Booz Allen (NYSE: BAH) CEO covers tax bill with 15,158 withheld shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Booz Allen Hamilton Holding Corp President and CEO Horacio Rozanski had 15,158 shares of Class A common stock withheld on March 31, 2026 to cover tax obligations at an effective price of $78.03 per share. This exempt transaction under Rule 16b-3 is a non-market, tax-withholding disposition rather than an open-market sale. Following the transaction, he directly holds 672,587 shares, which include restricted stock units.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
ROZANSKI HORACIO
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Class A Common Stock | 15,158 | $78.03 | $1.18M |
Holdings After Transaction:
Class A Common Stock — 672,587 shares (Direct)
Footnotes (1)
- Exempt under Rule 16b-3. Includes restricted stock units.
Key Figures
Tax-withheld shares: 15,158 shares
Withholding price: $78.03 per share
Post-transaction holdings: 672,587 shares
+1 more
4 metrics
Tax-withheld shares
15,158 shares
Class A Common Stock withheld on March 31, 2026
Withholding price
$78.03 per share
Effective price for tax-withholding disposition
Post-transaction holdings
672,587 shares
Direct holdings after tax withholding, includes RSUs
Tax-withholding transactions
1 transaction, 15,158 shares
Summary of tax-withholding activity in this filing
Key Terms
tax-withholding disposition, Rule 16b-3, restricted stock units, Class A Common Stock
4 terms
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Rule 16b-3 regulatory
"Exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
restricted stock units financial
"Includes restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
FAQ
What did Booz Allen (BAH) CEO Horacio Rozanski report in this Form 4?
Horacio Rozanski reported a tax-withholding disposition of 15,158 Booz Allen shares. The shares were withheld to satisfy tax obligations at $78.03 per share, a routine, non-market transaction. After this event, he directly holds 672,587 shares, including restricted stock units.
What does transaction code F mean in the Booz Allen (BAH) CEO’s Form 4?
Transaction code F indicates shares were used to pay the exercise price or related tax liability. For Booz Allen’s CEO, 15,158 shares were delivered at $78.03 per share to satisfy tax obligations, making this an exempt, non-market tax-withholding disposition under Rule 16b-3.
Why is the Booz Allen (BAH) CEO’s Form 4 marked exempt under Rule 16b-3?
The filing is marked exempt under Rule 16b-3 because the transaction involves issuer-related tax withholding rather than market trading. Shares were withheld to satisfy tax liabilities on equity compensation, a type of insider transaction the rule treats as exempt from normal short-swing profit rules.