STOCK TITAN

CNFinance (CNF) names director Xu Lin 1962 as insider in Form 3 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

CNFinance Holdings Ltd. filed an initial insider ownership report identifying Xu Lin 1962 as a director and reporting person. This Form 3 does not list any specific share transactions, serving primarily to register Xu Lin’s status as an insider for future ownership and trading disclosures.

Positive

  • None.

Negative

  • None.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Xu Lin 1962

(Last)(First)(Middle)
22F, SOUTHERN FINANCE PLAZA
NO. 7 3RD CHUNRONG ROAD, TIANHE DISTRICT

(Street)
GUANGZHOU510000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
CNFinance Holdings Ltd. [ CNF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Xu Lin03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does CNFinance (CNF) disclose in Xu Lin 1962’s Form 3?

The Form 3 for CNFinance identifies Xu Lin 1962 as a director and insider reporting person. It serves as an initial statement of insider status and does not include any reported share purchases, sales, or derivative transactions in this filing.

Does Xu Lin 1962 buy or sell CNFinance (CNF) shares in this Form 3?

No share purchases or sales are reported for Xu Lin 1962 in this Form 3. The filing contains no transactions or derivative activity, functioning only as an initial registration of insider status with the SEC for future ownership reporting.

What insider role does Xu Lin 1962 have at CNFinance (CNF)?

Xu Lin 1962 is reported as a director of CNFinance Holdings Ltd. in the Form 3. The filing confirms their status as a company insider, which triggers ongoing SEC reporting requirements for future changes in CNF share ownership or derivative positions.

Are any derivative securities reported for Xu Lin 1962 at CNFinance (CNF)?

No derivative securities are reported for Xu Lin 1962 in this Form 3. The derivative summary is empty, and there are no option, warrant, or convertible positions listed, so only the insider’s status is established, not specific derivative holdings.

Why is CNFinance (CNF) filing a Form 3 for Xu Lin 1962?

Form 3 is required when someone becomes an insider such as a director. CNFinance’s filing for Xu Lin 1962 establishes them as a reportable insider, so any future CNF share or derivative transactions must be disclosed on subsequent Forms 4 or 5.