Welcome to our dedicated page for Cathay Gnl Bncp SEC filings (Ticker: CATY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Cathay General Bancorp (NASDAQ: CATY), the holding company for Cathay Bank. As a publicly traded commercial bank, Cathay General Bancorp files detailed reports that describe its financial condition, operating results, risk profile, and governance.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q to see information on loan and deposit composition, net interest income, non‑interest income, non‑interest expense, allowance for credit losses, and regulatory capital ratios. These filings also discuss asset quality measures such as non‑accrual loans, non‑performing assets, and charge‑offs, which are central to analyzing a commercial bank.
Cathay General Bancorp also submits current reports on Form 8‑K to announce material events, including quarterly earnings releases and related conference calls. For example, the company has filed 8‑Ks to furnish press releases detailing financial results for specific quarters and to provide access to accompanying presentation materials.
On Stock Titan, SEC filings for CATY are updated from EDGAR and paired with AI‑powered summaries that highlight key points, explain technical language, and help readers understand complex disclosures without reading every line. Users can quickly locate earnings reports, capital and liquidity discussions, and other significant items within long documents.
In addition to periodic and current reports, investors may consult other forms, such as proxy materials that address governance and executive compensation, and ownership‑related filings that can shed light on insider and institutional holdings. Together, these documents form a structured record of Cathay General Bancorp’s regulatory reporting history and provide a foundation for informed analysis of the CATY stock.
Chan Lana Lai-Yan reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Lana Lai-Yan Chan received a grant of 265 shares of Common Stock. The award was made as fully vested stock at a stated price of $0.00 per share, indicating compensation rather than a market purchase. Following this grant, Chan directly holds 265 shares.
Woo Elizabeth A. reported acquisition or exercise transactions in this Form 4 filing.
CATHAY GENERAL BANCORP director Elizabeth A. Woo received a grant of 1,593 shares of fully vested common stock of CATY. This award increased her directly held common stock to 3,506 shares following the transaction. The shares were granted as compensation, not purchased on the open market.
Kono Ann reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Ann Kono received a stock grant of 1,593 shares of common stock of CATY on April 15, 2026. The shares were granted as fully vested stock with no cash price per share, indicating compensation rather than a market purchase. Following this award, Kono directly holds a total of 3,506 shares of Cathay General Bancorp common stock.
Sun Richard reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Richard Sun received a grant of 1,593 shares of fully vested common stock on April 15, 2026, at no cost. This award increased his directly held common shares to 2,593.
The filing also reports indirect ownership of Cathay General Bancorp common stock through several related entities and family accounts, including shares held by an Ivy Sun Separate Trust, JKLM Limited Partnership, Lin-Chih Corporation, RIS Family Limited Partnership, Sun Trust, a Michael Sun Trust, and by his spouse.
CATHAY GENERAL BANCORP Vice Chairman Peter Wu received a grant of 1,593 shares of Common Stock as fully vested stock compensation. The shares were acquired at no stated price and bring his directly held position to 1,593 shares.
In addition to these shares, the filing lists indirect holdings of 398,814 shares of Common Stock held through the Wu Family Trust and 295,252 shares held through PACJU, LLC.
CATHAY GENERAL BANCORP Vice Chairman Anthony M. Tang received a grant of 1,593 shares of Common Stock on April 15, 2026 at a stated price of $0.00 per share, described as fully vested common stock of CATY.
After the grant, he directly owns 177,876 shares. A footnote states this includes 1,582.906 shares acquired year-to-date through dividend reinvestment. He also reports indirect holdings of 114,410 shares through an ESOP, 300,000 shares through YFO Investments where his spouse is a beneficiary, and 371,399 shares held by his spouse.
Hung Maan-Huei reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Maan-Huei Hung received a grant of 1,593 shares of Common Stock of CATY. The shares were granted as fully vested stock at a stated price of $0.00 per share. Following this compensation award on April 15, 2026, Hung directly holds 12,707 shares of Cathay General Bancorp common stock.
Jelenko Jane H reported acquisition or exercise transactions in this Form 4 filing.
CATHAY GENERAL BANCORP director Jane H. Jelenko received a grant of 1,593 shares of fully vested common stock on April 15, 2026, at no cost. After this grant, she holds 1,593 shares directly, plus 2,116 shares indirectly via the Jelenko-Norris Marital Trust and 12,988 shares via the Jelenko-Norris Survivors Trust.
FERNANDEZ FELIX S reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Felix S. Fernandez received a grant of 1,593 shares of common stock on April 15, 2026. The award was fully vested and carried a reported price of $0.00 per share, indicating equity compensation rather than an open-market purchase. Following the grant, he holds 1,593 shares directly and an additional 14,960 shares indirectly through the Felix & Katherine Fernandez Trust.
CHUNG NELSON reported acquisition or exercise transactions in this Form 4 filing.
Cathay General Bancorp director Nelson Chung received a grant of 1,593 shares of Common Stock on April 15, 2026, as fully vested stock with no cash price per share. Following this award, he holds 10,432 shares directly, in addition to indirect holdings through a Defined Benefit Plan, a Pension Plan, and the Chung Family Trust.