Welcome to our dedicated page for Compass Diversified SEC filings (Ticker: CODI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This Compass Diversified (NYSE: CODI) SEC filings page brings together the company’s regulatory disclosures, including Annual Reports, Quarterly Reports and numerous Current Reports on Form 8-K. As a holding company with middle-market branded consumer and industrial businesses, CODI uses its SEC filings to present consolidated financial statements, segment information, non-GAAP reconciliations and detailed notes on credit agreements, subsidiary performance and risk factors.
Investors can use this page to access annual reports on Form 10-K and Form 10-K/A, which include audited consolidated balance sheets, statements of operations and cash flows, along with management’s discussion and analysis and a comprehensive description of risks. Amendment No. 1 to CODI’s Form 10-K/A for the year ended December 31, 2024, for example, contains restated financial statements for 2022, 2023 and 2024 and explains adjustments related to its Lugano Holding, Inc. subsidiary. Quarterly Reports on Form 10-Q provide interim updates on net sales, gross profit, operating income, interest expense, net income (loss) and the reconciliation from GAAP results to non-GAAP measures such as Adjusted EBITDA and Adjusted Earnings (Loss).
The filings also include a series of Form 8-K current reports that describe material events. These cover topics such as the announcement of quarterly and year-to-date operating results, amendments to CODI’s Third Amended and Restated Credit Agreement, waivers and forbearance arrangements with lenders, preferred share distribution declarations, Lugano’s Chapter 11 filing, NYSE compliance notices and the scheduling of the 2026 annual meeting of shareholders. Each 8-K specifies the relevant item numbers, summarizes the event and often incorporates related press releases as exhibits.
Through Stock Titan, users can review these filings as they are made available on EDGAR and take advantage of AI-powered summaries that highlight key points in complex documents. For example, AI tools can help explain changes in leverage covenants in a credit agreement amendment, outline the impact of restatement adjustments tied to Lugano, or summarize the non-GAAP reconciliation tables in a 10-Q. The page also surfaces information on CODI’s listed preferred shares, governance updates and other disclosures that appear in its SEC reports, giving investors a structured way to analyze CODI’s regulatory history and ongoing reporting.
ADW Capital Partners and affiliates amended their Schedule 13D on Compass Diversified Holdings to report beneficial ownership of 10,500,000 shares, or 14.0% of the class. This total includes 6,750,000 shares that could be acquired within 60 days through call options.
On April 2, 2026, ADW Capital Partners, L.P. spent approximately $8,610,000 to purchase call options referencing 3,000,000 shares with a strike price of $8.00 per share expiring January 15, 2027, and sold call options referencing 3,000,000 shares with a strike price of $15.00 per share expiring on the same date.
Compass Diversified Holdings announced quarterly cash distributions on its three preferred share series for the first quarter of 2026. Holders of the 7.250% Series A Preferred Shares will receive a distribution of $0.453125 per share. Holders of the 7.875% Series B and 7.875% Series C Preferred Shares will each receive $0.4921875 per share.
These distributions cover the period from January 30, 2026 up to, but excluding, April 30, 2026, and are payable on April 30, 2026 to holders of record as of April 15, 2026. The company notes that preferred cash distributions generally qualify as “qualified dividends” for U.S. federal income tax purposes when paid from earnings and profits, with any excess treated first as a non-taxable return of capital and then as capital gain.
ADW Capital Partners and related parties amended their ownership filing on Compass Diversified Holdings to report beneficial ownership of 7,500,000 shares, or 9.9% of the class. This total includes 3,750,000 shares that could be acquired within 60 days through call options.
On March 26, 2026, ADW Capital Partners spent approximately $4,322,500 to buy call options on 1,750,000 shares with a $7.00 exercise price, expiring January 15, 2027, and sold call options on 1,750,000 shares with a $15.00 exercise price, also expiring January 15, 2027. On February 27, 2026, it sold call options on 500 shares for about $590 with a $15.00 exercise price expiring January 15, 2027.
