Welcome to our dedicated page for Cnfinance Holdings SEC filings (Ticker: CNF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CNFinance Holdings Limited (NYSE: CNF) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer. CNFinance, described as a leading home equity loan service provider in China, files reports with the U.S. Securities and Exchange Commission that document its business activities, financial performance, and corporate actions related to its home equity loan service operations for micro- and small-enterprise (MSE) owners with real properties in major Chinese cities.
CNFinance submits annual reports on Form 20-F, which include audited financial statements, discussions of its trust lending and commercial bank partnership models, and information on risk management practices embedded in its loan products and post-loan management procedures. These filings also describe how the company generates revenue from interest and financing service fees on loans and interest on deposits with banks, and they provide detail on its operations in the People’s Republic of China.
The company also furnishes current reports on Form 6-K to disclose material information such as unaudited financial results for interim periods, notices and results of extraordinary general meetings, adoption of a dual-class shareholding structure, changes in ADS-to-share ratios, NYSE listing compliance updates, and changes of auditor. These 6-K filings frequently attach press releases, updated corporate governance documents, and other exhibits that clarify CNFinance’s capital structure and governance framework.
On Stock Titan, CNF filings are updated as they are made available from the SEC’s EDGAR system. AI-powered tools summarize key points from lengthy documents, helping readers quickly understand topics such as revenue composition, loan portfolio trends, provisions for credit losses, and the implications of corporate actions like ADS ratio changes or amendments to the memorandum and articles of association. Users can also review filings that relate to share repurchase programs and other board-authorized actions to better understand how CNFinance manages its equity and reporting obligations.
CNFinance Holdings Ltd. filed an initial Form 3 for Li Jing, who serves as Chief Financial Officer. The filing identifies Li Jing as a reporting person associated with CNFinance (ticker CNF) but shows no insider stock transactions or holdings in this submission.
CNFinance Holdings Ltd. filed an initial insider ownership report identifying Xu Lin 1962 as a director and reporting person. This Form 3 does not list any specific share transactions, serving primarily to register Xu Lin’s status as an insider for future ownership and trading disclosures.
CNFinance Holdings Ltd. director Yang Ge has filed an initial Form 3 with the SEC. This filing serves as the first public statement of Yang Ge’s ownership position as an insider of CNFinance Holdings. The filing does not report any buy or sell transactions and is an administrative disclosure rather than a trading event.
CNFinance Holdings Ltd. vice president Qian Jun filed an initial ownership report showing both direct and indirect stakes in the company. He holds stock options to acquire 20,000,000 ordinary shares at an exercise price of $0.0725 per share, expiring on December 31, 2027. The filing also notes an indirect interest through Kylin Investment Holdings Limited, of which he owns 10% of the outstanding shares.
CNFinance Holdings Ltd. vice president Zhang Zehui has filed an initial ownership report showing a large equity-linked position in the company. The filing lists a stock option giving him the right to buy 20,000,000 ordinary shares at an exercise price of approximately US$0.0725 per share, expiring on December 31, 2027.
In addition, the report notes an indirect interest through Kylin Investment Holdings Limited, a British Virgin Islands company in which Zhang holds 10% of the total outstanding shares. Kylin Investment holds Class A ordinary shares of CNFinance, so Zhang’s stake in Kylin gives him an indirect economic interest alongside his direct option position. The filing records ownership, not new market purchases or sales.
CNFinance Holdings Ltd. Chief Executive Officer Zhai Bin filed a Form 3 reporting his initial ownership in the company. He directly holds stock options over 40,000,000 ordinary shares with an exercise price of $0.0725 per share, expiring on December 31, 2027. He is also indirectly associated with 243,949,380 Class A ordinary shares held by Kylin Investment Holdings Limited, a British Virgin Islands company in which he owns 50% and may direct voting and disposition of those shares.
CNFinance Holdings Ltd. director Wang Xi has filed a Form 3 as an insider of the company. The structured data for this filing shows no reported transactions in CNFinance securities and no derivative positions, indicating this is an initial insider ownership reporting event rather than a trading update.
CNFinance Holdings Ltd. filed an initial insider ownership report for Vice President Jiang Huiling on Form 3. The filing identifies Jiang Huiling as an officer of the company but does not list any specific share holdings or report any buy, sell, or derivative transactions.
CNFinance Holdings Ltd. director Gao Fengyong filed an initial Form 3 insider ownership report. The filing establishes Gao’s status as a director and discloses that, at this time, there are no reportable transactions in CNFinance securities associated with this insider.
Neil Gagnon and affiliated firms report significant holdings in CNFinance Holdings Ltd. The filing states that Gagnon beneficially owns 93,301,000 Ordinary Shares, representing 6.8% of the class, based on 1,371,643,240 Ordinary Shares outstanding as of June 30, 2025.
Gagnon Securities LLC reports beneficial ownership of 65,648,200 Ordinary Shares, or 4.8% of the class, while Gagnon Advisors, LLC reports 16,071,800 Ordinary Shares, or 1.2%. All positions are held in the form of American Depositary Shares, with each ADS representing 200 Ordinary Shares.
The filing explains that these shares are held in managed accounts and a private investment fund, and that Gagnon and his advisory entities expressly disclaim beneficial ownership of securities held for clients. The reporting persons certify the holdings were not acquired to change or influence control of CNFinance.