Carrier (CARR) director Susan Story receives 5.8K deferred stock units as board pay

Rhea-AI Filing Summary

CARRIER GLOBAL Corp director Susan N. Story received a compensation-related grant of 5,807.0026 Director Deferred Stock Units (DSUs) at $58.55 per unit under the company’s Board of Directors Deferred Stock Unit Plan. These DSUs convert into an equal number of Carrier common shares when she leaves the board, with distribution in a lump sum or installments according to her prior election. Following this grant, she directly holds a total of 28,823.7367 Director DSUs.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider STORY SUSAN N

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director DSU	5,807.003	$58.55	$340K

Holdings After Transaction: Director DSU — 28,823.737 shares (Direct)

Footnotes (1)

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Key Figures

Director DSUs granted: 5,807.0026 units Grant reference price: $58.55 per unit Total Director DSUs after grant: 28,823.7367 units +1 more

4 metrics

Director DSUs granted 5,807.0026 units Annual non-employee director compensation grant

Grant reference price $58.55 per unit Director Deferred Stock Unit award value reference

Total Director DSUs after grant 28,823.7367 units Holdings directly after reported transaction

Underlying common stock 5,807.0026 shares Common shares underlying newly granted DSUs

Key Terms

Director Deferred Stock Unit Plan, Deferred Stock Units (DSUs), dividend equivalents

3 terms

Director Deferred Stock Unit Plan financial

"acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan"

Deferred Stock Units (DSUs) financial

"payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs)"

Deferred stock units (DSUs) are a form of long-term pay that promises an employee or director future company shares or cash equal to the share value at a later date, usually after leaving the company or at a set vesting time. Think of them as a delayed paycheck tied to the stock: they align recipients’ interests with long-term share performance and matter to investors because they create potential future dilution and signal how management is rewarded and incentivized.

dividend equivalents financial

"the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

STORY SUSAN N

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FLORIDA 33418

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director DSU	(1)	04/15/2026		A		5,807.0026		(1)	(1)	Common Stock	5,807.0026	$58.55	28,823.7367	D

Explanation of Responses:

1. The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

	/s/ Erin O'Neal as Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CARRIER GLOBAL (CARR) director Susan N. Story report?

Susan N. Story reported receiving 5,807.0026 Director Deferred Stock Units as compensation. The grant was made at $58.55 per unit under Carrier’s Board of Directors Deferred Stock Unit Plan for her annual non-employee director service, increasing her total Director DSU holdings to 28,823.7367.

How do Carrier Global (CARR) director Deferred Stock Units work for Susan N. Story?

The Director Deferred Stock Units represent deferred board compensation that tracks Carrier’s common stock. When Susan N. Story resigns, is removed, or retires from the board, her DSUs plus accrued dividend equivalents convert into an equal number of Carrier common shares, payable either in one lump sum or installments.

Is the recent Carrier Global (CARR) Form 4 a stock purchase or a compensation award?

The Form 4 reflects a compensation award, not an open-market stock purchase. Susan N. Story acquired 5,807.0026 Director Deferred Stock Units as part of her annual non-employee director compensation under Carrier’s Board of Directors Deferred Stock Unit Plan rather than buying shares on the market.

What is Susan N. Story’s total Director DSU position at Carrier Global (CARR) after this grant?

After the latest compensation grant, Susan N. Story directly holds 28,823.7367 Director Deferred Stock Units. These units, including any future dividend equivalents, will eventually convert into the same number of Carrier common shares when her board service ends, subject to her chosen payout schedule.

When will Carrier Global (CARR) Director DSUs granted to Susan N. Story be paid out?

Payment occurs when her board service ends through resignation, removal, or retirement. At that point, her Director Deferred Stock Units and accrued dividend equivalents convert into an equal number of Carrier common shares, distributed either as a lump-sum or in installments based on her prior election.