Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi received an equity-based compensation award rather than buying shares on the market. She was granted 206 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in lieu of cash fees, increasing her direct common stock-equivalent holdings to 638 shares.
The Deferred Stock Units vest in full immediately upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. This filing reflects routine director compensation and does not indicate an open-market purchase or sale.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Markus Maura A. received a grant of 239 Deferred Stock Units of common stock as compensation, with no cash paid per share. These units vest immediately and will be settled in shares after his separation from service, bringing his direct holdings to 32,584.102 shares.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received a grant of 206 Deferred Stock Units tied to deferred cash compensation. The units vest in full upon grant and will be settled in an equal number of Broadridge common shares after his separation from service. Following this award, Zavery directly holds 8,951 shares of common stock.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received a grant of 206 Deferred Stock Units, representing the same number of common shares, in lieu of cash director compensation. The units vest in full upon grant and will settle in Broadridge common stock after her separation from service, bringing her direct holdings to 9,575 shares.
Broadridge Financial Solutions director Eileen K. Murray received an equity-based compensation award. On this Form 4, she acquired 445 Deferred Stock Units of Broadridge common stock at no cash price, reflecting a deferral of cash director compensation under the company’s 2018 Omnibus Award Plan and Director Deferred Compensation Program.
The Deferred Stock Units vest in full upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. After this grant, Murray directly holds 5,720 shares of Broadridge common stock.
Broadridge Financial Solutions, Inc. is expanding its Board of Directors and has appointed Todd Diganci as a new director, effective August 1, 2026. The Board size will increase from nine to 10 members, eight of whom will be independent, including Chairperson Eileen K. Murray.
Diganci, a long-time senior leader at FINRA, will serve on Broadridge’s Audit Committee. The Board determined he is an independent director under New York Stock Exchange and SEC rules, and he will receive compensation consistent with other independent directors.
BROADRIDGE FINANCIAL SOLUTIONS, INC. Chief Legal Officer Hope M. Jarkowski reported an open-market sale of Common Stock. On June 4, 2026, she sold 1,966 shares of Broadridge common stock at a price of $154.995 per share. After this transaction, she directly held 1.25 shares of the company’s common stock.
BR filing a Form 144 notice reporting restricted common stock vesting under a registered plan and related sale activity. The filing lists a transaction date of 04/01/2026 and a Form 144 filing date of 06/04/2026. The notice identifies Restricted Stock Vesting Under a Registered Plan as the securities type; further sale mechanics and proceeds treatment are not detailed in the excerpt.
Broadridge Financial Solutions’ Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend will be paid on July 2, 2026 to stockholders who are on record at the close of business on June 12, 2026.
Broadridge describes itself as a global technology provider to the financial services industry, processing over 7 billion communications per year and supporting the daily trading of more than $10 trillion of securities globally, with over 15,000 associates in 21 countries.
Broadridge Financial Solutions, Inc. has completed an underwritten public offering of $500,000,000 aggregate principal amount of its 5.750% Senior Notes due 2036. The notes are senior unsecured obligations, pay interest in cash each May 15 and November 15 starting November 15, 2026, and mature on May 15, 2036.
Broadridge intends to use the net proceeds from the offering, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026. The company may redeem the new notes at its option at a make-whole redemption price, with any premium falling away for redemptions on or after February 15, 2036. A change of control repurchase event requires Broadridge to offer to buy the notes at 101% of principal plus accrued interest.