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Anteris Technologies (AVR) director exercises 17,580 RSUs into common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anteris Technologies Global Corp. director David B. Roberts exercised restricted stock units into common stock as part of his equity compensation. On June 7, 2026, he converted 17,580 RSUs into 17,580 shares of common stock at a stated price of $0.00, and now holds 17,580 common shares directly. These RSUs are from a December 3, 2025 grant of 52,742 RSUs that vest in roughly equal installments on June 7, 2026, 2027, and 2028, leaving 35,162 RSUs outstanding after this vesting event.

Positive

  • None.

Negative

  • None.
Insider Roberts David B
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 17,580 $0.00 --
Exercise Common Stock 17,580 $0.00 --
Holdings After Transaction: Restricted Stock Units — 35,162 shares (Direct, null); Common Stock — 17,580 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") converts into a share of common stock on a one-for-one basis. On December 3, 2025, the reporting person was granted 52,742 RSUs that generally vest in approximately equal installments on June 7, 2026, June 7, 2027 and June 7, 2028, subject to the Reporting Person's continued service through each vesting date.
RSUs converted 17,580 units Converted to 17,580 common shares on June 7, 2026
Common shares held 17,580 shares Direct holdings after RSU conversion
Original RSU grant 52,742 units Granted on December 3, 2025
Remaining RSUs 35,162 units Unvested after June 7, 2026 installment
Vesting dates June 7, 2026, 2027, 2028 Installments for 52,742 RSU grant
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") converts into a share of common stock"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vest financial
"RSUs that generally vest in approximately equal installments on June 7, 2026, June 7, 2027 and June 7, 2028"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts David B

(Last)(First)(Middle)
TOOWONG TOWER, LEVEL 3, SUITE 302
9 SHERWOOD ROAD

(Street)
TOOWONGQLD4066

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/07/2026M17,580A(1)17,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/07/2026M17,580 (2) (2)Common Stock17,580$035,162D
Explanation of Responses:
1. Each restricted stock unit ("RSU") converts into a share of common stock on a one-for-one basis.
2. On December 3, 2025, the reporting person was granted 52,742 RSUs that generally vest in approximately equal installments on June 7, 2026, June 7, 2027 and June 7, 2028, subject to the Reporting Person's continued service through each vesting date.
/s/ David Roberts06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AVR director David B. Roberts report?

David B. Roberts reported exercising restricted stock units into common shares. On June 7, 2026, he converted 17,580 RSUs into 17,580 shares of Anteris Technologies Global Corp. common stock, reflecting routine equity compensation rather than an open-market stock purchase or sale.

How many Anteris Technologies (AVR) shares does David B. Roberts hold after this Form 4?

After the transaction, David B. Roberts directly holds 17,580 shares of Anteris Technologies Global Corp. common stock. These shares resulted from the conversion of vested restricted stock units on June 7, 2026, as disclosed in the Form 4 insider filing with the SEC.

What is the size and vesting schedule of David B. Roberts’ AVR RSU grant?

Roberts received a grant of 52,742 restricted stock units on December 3, 2025. The RSUs generally vest in approximately equal installments on June 7, 2026, June 7, 2027, and June 7, 2028, subject to his continued service with Anteris Technologies Global Corp.

How many Anteris Technologies (AVR) RSUs remain after the June 7, 2026 vesting?

Following the June 7, 2026 vesting and conversion of 17,580 RSUs, David B. Roberts has 35,162 restricted stock units remaining. These unvested RSUs are scheduled to vest in later installments in June 2027 and June 2028, assuming ongoing service.

Was David B. Roberts’ AVR transaction an open-market buy or sale?

The transaction was not an open-market buy or sale. It reflects the exercise of restricted stock units into 17,580 Anteris Technologies Global Corp. common shares at a stated price of $0.00, consistent with standard equity compensation vesting for a company director.

What does a restricted stock unit (RSU) conversion mean for AVR shareholders?

An RSU conversion means previously granted units vested and turned into common shares. For Anteris Technologies Global Corp., 17,580 RSUs granted to director David B. Roberts converted one-for-one into 17,580 shares, modestly increasing outstanding shares under the company’s existing equity compensation program.