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Tokoro Catia Yuassa’s Form 3 establishes AXIA Energia (AXIA) insider status

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AXIA Energia S.A. received an initial insider ownership report on Form 3 from Tokoro Catia Yuassa, identified as a reporting person with the note “See Remarks*”. The filing’s data show no reported purchases, sales, exercises, gifts, or other transactions and no derivative positions in this excerpt.

Positive

  • None.

Negative

  • None.
Net shares bought or sold 0 shares Form 3 transactionSummary netBuySellShares
Buy transactions 0 Form 3 transactionSummary buyCount
Sell transactions 0 Form 3 transactionSummary sellCount
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
""reportingPersons": [ { "name": "Tokoro Catia Yuassa""
derivative positions financial
""derivativeSummary": [],"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Tokoro Catia Yuassa

(Last)(First)(Middle)
AVENIDA GRACA ARANHA, NO. 26
CENTRO

(Street)
RIO DE JANEIRO20030-000

(City)(State)(Zip)

BRAZIL

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/16/2026
3. Issuer Name and Ticker or Trading Symbol
AXIA Energia S.A. [ AXIA3 ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
See Remarks*
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
*Member of the Fiscal Council (Alternate). No securities are beneficially owned.
No securities are beneficially owned.
/s/ Catia Yuassa Tokoro04/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AXIA (AXIA Energia S.A.) Form 3 filing by Tokoro Catia Yuassa show?

The Form 3 identifies Tokoro Catia Yuassa as a reporting person for AXIA Energia S.A. In the provided data, there are no reported purchases, sales, gifts, exercises, or derivative positions, so it functions as a baseline ownership disclosure without visible transactions.

Are there any buy or sell transactions in the AXIA Form 3 for Tokoro Catia Yuassa?

No, the transaction summary shows zero buy, sell, acquire, dispose, exercise, gift, tax withholding, or restructuring events. This indicates the filing does not report any trading activity, only the insider’s reporting status and related baseline information in this excerpt.

Does the AXIA Form 3 show any derivative securities held by Tokoro Catia Yuassa?

No, the derivative summary is empty in the provided data. That means no options, warrants, or other derivative holdings are listed in this excerpt, and the filing focuses solely on establishing the reporting person relationship with AXIA Energia S.A.

How many shares did Tokoro Catia Yuassa trade according to this AXIA Form 3?

According to the transaction summary, netBuySellShares is zero and all transaction counts are zero. This means there are no reported share purchases or sales, and the form does not reflect any change in holdings within the provided information.

What does the transactionSummary in the AXIA Form 3 indicate for investors?

The transactionSummary lists zero counts for buys, sells, exercises, gifts, tax withholdings, and restructurings, with a neutral netBuySellDirection. For investors, this suggests the filing is administrative, recording insider status rather than reporting trading or position changes.