AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of AXIA shares executed through managed accounts on May 13, 2026. Accounts managed by Radar Gestora de Recursos sold a total of 666,300 shares, including Class "B1" preferred and common shares, in multiple transactions.
The non-derivative sales were reported at prices of $11.72 per Class "B1" Preferred Share and $10.62 per Common Share, with related footnotes also disclosing weighted average prices in Brazilian reals. These holdings are indirect, and both the accounts and Mr. Filho disclaim beneficial ownership except for any pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of AXIA shares executed through managed accounts on May 13, 2026. Accounts managed by Radar Gestora de Recursos sold a total of 666,300 shares, including Class "B1" preferred and common shares, in multiple transactions.
The non-derivative sales were reported at prices of $11.72 per Class "B1" Preferred Share and $10.62 per Common Share, with related footnotes also disclosing weighted average prices in Brazilian reals. These holdings are indirect, and both the accounts and Mr. Filho disclaim beneficial ownership except for any pecuniary interest.
AXIA Energia S.A. establishes the form ADR and depositary terms for American Depositary Shares (ADSs) under a Deposit Agreement dated December 26, 2025. The ADR states each ADS initially represents the right to receive one preferred class C share and describes procedures for issuance, transfer, withdrawal, fees, distributions, voting, ownership limits, tax treatment, and termination.
The ADR delegates operational duties to Citibank, N.A. as Depositary and Banco Bradesco S.A. as Custodian, preserves Brazilian ownership and voting restrictions under the company’s Estatuto Social, and sets notice and documentation requirements including 30/60/90-day timing for certain actions.
AXIA Energia S.A. establishes terms for American Depositary Shares (ADSs) under a Form F-6 style deposit agreement. The Second Amended and Restated Deposit Agreement dated August 18, 2017, as amended June 14, 2022, governs issuance, surrender, transfers, fees, distributions, voting and ownership limits. Each ADS initially represents one preferred Class B1 share; the ADS-to-Share ratio may be amended by the Deposit Agreement. The Depositary is Citibank, N.A. (Principal Office: 388 Greenwich Street, New York, NY 10013). The agreement describes holder obligations for taxes, documentation, regulatory reporting, voting instructions, restrictions under Brazilian law and procedures for depositary resignation, amendment and termination, including specified notice periods (e.g., 20, 60, 90 days) for various corporate actions.
AXIA Energia S.A. establishes the terms of an American Depositary Receipt program under a Deposit Agreement administered by Citibank, N.A., describing the rights and mechanics for American Depositary Shares (ADSs) each representing one common share.
The agreement specifies the ADS-to-Share ratio (currently 1 ADS = 1 Share), deposit/withdrawal procedures, fees, voting mechanics, tax and reporting obligations, ownership limits under Brazilian law, record‑date and distribution timing, and resignment/termination mechanics including notice periods.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of a combined 646,900 shares of AXIA securities on managed accounts associated with him. The sales included both Class "B1" preferred shares and common shares.
The Class "B1" preferred sales were executed at about $11.96 per share, while common share sales were at about $10.91 per share. After these transactions, the filing shows that various managed accounts and direct holdings continue to own multiple blocks of AXIA common and preferred shares, with beneficial ownership disclaimed except for Filho’s pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of a combined 646,900 shares of AXIA securities on managed accounts associated with him. The sales included both Class "B1" preferred shares and common shares.
The Class "B1" preferred sales were executed at about $11.96 per share, while common share sales were at about $10.91 per share. After these transactions, the filing shows that various managed accounts and direct holdings continue to own multiple blocks of AXIA common and preferred shares, with beneficial ownership disclaimed except for Filho’s pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported multiple open‑market purchases and sales of Common, Class "B1" Preferred, and Class "C" Preferred Shares on May 8, 2026, executed through various managed accounts. Across all trades, the accounts bought 4,144,000 shares and sold 4,426,200 shares, a net sale of 282,200 shares. Reported prices included about $11.18 per Common Share and $12.29 per Class "B1" Preferred Share. Filho directly holds 51,115 Common Shares, while the indirect positions are managed by entities such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, with both those entities and Filho disclaiming beneficial ownership beyond their pecuniary interest. The Class "C" Preferred Shares are automatically convertible into Common Shares on a 1:1 basis in stages from fiscal year 2026 through 2031.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported multiple open‑market purchases and sales of Common, Class "B1" Preferred, and Class "C" Preferred Shares on May 8, 2026, executed through various managed accounts. Across all trades, the accounts bought 4,144,000 shares and sold 4,426,200 shares, a net sale of 282,200 shares. Reported prices included about $11.18 per Common Share and $12.29 per Class "B1" Preferred Share. Filho directly holds 51,115 Common Shares, while the indirect positions are managed by entities such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, with both those entities and Filho disclaiming beneficial ownership beyond their pecuniary interest. The Class "C" Preferred Shares are automatically convertible into Common Shares on a 1:1 basis in stages from fiscal year 2026 through 2031.
