Director at Broadridge (NYSE: BR) files Form 3 with no holdings

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. director Patricia Ann Mosconi filed an initial statement of beneficial ownership (Form 3) as of 02/02/2026. The filing reports that she has no securities beneficially owned in the company, and there are no listed non-derivative or derivative holdings.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Mosconi Patricia Ann

(Last) (First) (Middle)

C/O BROADRIDGE FINANCIAL SOLUTIONS, INC.

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/02/2026

3. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned by the reporting person.

No securities are beneficially owned.

	Maria Allen, Power of Attorney	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does the Patricia Ann Mosconi Form 3 for Broadridge (BR) report?

The Form 3 for Patricia Ann Mosconi reports that she beneficially owns no Broadridge Financial Solutions, Inc. securities. It is an initial ownership filing showing zero non-derivative and derivative holdings as of the stated event date.

What is Patricia Ann Mosconi’s role at Broadridge (BR) in this Form 3?

The filing identifies Patricia Ann Mosconi as a director of Broadridge Financial Solutions, Inc. It confirms her board role while simultaneously stating that she has no beneficial ownership of the company’s securities at the time of the filing.

Does the Broadridge (BR) Form 3 show any stock or option holdings for Patricia Ann Mosconi?

No, the Form 3 explicitly states that no securities are beneficially owned by Patricia Ann Mosconi. Both the non-derivative and derivative securities tables are effectively empty, indicating no shares, options, or similar instruments are reported.

Why is a Form 3 filed when Patricia Ann Mosconi holds no Broadridge (BR) shares?

Form 3 is required when someone becomes a reporting insider, such as a director. Even if they own no shares, the form must disclose their initial beneficial ownership position, which in this case is reported as zero securities owned.

Does the Mosconi Form 3 for Broadridge (BR) report any recent transactions?

The Form 3 does not report any transactions because it focuses on initial beneficial ownership. The remarks section clarifies that no securities are beneficially owned, and there are no entries in the transaction or holdings tables.