Compass Diversified agreed to sell the food service business of its majority-owned subsidiary Sterno to Archer Foodservice Partners for an enterprise value of $292.5 million, subject to customary adjustments. In 2025, the business generated subsidiary Adjusted EBITDA of about $30.3 million, including shared overhead that will remain after closing.
The company plans to use net proceeds to repay outstanding debt and expects its senior secured net leverage ratio to fall below 1.0x, helping avoid excess leverage fees beyond June 30, 2026. CODI will retain Sterno’s home fragrance operations, which will continue under the Rimports name. The transaction is subject to regulatory and other customary closing conditions and is expected to close in Q2 2026.
Compass Diversified Holdings had an initial insider ownership report filed by Kim Eugene L. on Form 3. The filing lists Kim Eugene L. as a reporting person but does not show any buy, sell, or other share transactions, and no specific holdings are detailed in the provided data.
Compass Diversified Holdings filed an amended Form 3 for reporting person Glenn R. Richter. The amendment functions as an updated initial statement of beneficial ownership, and the excerpt shows no reportable transactions or derivative positions associated with this filing.
Compass Diversified Holdings filed an initial insider ownership report on Form 3 for Glenn R. Richter. The filing does not list any transactions, share holdings, or derivative positions for this reporting person, serving mainly as a baseline regulatory disclosure of insider status.
Compass Diversified Holdings reported changes to its Board of Directors. Alexander S. Bhathal notified the company of his decision to resign as a director effective February 28, 2026, citing other commitments and affirming that his resignation did not stem from any disagreement with the company or its Board.
Effective March 1, 2026, the Board increased its size from seven to eight members and elected Eugene Kim and Glenn Richter to fill the vacancy created by Mr. Bhathal’s resignation and the newly created seat. Both will serve until the next election of directors at the 2026 annual shareholders’ meeting.
Mr. Kim joined the Board’s Audit and Compensation Committees, while Mr. Richter joined the Audit and Nominating & Corporate Governance Committees. Each will be compensated in line with other non-management directors, and the company stated there are no related-party transactions requiring disclosure in connection with their appointments.
Compass Diversified Holdings filed its annual report describing a challenging year marked by an internal accounting investigation at subsidiary Lugano, restated financial statements for 2022–2024, and Lugano’s Chapter 11 filing and deconsolidation in November 2025. The company incurred significant professional fees, entered multiple waivers and forbearance arrangements on its 2022 Credit Facility and senior notes, and paid $38.2 million of paid‑in‑kind interest to noteholders. Common share cash distributions totaling $0.50 per share for 2025 were later suspended in light of these matters, though preferred share distributions continued. Despite these issues, Compass continues to own a diversified portfolio of branded consumer and industrial businesses such as 5.11, BOA, PrimaLoft, The Honey Pot Co., Altor Solutions, Arnold, and Sterno, funded through a mix of revolvers, term loans, senior notes, and at‑the‑market equity programs.
Compass Diversified reported fourth quarter and full year 2025 results, highlighting the impact of deconsolidating Lugano and the performance of its remaining subsidiaries. On a GAAP basis, full year 2025 net revenues were $1,873.6 million, up 4.8% from 2024, while net loss from continuing operations was $296.6 million compared with $327.8 million in 2024, including a $111.9 million loss on deconsolidation of Lugano.
Excluding Lugano, full year 2025 net revenues were $1,794.5 million, up 3.9% versus 2024, and Subsidiary Adjusted EBITDA was $345.8 million, an 8.8% increase, with Branded Consumer at $219.7 million and Industrial at $126.1 million. The company completed a sale-leaseback of selected Altor facilities, generating about $11 million in proceeds used to pay down debt, and announced an amended credit facility restoring full access to $100 million of revolver capacity and providing additional covenant flexibility.
As of December 31, 2025, Compass Diversified held $68.0 million in cash and cash equivalents and had approximately $96 million in revolver availability. For 2026, it issued Subsidiary Adjusted EBITDA guidance of $345.0 million to $395.0 million, with Branded Consumer expected between $220.0 million and $260.0 million and Industrial between $125.0 million and $135.0 million, and emphasized a continued focus on profitable growth and deleveraging.