calculated as ratios to average or period-end loans, and that billed finance charges and fees are included in card loan balances.
CAPITAL ONE FINANCIAL CORP Chief Human Resources Officer Kaitlin Haggerty reported open‑market sales of 1,426 shares of common stock. She sold 1,307 shares at $183.93 per share on May 12, 2026, and 119 shares at $182.59 per share on May 13, 2026. These transactions were executed under a pre‑arranged Rule 10b5‑1 trading plan entered into on February 6, 2026. Following the sales, she directly holds 49,181 shares of Capital One common stock.
CAPITAL ONE FINANCIAL CORP reported an insider stock sale by General Counsel and Corporate Secretary Matthew W. Cooper. On May 12, 2026, he executed an open-market sale of 3,500 shares of common stock at $183.93 per share. After this transaction, he directly holds 97,194 shares of Capital One common stock. According to a footnote, the sale was carried out under a pre-arranged Rule 10b5-1 trading plan that Cooper entered into on January 26, 2026, indicating the trade was scheduled in advance rather than timed opportunistically.
Company common stock sale notice: a Form 144 filed in connection with a proposed sale of 1,307 shares of Common Stock on 05/13/2026. The filing shows a prior sale on 05/12/2026 of 1,307 shares for $240,396.21 by Kaitlin Haggerty.
The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and indicates cash as the consideration. This is a routine Rule 144 notice of intended resale under the issuer’s trading rules.
Locoh-Donou Francois reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Francois Locoh-Donou received an equity grant of 1,294 restricted stock units of Common Stock. The award was granted at no cash cost and is compensation-related, not an open-market purchase.
The restricted stock units vest in full and settle in shares of Capital One common stock on May 8, 2027. At settlement, he will also receive additional shares representing dividends accrued on the shares issuable at that time. Following this grant and previously accrued dividend shares, he now directly holds 14,802 shares of Capital One common stock.
Detrick Christine Rose reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Christine Rose Detrick received an award of 1,294 shares of Common Stock on May 8, 2026, recorded as a grant at a price of $0.00 per share. These restricted stock units vest in full and settle in common shares on May 8, 2027, with additional shares to be credited for accrued dividends at settlement.
Following this award, Detrick directly holds 8,923 shares of Capital One common stock, including shares representing dividends accrued on previously vested restricted stock units.
Harford Suni P reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Suni P. Harford received an equity award of 1,294 shares of common stock in the form of restricted stock units. These RSUs vest in full and settle in common shares on May 8, 2027, and will include additional shares for accrued dividends. Following this grant, Harford directly holds 4,314 shares of Capital One common stock.
Leenaars Cornelis PAJ reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Cornelis PAJ Leenaars received a grant of 1,294 shares of common stock on May 8, 2026 as a stock award, with no purchase price. These are restricted stock units that vest and settle in common shares on May 8, 2027, and will include additional shares for dividends accrued until settlement. After this award, Leenaars directly holds a total of 15,192 common shares, reflecting routine equity-based compensation rather than an open-market purchase or sale.
RASKIND PETER E reported acquisition or exercise transactions in this Form 4 filing.
Capital One Financial Corp director Peter E. Raskind received an equity award of 1,294 shares of common stock in the form of restricted stock units. These units were granted at no cash purchase price and will vest in full on May 8, 2027.
After this award, Raskind directly holds 34,396 shares of Capital One common stock. The award also entitles him to additional shares representing dividends that accrue on the underlying shares before settlement, and his current holdings already include shares issued from previously vested restricted stock units and related dividend equivalents.
Archibong Ime reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL ONE FINANCIAL CORP director Ime Archibong received an equity award of 1,294 shares of Common Stock in the form of restricted stock units. The award was granted at no cash cost per share and increases his directly held stake to 9,977 shares.
The restricted stock units vest in full on May 8, 2027, meaning the shares are delivered at that time if conditions are met. He will also be entitled to additional shares representing dividends accrued on the units and on certain previously vested and deferred restricted stock units.