Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech and technology company serving the financial services industry. Broadridge’s filings offer detailed insight into its technology and operations platforms that power investing, governance, and communications, support post-trade processing and asset servicing, and underpin the daily average trading of more than $15 trillion in securities globally.
Through Broadridge’s annual reports on Form 10-K and quarterly reports on Form 10-Q, investors can review discussions of its business model, segment performance, risk factors, and financial condition. The company’s definitive proxy statement on Schedule 14A describes corporate governance practices, Board composition, executive compensation, and matters submitted to stockholder vote, including the election of directors, advisory votes on executive pay, and ratification of independent auditors.
Broadridge also files frequent current reports on Form 8-K that disclose material events such as dividend declarations, earnings releases, financing arrangements like term credit agreements, investor presentations, and results of stockholder meetings. These filings can include information on the company’s capital allocation approach, including recurring cash dividends, as well as updates on its growth strategy and operational priorities.
In addition, investors can monitor Forms 3, 4, and 5 for information on insider share ownership and changes in holdings by directors and officers, and Schedule 13 filings for significant beneficial ownership by large shareholders, where applicable. Together, these documents provide a regulatory record of Broadridge’s activities as a public company listed on the New York Stock Exchange.
On Stock Titan, Broadridge’s SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand major themes in 10-K and 10-Q reports, the implications of 8-K disclosures, and notable aspects of proxy materials. Real-time updates from EDGAR, combined with simplified explanations, support investors, analysts, and researchers who want to follow BR’s governance, risk disclosures, capital structure, and corporate actions in a structured and accessible way.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received equity compensation rather than buying stock on the market. He was granted 27 and 24 additional Deferred Stock Units on April 8, 2026 as dividend-equivalent awards under Broadridge's 2018 Omnibus Award Plan. Each unit represents one share of Broadridge common stock, vests in full upon grant, and will be settled in shares after his separation from service. Following these grants, his direct holdings increased to 8,745 shares of common stock.
Broadridge Financial Solutions director Annette L. Nazareth reported two awards of common stock on April 8. She received 17 shares and 16 shares of common stock at a stated price of $0.00 per share, both classified as grant or award acquisitions.
Footnotes explain these represent additional Deferred Stock Units (DSUs) credited under Broadridge's 2018 Omnibus Award Plan in connection with regular quarterly dividends on previously issued deferred units. The DSUs vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. Following these awards, her directly held common stock position reported in this filing is 9,369 shares.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray received additional equity-based compensation in the form of deferred stock units. On April 8, 2026, she was granted 16 and 13 deferred stock units tied to Broadridge’s regular quarterly dividend, representing the same number of common shares.
The awards were made under Broadridge’s 2018 Omnibus Award Plan, including units previously issued in lieu of cash compensation under the Director Deferred Compensation Program. The deferred stock units vest in full upon grant and will be settled in shares of Broadridge common stock when she separates from service. Following these grants, her directly held common stock position reported in this filing is 5,275 shares.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi received an automatic stock-based award tied to her existing deferred units. She was granted 2 additional Deferred Stock Units of common stock on the basis of Broadridge's regular quarterly dividend, increasing her directly held equivalent common stock units to 432 shares. The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when she separates from service as a director, reflecting routine dividend-equivalent compensation rather than an open-market share purchase.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Maura A. Markus received additional deferred stock unit awards tied to the company’s regular quarterly dividend. She was granted 87 shares and a separate award of 29 shares of Broadridge common stock equivalents under the 2018 Omnibus Award Plan.
These deferred stock units vest in full upon grant and will be settled in Broadridge common shares when she separates from board service, rather than paying cash dividends or cash director fees now. After these awards, she directly holds a total of 32,345.102 shares of Broadridge common stock.
keller brett reported acquisition or exercise transactions in this Form 4 filing.
BROADDRIDGE FINANCIAL SOLUTIONS, INC. director Brett Keller received equity-based compensation in the form of additional Deferred Stock Units tied to the company’s regular quarterly dividend. The awards cover 54 shares and 26 shares of common stock equivalents under Broadridge’s 2018 Omnibus Award Plan.
The footnotes explain that both Deferred Stock Unit grants vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service. Following these routine compensation-related awards, Keller holds 16,968 shares of common stock directly.
FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Melvin L. Flowers received 16 shares of common stock-equivalent Deferred Stock Units as a grant. The award was made under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on previously issued Deferred Stock Units.
The new Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service. Following this award, Flowers holds 2,676 shares of Broadridge common stock on a direct ownership basis.
Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Robert N. Duelks received an award of 127 deferred stock units of common stock at no cost under Broadridge's 2018 Omnibus Award Plan, issued in connection with the regular quarterly dividend. These units vest immediately and will settle in shares when he leaves board service. Following this grant, he directly holds 20,942 shares of Broadridge common stock, in addition to indirect holdings through an LLC and family trusts.
Broadridge Financial Solutions director Markus A. Maura received an equity award rather than cash fees. On the reported date, he acquired 206 shares of common stock in the form of Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan in connection with the Director Deferred Compensation Program.
The Deferred Stock Units vest in full immediately upon grant and represent an equivalent number of Broadridge common shares. They will be settled in shares of common stock when the director separates from service with the company. Following this grant, Maura directly holds 32,229.102 shares of Broadridge common stock.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received 177 shares of common stock through a grant of Deferred Stock Units. The units were issued in lieu of cash compensation under the company’s 2018 Omnibus Award Plan and vest immediately. Following this award, Zavery directly holds 8,694 shares.