AXIA Energia S.A. director Corso Matte Ana Silvia reported open-market purchases of 2,000 common shares. On May 8, 2026, 1,000 shares were bought indirectly through a spouse at about $11.20 per share and 1,000 shares were bought directly at about $11.19 per share.
The filing shows 1,000 common shares held indirectly by spouse and 13,200 common shares held directly following these transactions. The reported U.S. dollar prices reflect conversion from Brazilian real purchase prices of $58.83 and $58.80 per share using a 5.2540 BRL per USD exchange rate.
AXIA Energia S.A. director Corso Matte Ana Silvia reported open-market purchases of 2,000 common shares. On May 8, 2026, 1,000 shares were bought indirectly through a spouse at about $11.20 per share and 1,000 shares were bought directly at about $11.19 per share.
The filing shows 1,000 common shares held indirectly by spouse and 13,200 common shares held directly following these transactions. The reported U.S. dollar prices reflect conversion from Brazilian real purchase prices of $58.83 and $58.80 per share using a 5.2540 BRL per USD exchange rate.
Axia Energia S.A. files a Form 6-K presenting Edition 9.0 of its Risk Management and Internal Controls Policy, effective April 30, 2026 and valid for five years. The policy defines how the company identifies, assesses, treats, monitors and communicates risks across its operations.
It formalizes a risk appetite statement, adopts the Three Lines Model, and details responsibilities for the Board of Directors, Executive Board, Audit and Risk Committee, Fiscal Council, risk owner areas, control owner areas and Internal Audit. The framework is aligned with Brazilian anti-corruption laws, FCPA, Sarbanes-Oxley sections 302 and 404, COSO, ISO 31000, IBGC governance guides and B3 Novo Mercado rules, and it revokes the prior policy approved in December 2025.
Axia Energia S.A. files a Form 6-K presenting Edition 9.0 of its Risk Management and Internal Controls Policy, effective April 30, 2026 and valid for five years. The policy defines how the company identifies, assesses, treats, monitors and communicates risks across its operations.
It formalizes a risk appetite statement, adopts the Three Lines Model, and details responsibilities for the Board of Directors, Executive Board, Audit and Risk Committee, Fiscal Council, risk owner areas, control owner areas and Internal Audit. The framework is aligned with Brazilian anti-corruption laws, FCPA, Sarbanes-Oxley sections 302 and 404, COSO, ISO 31000, IBGC governance guides and B3 Novo Mercado rules, and it revokes the prior policy approved in December 2025.
Axia Energia S.A. is updating and formalizing unified internal regulations for its Board of Directors’ advisory committees and disclosing them to investors. The rules cover five committees: Audit and Risk, Planning and Projects, People and Governance, Legal Affairs Support, and Sustainability.
The document sets how committees are composed (3 to 5 members, with independent majorities and fully independent members in key committees), their terms, reappointment limits, and coordination. It details meeting procedures, documentation, performance evaluations, and support from the Governance Secretariat.
Annexes specify the duties of each committee, including oversight of audits, internal controls, risk management, strategy, capital structure, M&A, governance, succession, legal disputes, and sustainability/ESG matters. The new regulations were approved by the Board of Directors in Resolution No. 052/2026 and took effect the same day.
Axia Energia S.A. is updating and formalizing unified internal regulations for its Board of Directors’ advisory committees and disclosing them to investors. The rules cover five committees: Audit and Risk, Planning and Projects, People and Governance, Legal Affairs Support, and Sustainability.
The document sets how committees are composed (3 to 5 members, with independent majorities and fully independent members in key committees), their terms, reappointment limits, and coordination. It details meeting procedures, documentation, performance evaluations, and support from the Governance Secretariat.
Annexes specify the duties of each committee, including oversight of audits, internal controls, risk management, strategy, capital structure, M&A, governance, succession, legal disputes, and sustainability/ESG matters. The new regulations were approved by the Board of Directors in Resolution No. 052/2026 and took effect the same day.
AXIA Energia’s 6-K provides a dense operational snapshot of its Brazilian power portfolio and grid investments. The company reports total installed capacity of 44,026 MW and total physical guarantee of 21,444 MW for 2026 across its AXIA Energia, Norte, Nordeste and Sul platforms. Detailed tables break down hydraulic, wind and solar plants by concession terms, physical guarantees and 1Q26 generation in MWh, as well as generation losses by region.
The filing lists ACR regulated contracts and availability agreements, showing contracted volumes in MW average and indexed prices in BRL/MWh, alongside 1Q26 energy sold and energy purchased for resale. An energy balance table presents own resources, purchases, contracted sales ranges and estimated uncontracted energy percentages for 2026–2028.
AXIA also discloses 1Q26 investments totaling BRL 1,354,948,750, mainly in transmission expansion and reinforcements, plus environmental and infrastructure projects. Extensive RAP tables outline transmission revenues under renewed and bidding contracts and a multi‑year pipeline of large reinforcement and improvement projects. From 2Q26, this operational appendix will be discontinued, with its data moved into the quarterly Modeling Guide spreadsheet.