STOCK TITAN
  1. Home
  2. Sec-filings
  3. CODI
  4. [Form 3] Compass Diversified Holdings Initial Statement of Beneficial Ownership

Zachary Sawtelle (CODI) Form 3 details direct and indirect share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Compass Diversified Holdings insider Zachary T. Sawtelle filed an initial Form 3 reporting his ownership in the company’s Common Shares. The filing shows indirect holdings of 331,826 Common Shares held by Compass Group Management LLC and 1,628 Common Shares held by his spouse, plus 31,588 Common Shares held directly.

A footnote explains that shares held by Compass Group Management LLC are attributed to that entity, where Sawtelle is a control person, and that he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Sawtelle Zachary T.
Role null
Type Security Shares Price Value
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 31,588 shares (Direct, null); Common Shares — 1,628 shares (Indirect, By spouse)
Footnotes (1)
  1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust. Shares held by Compass Group Management LLC, as to which Reporting Person is a control person. Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
Indirect shares via Compass Group Management LLC 331,826 shares Common Shares held indirectly as of Form 3
Indirect shares via spouse 1,628 shares Common Shares held indirectly as of Form 3
Directly held shares 31,588 shares Common Shares held directly as of Form 3
Common Shares financial
"Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest"
indirect ownership financial
"Shares held by Compass Group Management LLC, as to which Reporting Person is a control person"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Understanding Insider Trading Forms →
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Sawtelle Zachary T.
(Last)(First)(Middle)
301 RIVERSIDE AVENUE, SECOND FLOOR
(Street)
WESTPORT CONNECTICUT 06880
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2026		3. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
See Remark (a)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares(1)31,588D
Common Shares(1)1,628IBy spouse
Common Shares(1)331,826IBy Compass Group Management LLC(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
2. Shares held by Compass Group Management LLC, as to which Reporting Person is a control person. Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
Remarks:
(a) Mr. Sawtelle is the Chief Operating Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.
/s/ Zachary T. Sawtelle, by Carrie W. Ryan and Stephen Keller as attorneys-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Zachary T. Sawtelle report owning in Compass Diversified (CODI)?

Zachary T. Sawtelle reports indirect and direct holdings of Compass Diversified Common Shares. Indirectly, 331,826 shares are held by Compass Group Management LLC and 1,628 by his spouse, while he also holds 31,588 Common Shares directly as of the Form 3 filing.

How many Compass Diversified (CODI) shares are held through Compass Group Management LLC?

The Form 3 states that 331,826 Compass Diversified Common Shares are held by Compass Group Management LLC. Sawtelle is a control person of this entity and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, according to the filing footnote.

What direct ownership in Compass Diversified (CODI) does Zachary T. Sawtelle disclose?

The filing discloses that Zachary T. Sawtelle directly owns 31,588 Common Shares of Compass Diversified. This direct holding is listed separately from shares held by Compass Group Management LLC and by his spouse, which are categorized as indirect ownership interests in the Form 3.

How are spouse-held Compass Diversified (CODI) shares reported in the Form 3?

The Form 3 reports 1,628 Compass Diversified Common Shares held indirectly "By spouse." These shares are categorized as indirect ownership, separate from Sawtelle’s direct holdings and from shares held by Compass Group Management LLC, giving a fuller picture of his associated interests.

What does it mean that Sawtelle disclaims beneficial ownership of certain CODI shares?

The footnote explains that shares held by Compass Group Management LLC are reported because Sawtelle is a control person, but he disclaims beneficial ownership of those shares except for his pecuniary interest. This clarifies that economic benefit, not full voting or investment control, underlies his reported interest.