STOCK TITAN

CareDx (CDNA) counsel has 1,292 shares withheld for RSU tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CareDx, Inc. reported that Secretary and General Counsel Jeffrey Adam Novack had 1,292 shares of common stock withheld by the company at $21.95 per share to cover tax obligations tied to the vesting of restricted stock units. After this tax-withholding disposition, he directly holds 112,632 shares of CareDx common stock.

Positive

  • None.

Negative

  • None.
Insider Novack Jeffrey Adam
Role Secretary and General Counsel
Type Security Shares Price Value
Tax Withholding Common Stock 1,292 $21.95 $28K
Holdings After Transaction: Common Stock — 112,632 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 1,292 shares Tax-withholding disposition on common stock
Tax withholding price $21.95 per share Valuation for withheld shares
Shares owned after transaction 112,632 shares Direct ownership after tax withholding
restricted stock units financial
"in connection with the issuance of shares upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"withheld by the Issuer in order to satisfy certain tax withholding obligations"
withheld by the Issuer financial
"These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Novack Jeffrey Adam

(Last)(First)(Middle)
C/O CAREDX, INC.
8000 MARINA BOULEVARD, 4TH FLOOR

(Street)
BRISBANE CALIFORNIA 94005

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CareDx, Inc. [ CDNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Secretary and General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/06/2026F1,292(1)D$21.95112,632D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.
/s/ Jeffrey Adam Novack06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CareDx (CDNA) report for Jeffrey Adam Novack?

CareDx reported that Jeffrey Adam Novack had 1,292 common shares withheld to satisfy tax obligations from restricted stock unit vesting. This was a tax-withholding disposition by the issuer, not an open-market sale or discretionary trade by Novack.

How many CareDx (CDNA) shares were involved in the latest Form 4 tax withholding?

The Form 4 shows 1,292 shares of CareDx common stock were withheld. These shares covered certain tax withholding obligations related to the vesting of restricted stock units awarded to Secretary and General Counsel Jeffrey Adam Novack.

At what price were the withheld CareDx (CDNA) shares valued in the Form 4?

The withheld CareDx shares were valued at $21.95 per share for the tax-withholding disposition. This price is used for reporting purposes on the Form 4 and does not represent an open-market trade by the insider.

How many CareDx (CDNA) shares does Jeffrey Adam Novack hold after this Form 4 transaction?

Following the tax-withholding disposition, Jeffrey Adam Novack directly holds 112,632 shares of CareDx common stock. This figure represents his post-transaction direct ownership as reported in the Form 4 filing with the SEC.

Was the CareDx (CDNA) Form 4 transaction an open-market sale by the insider?

No. The Form 4 describes a tax-withholding disposition where 1,292 shares were withheld by CareDx to satisfy tax obligations upon RSU vesting. It was not an open-market sale initiated by Jeffrey Adam Novack.